Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
BSEF Bloomberg SEF LLC - Certification 2020-R-03 (Notice to Participants) Rule 516.A: Alleged Error Trade Correction 02/26/2020 Certified 03/11/2020 1
TWSEF Amendments to TW SEF's Fully Integrated API Services Fee Schedule (Emerging Market Currencies) 02/21/2020 Certified 03/06/2020 2
TPSEF tpSEF is adopting the attached form of Prime Broker Acknowledgment Letter as provided in Exhibit A. 02/21/2020 Certified 03/06/2020 1
SWAPX Updates to the SwapEx SEF Rulebook to align with relevant regulation. 02/19/2020 Certified 03/04/2020 2
NEXSEF Updates to rulebook that specify Pre-Arranged Crosses may only be intermediated by bulk risk mitigation services. Update to table of contents. 02/13/2020 Certified 02/28/2020 3
TPSEF tpSEF Inc. is amending its Rulebook as provided in Exhibit A. 02/13/2020 Certified 02/28/2020 1
TPSEF Amendments to tpSEF Fee Schedule 02/04/2020 Certified 02/19/2020 2
CBOESEF Cboe SEF is amending its rules to clarify the privileges of Participants prior to its establishment of a Market Maker program, the Orders that may be entered into its order book and the Fair Trade Ranges in respect of certain available Currency Pairs. 01/16/2020 Certified 01/31/2020 2
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. 12/23/2019 Certified 01/08/2020 2
TWSEF TW SEF made certain updates to its Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) 01/07/2020 Notified 01/07/2020 2
NEXSEF Market Regulation Advisory Notice 2020-01 and related rulebook amendment 12/18/2019 Certified 01/03/2020 2
TPSEF Amendments to tpSEF Fee Schedule 12/13/2019 Certified 12/30/2019 2
TPSEF Amendments to tpSEF Fee Schedule 12/09/2019 Certified 12/23/2019 2
LGX Fee Schedule Amendmenet 12/06/2019 Notified 12/06/2019 2
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Rulebook 11/20/2019 Certified 12/05/2019 1
CBOESEF Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. 11/05/2019 Certified 11/20/2019 1
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2019-R-10). 11/01/2019 Certified 11/18/2019 1
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2019-R-09). 11/01/2019 Certified 11/18/2019 1
TPSEF Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of November 4, 2019. 11/14/2019 Notified 11/14/2019 1
TRAD Amendments to Fee Schedule 10/07/2019 Certified 10/22/2019 2
TWSEF Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 10/07/2019 Notified 10/07/2019 2
NEXSEF Revised Fee Program to include new market maker program for certain Non Deliverable Forwards 09/17/2019 Certified 10/01/2019 2
TDERIV Amendment to Designated Market Maker Program 09/04/2019 Certified 09/18/2019 1
TDERIV Amendments related to name change of the trueDigital Division to Tassat Division, and clarifying amendments to trading rules and protocols. 09/04/2019 Certified 09/17/2019 1
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. 08/30/2019 Certified 09/16/2019 2
TPSEF tpSEF Inc. is amending its Rulebook as provided in Exhibit A. 08/30/2019 Certified 09/16/2019 1
SEED CX Updating Various Rules in the Seed SEF Rulebook 08/14/2019 Certified 08/28/2019 1
NEXSEF Update Chapter 8 to incorporate changes made to the terms of existing products (made in separately filed 40.2(a) filings) and make various substantive formatting and clean-up changes throughout the rule book. 08/27/2019 Notified 08/27/2019 1
TPSEF Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of August 21, 2019. 08/26/2019 Notified 08/26/2019 1
SEED CX Seed SEF LLC Rule Submission - Amending Various Rules Related to Execution and Settlement of Transactions (SCXS Submission #19-001) 08/02/2019 Certified 08/16/2019 1
BSEF Rulebook Amendment 08/02/2019 Certified 08/16/2019 1
TRAD Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP"). 08/02/2019 Certified 08/16/2019 4
BSEF BSEF Rulebook Amendment 07/26/2019 Certified 08/09/2019 1
BSEF Compliance Manual Amendment 07/26/2019 Certified 08/09/2019 2
NEXSEF Amended Fee Program 07/18/2019 Certified 08/01/2019 2
IGDL Amendments to the IGDL SEF Discount Structure Appendix 07/17/2019 Certified 07/31/2019 1
NEXSEF Amended Facility Rulebook 07/17/2019 Certified 07/31/2019 6
TDERIV Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX 07/15/2019 Certified 07/26/2019 1
LGX Compliance Manual update 07/10/2019 Certified 07/24/2019 2
TPSEF Updates to the tpSEF Risk Mitigation Procedures 07/01/2019 Certified 07/16/2019 1
LGX Rulebook for LedgerX DCM 06/24/2019 Certified 07/09/2019 2
LGX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 3
ICE SEF Weekly notification of rule amendments 07/02/2019 Notified 07/02/2019 4
SWAPX Advisory Notice 01-19 (SwapEx Trading Procedures and Protocols), updates Advisory Notice 01-15, revised December 14, 2015. The material change updated the maximum time allowed for the "Standard RFQ Review Period" and "Reverse RFQ Review Period". 06/03/2019 Certified 06/17/2019 1
LGX Revised Enterprise Risk Management Plan 05/31/2019 Certified 06/14/2019 1
BSEF Bloomberg SEF LLC Compliance Manual 05/02/2019 Certified 05/16/2019 2
BSEF Bloomberg SEF LLC Rulebook 05/02/2019 Certified 05/16/2019 1
360T 360 Trading Networks Inc. ("360T") hereby files the attached amendments to its Fee Schedule for 360T Participants. The Fee Schedule has been amended in response to 360T business development. 04/30/2019 Certified 05/14/2019 3
TDERIV Changes to Trading Hours on the SEF Trading System. PTC system closes at 5 pm Eastern time effective May 1, 2019. 05/10/2019 Notified 05/10/2019 1
IGDL Updates to IGDL's Fee Schedule and SEF Discount Structure Appendix to IGDL's Fee Schedule. 04/09/2019 Certified 04/23/2019 2