Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SWAPX SwapEx, LLC amendment to its application for registration as a swap execution facility. (October 25, 2013) 10/28/2013 Certified 11/13/2013 0
RF SEF Amendments to its application for TR SEF and request for Confidential Treatment. October 18, 2013 10/21/2013 Certified 11/05/2013 0
BSEF Amending Bloomberg SEF Rulebook. - Rule 533. Cleared Swaps 10/17/2013 Certified 11/01/2013 0
TDERIV LCH trueEX Execution Venue Agreement 10/30/2013 Certified 11/15/2013 0
GFISEF Modifications to Fee Schedule. GFISEF #13-0001 10/17/2013 Certified 11/01/2013 0
MKAXSEF MarketAxess SEF Corporation - Amended for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 11/05/2013 Certified 11/21/2013 0
INFXSEF Rulebook amendments in response to comments and questions received from Commission staff. 10/18/2013 Certified 11/02/2013 0
DWSEF Emergency Rule Certification - Notice to DW SEF Participants - no-action relief relating to onboarding and pre-trade screening of orders 10/17/2013 Certified 11/01/2013 0
DWSEF Emergency Rule Certification - In accordance with the conditions of CFTC Letter No. 13-58 10/17/2013 Certified 11/01/2013 0
SWAPX SwapEX LLC - Amendment to Application for Registration as a Swap Execution Facility, letter dated November 4, 2013. (amendments from its July 30, 2013 application) 11/05/2013 Certified 11/21/2013 0
DWSEF Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 10/17/2013 Certified 11/01/2013 0
MKAXSEF MarketAxess SEF Corporation - Amended Request for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 11/05/2013 Certified 11/21/2013 0
ICE SEF Amended Rulebook to: (1) administrative/clerical revisions (2) clarify process to implement and enforce certain ruels (3) respond CFTC comments and IST participants. Submission 13-08 11/25/2013 Certified 12/11/2013 0
TWSEF Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 10/17/2013 Certified 11/01/2013 0
TPSEF tpSEF Inc. - Amendment of its Fee Schedule, intended to be implemented on November 21, 2013. 11/06/2013 Certified 11/22/2013 0
TWSEF Emergency Rule Certification- provided by CFTC Letter No. 13-58 10/17/2013 Certified 11/01/2013 0
TWSEF Emergency Rule Certification - no-action relief in CFTC Letter 13-57 10/17/2013 Certified 11/01/2013 0