IGDL |
Revised Discount Structure Appendix |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
BSEF |
Addendum to BSEF-NFA Regulatory Services Agreement |
09/22/2020 |
Certified |
10/06/2020 |
|
2 |
NEXSEF |
Amendments to NEX SEF Rule 901 ("System Protocols") of the NEX SEF Rulebook (Form SEF Exhibit M) and the Issuance of NEX SEF Market Regulation Advisory Notice ("MRAN") 2023-01 |
08/15/2023 |
Certified |
08/29/2023 |
|
2 |
BSEF |
Amended Compliance Manual (BSEF-2018-R-08) |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
MKAXSEF |
Amended MarketAxess application for registration as a SEF. (September 30, 2013) |
09/30/2013 |
Certified |
07/29/2014 |
|
2 |
CMESEF |
Conforming Amendments to Various CME SEF Rules. |
12/14/2017 |
Certified |
12/29/2017 |
|
2 |
CMESEF |
Amendments to CME SEF Rule 803 to Reflect Recent Expiration of CFTC No-Action Relief |
07/18/2014 |
Certified |
08/01/2014 |
|
2 |
NEXSEF |
Amended Fee Program |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
TRAD |
Amendment to the tradition SEF fee schedule |
07/01/2015 |
Certified |
07/16/2015 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
NEXSEF |
Fee Program Amendment |
12/15/2017 |
Certified |
01/02/2018 |
|
2 |
TWSEF |
Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 |
10/07/2019 |
Notified |
10/07/2019 |
|
2 |
NEXSEF |
Market Regulation Advisory Notice 2020-01 and related rulebook amendment |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend its Rulebook in order to reflect the new name of the SEF, which was changed to Refinitiv US SEF LLC on February 28, 2019. |
03/01/2019 |
Certified |
03/15/2019 |
|
2 |
BSEF |
The Rulebook of Bloomberg SEF LLC ("Bloomberg SEF") has been amended in response to comments and questions received from the staff of the Commodity Futures Trading Commission, as well as potential users of Bloomberg SEF's swap execution facility. |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
TRAD |
Amendments to Fee Schedule |
10/07/2019 |
Certified |
10/22/2019 |
|
2 |
CBOESEF |
Rule amendments related to Hotspot Holdings LLC acquisition of Javelin SEF, LLC. Amendments include change of Javelin SEF, LLC name to Bats Hotspot SEF LLC, committees, methods of trade execution and product listings. |
12/09/2016 |
Certified |
12/23/2016 |
|
2 |
TWSEF |
TW SEF is self-certifying a Market Regulation Advisory Notice entitled COVID-19 Emergency Notice |
03/20/2020 |
Certified |
04/03/2020 |
|
2 |
DWSEF |
DW SEF is self-certifying a Market Regulation Advisory Notice entitled COVID-19 Emergency Notice |
03/20/2020 |
Certified |
04/03/2020 |
|
2 |
IGDL |
Amendments to IGDL rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
NEXSEF |
Update to Effective Date of MRAN 2019-01 |
03/04/2019 |
Notified |
03/04/2019 |
|
2 |
TPSEF |
Amendments to tpSEF rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
BSEF |
Amended Compliance Manual |
04/02/2018 |
Certified |
04/16/2018 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. |
08/10/2018 |
Certified |
08/24/2018 |
|
2 |
IGDL |
Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d)(x); reduction in minimum price fluctuation for certain contracts. |
04/06/2015 |
Notified |
04/06/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to the StreamGlobal Platform Supplement. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TWSEF |
TW SEF made certain non-substantive revisions to its Interest Rate Swap Specifications to add Eurex Clearing AG, a Derivatives Clearing Organization registered with the Commission, to the Swap Specifications. |
12/10/2018 |
Notified |
12/10/2018 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
RTX |
Self Certification of our Fee Schedule |
10/03/2023 |
Certified |
10/18/2023 |
|
2 |
TWSEF |
Market Regulation Advisory Notice: Trading and Execution Protocols |
04/06/2015 |
Certified |
04/20/2015 |
|
2 |
NEXSEF |
Conforming Amendments to NEX SEF Limited Form SEF to Reflect Revisions to the NEX SEF Board of Directors Composition |
12/14/2020 |
Certified |
12/29/2020 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
NEXSEF |
Modifications to the NEX SEF LATAM EBS NDF Streaming Incentive Program |
02/11/2022 |
Certified |
02/28/2022 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for Various Administrative Amendments |
07/03/2024 |
Certified |
07/18/2024 |
|
2 |
TPSEF |
This submission contains a selfcertification by tpSEF Inc. of an amendment to its fee schedule as more fully described in Exhibit A. |
10/14/2014 |
Certified |
10/27/2014 |
|
2 |
IGDL |
Fee Card and Discount Appendix amendment |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
TPSEF |
Amendments to tpSEF Fee Schedule |
02/04/2020 |
Certified |
02/19/2020 |
|
2 |
NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX SEF/CME Group Integration (Phase II) |
06/14/2022 |
Certified |
06/29/2022 |
|
2 |
IGDL |
Amendments to ICAP Global Derivatives Limited's Rulebook, Governance Policy and Compliance Manual. |
03/24/2020 |
Certified |
04/07/2020 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. |
12/22/2015 |
Certified |
01/07/2016 |
|
2 |
TDERIV |
Non-substantive and typographical and grammatical rulebook revisions. |
07/22/2014 |
Certified |
08/05/2014 |
|
2 |
TWSEF |
Notice to Participants- Cleared Error Swaps- procedures and requirements |
08/22/2023 |
Certified |
09/06/2023 |
|
2 |
GFISEF |
Revised Fee Schedule |
09/08/2014 |
Certified |
09/22/2014 |
|
2 |
GFISEF |
Revised fee schedule |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
ICAPSEF |
Fee Card Amendment |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
TWSEF |
Updated Notice to all TW SEF Participants regarding when block treatment of a Package Transactions is appropriate. |
10/16/2014 |
Certified |
10/30/2014 |
|
2 |
ICAPSEF |
Revised Fee Schedule and New Market Maker Incentive Programs |
03/06/2015 |
Certified |
03/20/2015 |
|
2 |
IGDL |
Fee Card amendment |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
TDERIV |
Certification of fee schedule and designation market maker program for trueDigital Products |
11/06/2018 |
Certified |
11/21/2018 |
|
2 |