| TDERIV |
notification of changes in trading hours |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
11/20/2020 |
Notified |
11/20/2020 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and Section 40.6(a) of the regulations of the CFTC, Bloomberg SEF LLC hereby notifies the CFTC that it has amended its Rulebook. The amended Rulebook will become effective on June 22, 2015. |
06/08/2015 |
Certified |
06/22/2015 |
|
1 |
| CBOESEF |
Change in trading hours |
02/25/2016 |
Certified |
03/10/2016 |
|
1 |
| BSEF |
Notice to Participants |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| IGDL |
40.6(d) Weekly Notification of Rule Amendments |
11/20/2020 |
Notified |
11/20/2020 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify rules 203, 204, and 603, and to remove unutilized subsets of rules 602 and 703. |
11/05/2021 |
Certified |
11/22/2021 |
|
1 |
| CBOESEF |
Extending current market maker program. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
02/02/2015 |
Certified |
02/17/2015 |
|
1 |
| TPSEF |
Amendments to the tpSEF Rulebook as provided in Exhibit A |
01/25/2023 |
Certified |
02/08/2023 |
|
1 |
| ICE SEF |
Amended its SEF Fee Schedule ICE SEF Submission #14-03 |
02/21/2014 |
Withdrawn |
02/27/2014 |
|
1 |
| TPSEF |
Regulation 40.6(a) certification of certain amendments to tpSEF's Rulebook. |
02/03/2015 |
Certified |
02/18/2015 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC regulations, tpSEF is submitting the attached Rulebook amendment. |
09/29/2015 |
Certified |
10/14/2015 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of the regulations of the Commodity Futures Trading Commission, tpSEF Inc. ("tpSEF") wishes to amend its rulebook as provided in Exhibit A. |
11/04/2014 |
Certified |
11/19/2014 |
|
1 |
| BSEF |
On June 8, 2015, Bloomberg SEF LLC ("BSEF") submitted to the CFTC a certification regarding amendments to the BSEF Rulebook. BSEF hereby notifies the CFTC that it wishes to amend that certification to update the effective date of the BSEF Rulebook. |
06/09/2015 |
Certified |
06/23/2015 |
|
1 |
| TPSEF |
Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), tpSEF Inc., a registered swap execution facility, hereby notifies the Commission that it wishes to amend its Rulebook as described in the attached submission. |
10/03/2016 |
Certified |
10/18/2016 |
|
1 |
| NEXSEF |
MRAN update for additional currency pairs |
10/21/2020 |
Certified |
11/04/2020 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-10) |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| LATAM |
40.6(a) certification of LatAm SEF Rulebook, version 1.12 |
11/16/2022 |
Certified |
12/01/2022 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Rulebook. The amended Rulebook will become effective on January 27, 2016. |
01/12/2016 |
Certified |
01/27/2016 |
|
1 |
| TDERIV |
Self-certification of fees to be charged to Participants on the SEF Trading System. |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
| NEXSEF |
Amendments to Rules 802(2) ("Basis Swaps"), 802(3) ("Forward Rate Agreements (FRA)"), and 802(4) ("Non Deliverable Swaps") in Connection with the CFTC Market Risk Advisory Committee Best Practice Advisory re Transition from LIBOR TO SOFR |
11/08/2021 |
Certified |
11/23/2021 |
|
1 |
| CBOESEF |
Javelin Rule Amendments to Rules 302, ..., 323, 407, 408, 504, ..., 523, ..., 901 JAVSEF #14-01 |
01/30/2014 |
Certified |
02/14/2014 |
|
1 |
| RADSEF |
TeraExchange, LLC - Rule Amendments - Amended Rulebook TERAEXC #2014-21 |
04/16/2014 |
Certified |
05/01/2014 |
|
1 |
| TRAD |
Notification of Amendments to Tradition SEF, Onc. Rulebook. TRAD #14-18 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| LGX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC - Rulebook Amendments - Effective July 9, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| TPSEF |
This submission contains a self-certification by tpSEF Inc. of amendments to its Rulebook as described in Exhibit A. |
09/16/2014 |
Certified |
09/29/2014 |
|
1 |
| CBOESEF |
(1) clarify the types and functionality of Orders that may be entered into Cboe SEF's order books and (2) change how Cboe SEF's trading system treats Orders submitted with decimal Notional Amounts. |
06/24/2022 |
Certified |
07/11/2022 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
01/13/2016 |
Withdrawn |
01/14/2016 |
|
1 |
| TWSEF |
Notice to Participants that the SEF's US Dollar Interest Rate Swaps, Canadian Dollar Interest Rate Swaps and CDX markets will be closed on November 11, 2013. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| GFISEF |
Withdrawal of Registration Submission #14-0012W |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| CBOESEF |
To prevent inconsistency with Rule 319 "Withdrawal of a Participant", and conform with market practice. |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
04/16/2021 |
Notified |
04/16/2021 |
|
1 |
| DWSEF |
DW SEF LLC Posting Notice to Participants that the SEF markets will be closed November 11, 2013 |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| BSEF |
Amended its Rulebook in response to comments and questions; and to add rules regarding methods of using BSEF's SEF. BSEF #2013-R-11 |
01/30/2014 |
Certified |
02/14/2014 |
|
1 |
| GFISEF |
GFI Swaps Submission #14-0008 - Amendments to Rules 101, 528, 529, 533 and 1101. March 27, 2014 |
03/27/2014 |
Certified |
04/11/2014 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Rulebook. |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
| CMESEF |
Adoption of CME SEF Rule 575 "Disruptive Practices Prohibited" |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| CBOESEF |
Javelin SEF LLC - Amendments to its Rulebook - Amended Rules 216, 505, 523, 706 (Submission No. 13-08) |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| TDERIV |
Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11S |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
01/30/2023 |
Certified |
02/13/2023 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Revised Error Trade Policy. ICE SEF #14-20 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| TPSEF |
Commission Regulation 40.6(a) certification of certain amendments to tpSEF's Rulebook. |
02/05/2015 |
Certified |
02/20/2015 |
|
1 |
| GFISEF |
Various Rulebook Amendments |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| INFXSEF |
Rulebook amended in order to incorporate rule changes based on Commission Staff guidance contained in Notice 13-66, client feedback and to clarify certain rules in the INFX SEF Rulebook. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| IGDL |
Rulebook Amendment, specifically Rule 204. IGDL #2014-R-3 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
08/10/2022 |
Certified |
08/24/2022 |
|
1 |
