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Swap Execution Facility Rules
Search Swap Execution Facility Rules using the following criteria
Organization
ALL
360T
AEGIS
BGC
BSEF
CBOESEF
CMESEF
CMSEF
DWSEF
FTSEF
GFISEF
GTX
ICAPSEF
ICE SEF
IGDL
INFXSEF
ISBV
LATAM
LGX
MKAXSEF
NEXSEF
RADSEF
RF SEF
RTX
SEED CX
SPECTR
SWAPX
TDERIV
TPSEF
TRAD
TWSEF
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90 Day Review
Certified
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
SWAPX
SwapEx, LLC amendment to its application for registration as a swap execution facility. (October 25, 2013)
10/28/2013
Certified
11/13/2013
0
RF SEF
Amendments to its application for TR SEF and request for Confidential Treatment. October 18, 2013
10/21/2013
Certified
11/05/2013
0
BSEF
Amending Bloomberg SEF Rulebook. - Rule 533. Cleared Swaps
10/17/2013
Certified
11/01/2013
0
TDERIV
LCH trueEX Execution Venue Agreement
10/30/2013
Certified
11/15/2013
0
GFISEF
Modifications to Fee Schedule. GFISEF #13-0001
10/17/2013
Certified
11/01/2013
0
MKAXSEF
MarketAxess SEF Corporation - Amended for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013
11/05/2013
Certified
11/21/2013
0
INFXSEF
Rulebook amendments in response to comments and questions received from Commission staff.
10/18/2013
Certified
11/02/2013
0
DWSEF
Emergency Rule Certification - Notice to DW SEF Participants - no-action relief relating to onboarding and pre-trade screening of orders
10/17/2013
Certified
11/01/2013
0
DWSEF
Emergency Rule Certification - In accordance with the conditions of CFTC Letter No. 13-58
10/17/2013
Certified
11/01/2013
0
SWAPX
SwapEX LLC - Amendment to Application for Registration as a Swap Execution Facility, letter dated November 4, 2013. (amendments from its July 30, 2013 application)
11/05/2013
Certified
11/21/2013
0
DWSEF
Rule Certification and Representation Pursuant to CFTC Letter No. 13-62
10/17/2013
Certified
11/01/2013
0
MKAXSEF
MarketAxess SEF Corporation - Amended Request for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013
11/05/2013
Certified
11/21/2013
0
ICE SEF
Amended Rulebook to: (1) administrative/clerical revisions (2) clarify process to implement and enforce certain ruels (3) respond CFTC comments and IST participants. Submission 13-08
11/25/2013
Certified
12/11/2013
0
TWSEF
Rule Certification and Representation Pursuant to CFTC Letter No. 13-62
10/17/2013
Certified
11/01/2013
0
TPSEF
tpSEF Inc. - Amendment of its Fee Schedule, intended to be implemented on November 21, 2013.
11/06/2013
Certified
11/22/2013
0
TWSEF
Emergency Rule Certification- provided by CFTC Letter No. 13-58
10/17/2013
Certified
11/01/2013
0
TWSEF
Emergency Rule Certification - no-action relief in CFTC Letter 13-57
10/17/2013
Certified
11/01/2013
0
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