Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE SEF The SEF corrected typographical errors in Rules 1226 and 1233 relating to two Markit iTraxx Crossover Index contracts. 10/29/2014 Notified 10/29/2014 2
LATAM Update to LatAM SEF Rule Book Version 1.5 09/22/2016 Certified 10/06/2016 2
ICAPSEF Revised exhibit to Rule 901 11/15/2016 Certified 11/30/2016 2
IGDL Changes to SEF's rulebook 02/08/2017 Certified 02/23/2017 2
RF SEF Refinitiv US SEF LLC ("RSEF") wishes to amend its Rulebook in order to reflect certain new requirements related to error trades under Commission Regulation 37.9(e) 02/17/2021 Certified 03/03/2021 2
IGDL Revised Fee Card and Discount Program 02/16/2016 Certified 03/01/2016 2
IGDL Revised Facility Rulebook 08/06/2014 Certified 08/20/2014 2
GFISEF Revised fee schedule 10/30/2014 Certified 11/14/2014 2
IGDL IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) 03/01/2022 Certified 03/15/2022 2
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook 09/20/2017 Certified 10/04/2017 2
IGDL Amended Fee Card 08/17/2016 Certified 08/31/2016 2
ICAPSEF Amended Fee Card 08/17/2016 Certified 08/31/2016 2
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook 08/18/2016 Certified 09/01/2016 2
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook 09/01/2021 Certified 09/16/2021 2
SWAPX Updates to the SwapEx SEF Rulebook to align with relevant regulation. 02/19/2020 Certified 03/04/2020 2
CBOESEF The Amendment makes various clarifications and enhancements to existing rules to conform to current practices. 03/22/2023 Certified 04/05/2023 2
NEXSEF Modifications to the NEX SEF Fee Schedule 10/16/2020 Certified 10/30/2020 2
BSEF Compliance Manual amendment 12/07/2017 Certified 12/21/2017 2
NEXSEF Modifications to the NEX SEF African & Middle East NDFs Market Maker Program 10/16/2020 Certified 10/30/2020 2
TWSEF Fee Updates 06/02/2021 Certified 06/16/2021 2
NEXSEF Amended Fee Program 08/08/2017 Certified 08/22/2017 2
DWSEF Fee Updates 06/02/2021 Certified 06/16/2021 2
AEGIS The rule certification submission addresses the AEGIS SEF Liquidity Provider Program. 09/22/2022 Certified 10/06/2022 2
CBOESEF Clarifies the SEF only supports Permitted Transactions in swaps not intended to be cleared, through the execution methods detailed in Chapter 5. 03/23/2023 Certified 04/06/2023 2
RADSEF TeraExchange, LLC - Amended Rulebook Submission 2013-01 11/26/2013 Certified 12/12/2013 1
TDERIV Certain Rulebook amendments to extend No Action letters regarding trade errors and confirmations for uncleared trades 06/18/2017 Certified 06/30/2017 1
TWSEF Market Regulation Notice Concerning Block Trades 10/19/2020 Certified 11/02/2020 1
BSEF Product-Related Amendments to the BSEF LLC Rulebook 06/15/2023 Certified 06/30/2023 1
GFISEF Amendments to Rule 509(c) - GFISEF Submission #13-0005 11/26/2013 Certified 12/12/2013 1
TRAD Amendment to Tradition SEF's Trad-X Interest Rate Swap (IRS) trading platform supplement Rule S1-302. 04/17/2015 Certified 05/01/2015 1
GFISEF Modifying the Exchange's Fee Schedule. GFISEF Submission #13-0004 11/26/2013 Certified 12/12/2013 1
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective June 21, 2014 06/20/2014 Certified 07/08/2014 1
CBOESEF Update Fee Schedule 12/15/2022 Certified 12/30/2022 1
BGC BGC Derivative Markets, L.P. submits these proposed rule amendments to more closely align with CFTC Regulations. 06/07/2022 Certified 06/22/2022 1
CBOESEF Javelin SEF, LLC is amending its 2013 - 2014 Holiday Calendar to indicate that it will be closed on Friday, December 26, 2014. 12/05/2014 Certified 12/19/2014 1
CMSEF SEF Rulebook Amendment 04/05/2016 Certified 04/19/2016 1
CBOESEF Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. 11/05/2019 Certified 11/20/2019 1
BGC BGC Derivative Markets, L.P. submits these proposed rule amendments to add a definition, update various CFTC No Action Letters and add a rule for the CFTC Post-Trade Name Give-Up rule. 10/19/2020 Certified 11/02/2020 1
CMSEF Amendment to SEF Rulebook 02/24/2016 Certified 03/09/2016 1
CBOESEF Rule amendments made to comply with CFTC Letter No. 15-67 07/07/2016 Certified 07/21/2016 1
GFISEF Certification that these rules comply with the Commodity Exchange Act and the Commission's regulations. The document includes a concise analysis of the operation, purpose and effect of each of the amended rules. 10/19/2020 Certified 11/02/2020 1
TDERIV Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX 07/15/2019 Certified 07/26/2019 1
TPSEF tpSEF is adopting the attached form of Prime Broker Acknowledgment Letter as provided in Exhibit A. 02/21/2020 Certified 03/06/2020 1
GFISEF Updated rule amendment- submission from 10/19/20 contained a typo. Updating rules for 37.9 (d) PTNGU 10/20/2020 Certified 11/03/2020 1
CBOESEF The proposed changes seek to modify the Order Review Timeframe for each of the SEF Order Book and the Full Amount Platform from 100 to 70 milliseconds. 04/16/2021 Certified 04/30/2021 1
CBOESEF Javelin SEF hereby submits it market maker program. 04/21/2015 Certified 05/05/2015 1
MKAXSEF MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. 09/28/2015 Notified 09/28/2015 1
CBOESEF Cboe SEF is amending Rule 909 to add exceptions to the definition of Confidential Information. 11/01/2023 Certified 11/16/2023 1
TDERIV notification of changes in trading hours 04/07/2016 Notified 04/07/2016 1
TPSEF 40.6(d) Weekly Notification of Rule Amendments 11/20/2020 Notified 11/20/2020 1