Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOESEF Javelin SEF Amendments to its Rulebook: Rules 405, 512 and 520. Submission No. 14-03 Letter dated February 11, 2014 02/11/2014 Certified 02/27/2014 1
CBOESEF Javelin SEF hereby submits it market maker program. 04/21/2015 Certified 05/05/2015 1
CBOESEF Javelin SEF Holiday Schedule for 2013 - 2014 11/21/2013 Certified 12/07/2013 1
CBOESEF Javelin SEF LLC - Amendments to its Rulebook - Amended Rules 216, 505, 523, 706 (Submission No. 13-08) 11/08/2013 Certified 11/26/2013 1
CBOESEF Javelin SEF LLC - Rule Amendment - Amended Rule 516 - effective June 23, 2014 06/09/2014 Certified 06/24/2014 1
CBOESEF Javelin SEF, LLC - New Fee Schedule - Submission #14-07 06/10/2014 Certified 06/25/2014 0
CBOESEF Javelin SEF, LLC is amending its 2013 - 2014 Holiday Calendar to indicate that it will be closed on Friday, December 26, 2014. 12/05/2014 Certified 12/19/2014 1
CBOESEF Javelin SEF, LLC Rule Amendment Submission 13-07 - Amending its Rulebook based upon comments received from participants and its experience since it began trading operations. 10/25/2013 Certified 11/09/2013 1
CBOESEF Javelin SEF, LLC Submission 14-05 Rule Amendment - Rules 213, 309, 511, 515, 901, 905. April 4, 2014 04/04/2014 Certified 04/19/2014 1
LATAM LatAm SEF - Rule Amendment - Amended Rulebook - Submission 14-0001 (March 20, 2014) Adding rules regarding methods of using LatAm SEF's SEF. 03/21/2014 Certified 04/05/2014 1
LATAM LatAm SEF - Rule Amendment - Amended Rulebook LATAM #14-0002 07/03/2014 Certified 07/19/2014 1
GFISEF Launch of Interest Rate Swap Sponsored Access Incentive Program. GFISEF #13-0010 12/17/2013 Certified 01/03/2014 2
GFISEF Launch of Markit CDX Market Maker Incentive Program. GFISEF #13-0007 12/05/2013 Certified 12/20/2013 1
TDERIV LCH trueEX Execution Venue Agreement 10/30/2013 Certified 11/15/2013 0
LGX LedgerX Amended Rulebook 03/12/2021 Certified 03/26/2021 1
LGX LedgerX Fee Schedule Update 09/23/2020 Notified 09/23/2020 1
LGX LedgerX Liquidity Provider Program 06/23/2021 Certified 07/08/2021 3
LGX LedgerX Participant Incentive Program 03/20/2020 Certified 04/03/2020 3
LGX LedgerX Redacted Operations Manual 03/12/2021 Certified 03/26/2021 1
LGX LedgerX Revised Operations Manual 06/15/2021 Certified 06/30/2021 5
LGX LedgerX Revised Participant Agreement 03/12/2021 Certified 03/26/2021 1
LGX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 1
LGX LedgerX revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
LGX LedgerX revised Rulebook 12/15/2021 Certified 12/30/2021 2
LGX LedgerX Revised Rulebook 06/10/2021 Certified 06/24/2021 3
LGX LedgerX SEF Rulebook Revisions 11/15/2023 Certified 11/30/2023 3
LGX LedgerX Unredacted Operations Manual 03/12/2021 Certified 03/26/2021 2
LGX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
LGX LedgerX Updated Fee Schedule 06/23/2021 Notified 06/23/2021 3
LGX LedgerX Updated Rulebook 01/31/2021 Certified 02/12/2021 1
ICE SEF Listingof Commodity Swaps and Related Rule Amendments. ICE SEF #13-02 10/17/2013 Certified 11/01/2013 1
INFXSEF Making changes to order book execution explanations based on request contained in DMO Letter dated 11/21/14. 01/13/2015 Certified 01/28/2015 2
TWSEF Market Participant Notice- SDR reporting 11/22/2022 Certified 12/07/2022 2
IGDL Market Regulation Advisory Notice 05/19/2016 Certified 06/03/2016 2
DWSEF Market Regulation Advisory Notice - Order Types, Order Submission, Order Conditions 01/16/2015 Certified 02/02/2015 1
NEXSEF Market Regulation Advisory Notice 2017-002 11/01/2017 Certified 11/16/2017 2
NEXSEF Market Regulation Advisory Notice 2020-01 and related rulebook amendment 12/18/2019 Certified 01/03/2020 2
TWSEF Market Regulation Advisory Notice to TW SEF Participants re straight through processing. 06/02/2016 Certified 06/16/2016 2
TWSEF Market Regulation Advisory Notice: Trading and Execution Protocols 04/06/2015 Certified 04/20/2015 2
NEXSEF Market Regulation Advisory Notices and Rulebook Amendment 12/15/2017 Certified 01/02/2018 4
TWSEF Market Regulation Notice Concerning Block Trades 10/19/2020 Certified 11/02/2020 1
MKAXSEF MarketAccess SEF Corporation has made the rule changes below to update the MarketAccess SEF Rulebook to reflect recent developments and provide clarity. 05/15/2015 Certified 06/01/2015 4
MKAXSEF MarketAccess SEF Corporation has updated Exhibit Q-2 to reflect recent developments and provide clarity. 12/18/2015 Certified 01/05/2016 4
MKAXSEF MarketAxess SEF Corporation - Amended for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 11/05/2013 Certified 11/21/2013 0
MKAXSEF MarketAxess SEF Corporation - Amended Request for Full Registration as a SEF (letter dated December 11, 2013) 12/12/2013 Certified 12/28/2013 1
MKAXSEF MarketAxess SEF Corporation - Amended Request for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 11/05/2013 Certified 11/21/2013 0
MKAXSEF MarketAxess SEF Corporation - Rulebook Amendments - Rules 214, 311, 407 to become effective March 26, 2014 02/27/2014 Certified 03/14/2014 1
MKAXSEF MarketAxess SEF Corporation - Rulebook updated to reflect recent developments and to provide clarity. Letter dated November 5, 2013. Amended Rulebook will be effective November 21, 2013. 11/05/2013 Certified 11/21/2013 1
MKAXSEF MarketAxess SEF Corporation - Updated its Rulebook to reflect recent developments and to provide clarity. Effective June 30, 2014 06/16/2014 Certified 07/01/2014 1
MKAXSEF MarketAxess SEF Corporation - Updated Rulebook - effective July 11, 2014 06/25/2014 Certified 07/11/2014 1