CMESEF |
Conforming Amendments to Various CME SEF Rules. |
12/14/2017 |
Certified |
12/29/2017 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule. |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
NEXSEF |
Amended Rulebook and Confidential Trading Protocols |
12/08/2017 |
Certified |
12/22/2017 |
|
4 |
BSEF |
Rulebook amendment |
12/07/2017 |
Certified |
12/21/2017 |
|
1 |
BSEF |
Compliance Manual amendment |
12/07/2017 |
Certified |
12/21/2017 |
|
2 |
BSEF |
Notice to Participants |
12/07/2017 |
Certified |
12/21/2017 |
|
1 |
ICE SEF |
Amended Block Trade FAQ |
12/19/2017 |
Notified |
12/19/2017 |
|
4 |
TPSEF |
Rulebook amendment |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
LGX |
A routine update to reflect details of intermediated trading on LedgerX's exchange. |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
TPSEF |
Updates to Appendix B to the tpSEF Rulebook - Swap Specifications |
12/15/2017 |
Notified |
12/15/2017 |
|
1 |
360T |
The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. |
12/01/2017 |
Certified |
12/15/2017 |
|
5 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
CMESEF |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/14/2017 |
Notified |
12/14/2017 |
|
2 |
IGDL |
Amended Rulebook |
11/29/2017 |
Certified |
12/13/2017 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook. |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
LGX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
NEXSEF |
Market Regulation Advisory Notice 2017-002 |
11/01/2017 |
Certified |
11/16/2017 |
|
2 |
TDERIV |
Added BRL to Core RFQ functionality. It already existed on PTC. |
11/07/2017 |
Notified |
11/07/2017 |
|
1 |
TPSEF |
Rulebook amendment. |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
LGX |
Amended Operations Manual |
10/18/2017 |
Certified |
11/01/2017 |
|
4 |
CBOESEF |
Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
TDERIV |
Self certification of SEF fees |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
NEXSEF |
Revisions to the rulebook of NEX SEF Limited. |
10/13/2017 |
Certified |
10/27/2017 |
|
3 |
TPSEF |
Rulebook amendment |
10/11/2017 |
Certified |
10/25/2017 |
|
1 |
NEXSEF |
Rulebook Amendments |
10/05/2017 |
Certified |
10/20/2017 |
|
4 |
TPSEF |
Amendments to tpSEF Fee Schedule |
10/02/2017 |
Certified |
10/17/2017 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
09/20/2017 |
Certified |
10/04/2017 |
|
2 |
ICE SEF |
The Error Trade Policy has been amended in order to clarify the process by which IST intends to implement and enforce certain sections of its rules. |
09/20/2017 |
Certified |
10/04/2017 |
|
4 |
TPSEF |
Amendment of tpSEF Inc. Terms of Use |
09/14/2017 |
Certified |
09/28/2017 |
|
1 |
IGDL |
Rulebook amendments |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
SEED CX |
As Schedule A indicates, most of the rule changes are simply a result of reorganizing the order in which the rules appear in the rulebook so that the order reflects a more logical structure. These will be effective September 26, 2017. |
09/11/2017 |
Certified |
09/25/2017 |
|
3 |
LGX |
Revised SEF Exhibit B |
09/19/2017 |
Notified |
09/19/2017 |
|
1 |
SEED CX |
An updated rulebook, modified during usual review of rule consistencies and market structure. |
09/01/2017 |
Certified |
09/18/2017 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to the StreamGlobal Platform Supplement. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
CBOESEF |
Bats Hotspot SEF is amending its rulebook to (a) more closely align its disciplinary procedures with those of its affiliate, CBOE Futures Exchange LLC, and (b) make certain other changes relating to the trading of non-deliverable forwards. |
08/25/2017 |
Certified |
09/11/2017 |
|
3 |
GTX |
Fee Schedule |
08/24/2017 |
Certified |
09/08/2017 |
|
1 |
TWSEF |
Fee Schedule Amendments |
08/22/2017 |
Certified |
09/06/2017 |
|
2 |
IGDL |
Rulebook amendments |
08/16/2017 |
Certified |
08/30/2017 |
|
2 |
NEXSEF |
Issuance of Market Advisory Regulatory Notice and Amended Rulebook |
08/14/2017 |
Certified |
08/28/2017 |
|
4 |
360T |
The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. |
08/10/2017 |
Certified |
08/24/2017 |
|
5 |
NEXSEF |
Amended Fee Program |
08/08/2017 |
Certified |
08/22/2017 |
|
2 |
IGDL |
Rulebook amendments |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
LATAM |
Mexican TIIE Fixed/Floating Interest Rate Swap, Mexican TIIE/U.S. Dollar 1-Month Libor Cross-Currency Basis Swap, Mexican UDI/TIIE Interest Rate Swap, Mexican UDI/U.S. Dollar 6-Month Libor Cross-Currency Basis Swap, Peruvian PEN/TIS Interest Rate Swap, Me |
07/17/2017 |
Certified |
07/31/2017 |
|
1 |
NEXSEF |
Amended Fee Program |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
CMSEF |
Amendment and revision to rulebook. |
07/13/2017 |
Certified |
07/27/2017 |
|
1 |
GTX |
Rulebook Amendments |
07/11/2017 |
Certified |
07/25/2017 |
|
1 |
360T |
The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. |
07/19/2017 |
Withdrawn |
07/24/2017 |
|
5 |
ICE SEF |
Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). |
07/14/2017 |
Notified |
07/14/2017 |
|
3 |