INFXSEF |
Rule amendments to incorporate certain clarifications and updates. |
11/14/2014 |
Certified |
12/01/2014 |
|
1 |
TRAD |
Changes to fee schedule |
11/10/2014 |
Certified |
11/25/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is amending its Error Trade Policy. |
11/07/2014 |
Certified |
11/24/2014 |
|
2 |
IGDL |
Amended Facility Rulebook and Trading Privilege Holder Agreement |
11/07/2014 |
Certified |
11/24/2014 |
|
1 |
TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of the regulations of the Commodity Futures Trading Commission, tpSEF Inc. ("tpSEF") wishes to amend its rulebook as provided in Exhibit A. |
11/04/2014 |
Certified |
11/19/2014 |
|
1 |
BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules are technical corrections, clarifications and adjustments to rule language based upon guidance received from the staff of the Commodity Futures Trading Commission ("CFTC"). |
11/03/2014 |
Certified |
11/18/2014 |
|
2 |
TDERIV |
Self-certification of rule amendments |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
GFISEF |
Revised fee schedule |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
BSEF |
Bloomberg SEF LLC hereby notifies the Commission that Bloomberg SEF will release the Notice to Participants attached as Exhibit A to this certification on November 14, 2014. |
10/29/2014 |
Certified |
11/13/2014 |
|
1 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. |
10/24/2014 |
Certified |
11/07/2014 |
|
2 |
IGDL |
Amended Fee Card |
10/17/2014 |
Certified |
10/31/2014 |
|
2 |
TWSEF |
Updated Notice to all TW SEF Participants regarding when block treatment of a Package Transactions is appropriate. |
10/16/2014 |
Certified |
10/30/2014 |
|
2 |
DWSEF |
Updated Notice to all DW SEF Participants regarding when block treatment of a Package Transaction is appropriate. |
10/16/2014 |
Certified |
10/30/2014 |
|
2 |
ICE SEF |
The SEF corrected typographical errors in Rules 1226 and 1233 relating to two Markit iTraxx Crossover Index contracts. |
10/29/2014 |
Notified |
10/29/2014 |
|
2 |
ICAPSEF |
Amended Rulebook |
10/10/2014 |
Certified |
10/27/2014 |
|
1 |
TPSEF |
This submission contains a selfcertification by tpSEF Inc. of an amendment to its fee schedule as more fully described in Exhibit A. |
10/14/2014 |
Certified |
10/27/2014 |
|
2 |
BSEF |
The Rulebook of Bloomberg SEF LLC ("Bloomberg SEF") has been amended in response to comments and questions received from the staff of the Commodity Futures Trading Commission, as well as potential users of Bloomberg SEF's swap execution facility. |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebookto reflect recent developments and provide clarity. |
10/08/2014 |
Certified |
10/23/2014 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is submitting Certification under 40.6(a) amending its current SEF Fee Schedule. Please note that ICE Swap Trade has requested confidential treatment for this filing. |
10/02/2014 |
Certified |
10/17/2014 |
|
3 |
ICE SEF |
EMERGENCY RULE FILING -- ICE Swap Trade, LLC has taken emergency action to amend its Rulebook in response to Commission Letter No. 14-121. |
10/01/2014 |
Certified |
10/16/2014 |
|
2 |
ICE SEF |
EMERGENCY RULE FILING -- ICE Swap Trade, LLC has taken emergency action to amend its Rulebook in response to Commission Letter No. 14-121. This amendment will be effective October, 1, 2014. |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
CBOESEF |
Amendments to Rules 515 and 606 to conform those rules with NAL 14-118, Expiring December 15, 2015. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
CBOESEF |
Amendments to Rules 523, 706, 720, 807, 904, 905 and various definitions to correct typographical errors and clarify definitions. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
ICAPSEF |
Revised SEF Rulebook |
09/16/2014 |
Withdrawn |
10/01/2014 |
|
1 |
IGDL |
Revised Facility Rulebook |
09/16/2014 |
Withdrawn |
10/01/2014 |
|
1 |
IGDL |
Revised Market Maker Program Rulebook |
09/17/2014 |
Certified |
10/01/2014 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to (i) affect certain administrative/clerical revisions, and (ii) clarify the process by which IST intends to implement and enforce certain of its rules. |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
TPSEF |
This submission contains a self-certification by tpSEF Inc. of amendments to its Rulebook as described in Exhibit A. |
09/16/2014 |
Certified |
09/29/2014 |
|
1 |
TPSEF |
This submission contains a self-certification by tpSEF Inc. of amendments to its Rulebook as described in Exhibit B. |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes listed below to update the MarketAxess SEF Rulebook to reflect recent developments and to provide clarity. |
09/09/2014 |
Certified |
09/23/2014 |
|
4 |
ICAPSEF |
Revised Facility Rulebook |
09/09/2014 |
Certified |
09/23/2014 |
|
2 |
GFISEF |
Revised Fee Schedule |
09/08/2014 |
Certified |
09/22/2014 |
|
2 |
BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. |
09/17/2014 |
Withdrawn |
09/18/2014 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to (i) affect certain administrative/clerical revisions, and (ii) clarify the process by which IST intends to implement and enforce certain of its rules. |
08/29/2014 |
Certified |
09/15/2014 |
|
2 |
IGDL |
Revised Facility Rulebook |
08/29/2014 |
Certified |
09/15/2014 |
|
2 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes listed below to update the MarketAxess SEF Rulebook to reflect recent developments and provide clarity. |
08/25/2014 |
Certified |
09/09/2014 |
|
4 |
TPSEF |
This submission contains a self-certification by tpSEF Inc. of an amendment to its fee schedule as more fully described in Exhibit B. |
08/21/2014 |
Certified |
09/05/2014 |
|
2 |
TPSEF |
This submission contains a self-certification by tpSEF Inc. of an amendment to its fee schedule as morefully described in Exhibit B. |
08/13/2014 |
Certified |
08/27/2014 |
|
2 |
TDERIV |
Self-certification of rule amendments |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
IGDL |
Revised Facility Rulebook |
08/06/2014 |
Certified |
08/20/2014 |
|
2 |
TWSEF |
Revised and amended Rulebook for TW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
DWSEF |
Revised and amended Rulebook for DW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
ICAPSEF |
Revised Facility Rulebook |
07/28/2014 |
Certified |
08/11/2014 |
|
3 |
ICAPSEF |
Revised Facility Rulebook |
07/28/2014 |
Certified |
08/11/2014 |
|
3 |
TRAD |
Rule amendments adding a disregard order type and incorporating regulatory requirements to be explicit within the Rulebook; platform supplement amendments for which confidential treatment has been requested. |
07/22/2014 |
Certified |
08/05/2014 |
|
4 |
TDERIV |
Non-substantive and typographical and grammatical rulebook revisions. |
07/22/2014 |
Certified |
08/05/2014 |
|
2 |
TDERIV |
Weekly notification of non-substantive rulebook revisions. |
08/05/2014 |
Notified |
08/05/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is revising its Trade Error Policy. |
07/21/2014 |
Certified |
08/04/2014 |
|
4 |
CBOESEF |
Rule amendments relate to Package Trades and setting pre-trade credit check limits for Javelin SEF Participants that are self clearing. |
07/21/2014 |
Certified |
08/04/2014 |
|
3 |
CMESEF |
Amendments to CME SEF Rule 803 to Reflect Recent Expiration of CFTC No-Action Relief |
07/18/2014 |
Certified |
08/01/2014 |
|
2 |