CBOESEF |
Revised - Javelin Determination of Made Available to Trade of certain Interest Rate Swaps (Submission 13-06R(3)) |
01/08/2014 |
90 Day Review |
01/14/2014 |
|
0 |
DWSEF |
Revised and amended Rulebook for DW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
TWSEF |
Revised and amended Rulebook for TW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
BSEF |
Revised BSEF fee schedule |
03/14/2018 |
Certified |
03/28/2018 |
|
2 |
IGDL |
Revised Discount Appendix to Fee Card |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
IGDL |
Revised Discount Structure Appendix |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
LGX |
Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
3 |
LGX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Certified |
06/14/2019 |
|
1 |
ICAPSEF |
Revised exhibit to Rule 901 |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
IGDL |
Revised Facility Rulebook |
04/23/2015 |
Certified |
05/07/2015 |
|
7 |
IGDL |
Revised Facility Rulebook |
09/16/2014 |
Withdrawn |
10/01/2014 |
|
1 |
IGDL |
Revised Facility Rulebook |
03/24/2015 |
Certified |
04/07/2015 |
|
4 |
IGDL |
Revised Facility Rulebook |
08/29/2014 |
Certified |
09/15/2014 |
|
2 |
IGDL |
Revised Facility Rulebook |
07/15/2014 |
Withdrawn |
07/18/2014 |
|
5 |
ICAPSEF |
Revised Facility Rulebook |
09/09/2014 |
Certified |
09/23/2014 |
|
2 |
ICAPSEF |
Revised Facility Rulebook |
07/28/2014 |
Certified |
08/11/2014 |
|
3 |
ICAPSEF |
Revised Facility Rulebook |
07/28/2014 |
Certified |
08/11/2014 |
|
3 |
IGDL |
Revised Facility Rulebook |
08/06/2014 |
Certified |
08/20/2014 |
|
2 |
IGDL |
Revised Fee Card and Discount Program |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
ICAPSEF |
Revised Fee Card market maker program |
11/11/2016 |
Certified |
11/28/2016 |
|
2 |
NEXSEF |
Revised Fee Program |
03/16/2018 |
Certified |
03/30/2018 |
|
2 |
NEXSEF |
Revised Fee Program |
06/18/2018 |
Certified |
07/02/2018 |
|
4 |
NEXSEF |
Revised Fee Program discount programs |
07/17/2018 |
Certified |
07/31/2018 |
|
2 |
NEXSEF |
Revised Fee Program to include new market maker program for certain Non Deliverable Forwards |
09/17/2019 |
Certified |
10/01/2019 |
|
2 |
IGDL |
Revised Fee Schedule |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
GFISEF |
Revised Fee Schedule |
09/08/2014 |
Certified |
09/22/2014 |
|
2 |
GFISEF |
Revised fee schedule |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
GFISEF |
Revised fee schedule |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
ICAPSEF |
Revised Fee Schedule and New Market Maker Incentive Programs |
03/06/2015 |
Certified |
03/20/2015 |
|
2 |
NEXSEF |
Revised Fee Schedule, market maker program and discount program |
06/12/2017 |
Certified |
06/26/2017 |
|
4 |
GFISEF |
Revised GFI Swaps Submission #14-0001R - Launch of USD IRS Market Maker Incentive Program. (February 7, 2014) |
02/19/2014 |
Certified |
03/06/2014 |
|
1 |
IGDL |
Revised Market Maker Program Rulebook |
09/17/2014 |
Certified |
10/01/2014 |
|
3 |
LGX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
LGX |
Revised Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
IGDL |
Revised Rulebook |
05/28/2015 |
Certified |
06/11/2015 |
|
7 |
ICAPSEF |
Revised Rulebook |
05/28/2015 |
Certified |
06/11/2015 |
|
7 |
IGDL |
Revised Rulebook and Confidential Chapter 9 |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
TRAD |
Revised rulebook to reflect new entity name following Commission approval to transfer SEF registration. |
04/01/2021 |
Notified |
04/01/2021 |
|
3 |
ICAPSEF |
Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this filing. |
01/30/2015 |
Certified |
02/13/2015 |
|
3 |
IGDL |
Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this submission. |
01/30/2015 |
Certified |
02/13/2015 |
|
3 |
TPSEF |
Revised rules to include ISDA Reporting Counterparty Rules and the relevant SDR(s) for each product traded on tpSEF. |
08/04/2015 |
Certified |
08/18/2015 |
|
1 |
LGX |
Revised SEF Exhibit B |
09/19/2017 |
Notified |
09/19/2017 |
|
1 |
LGX |
Revised SEF Rulebook |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
ICAPSEF |
Revised SEF Rulebook |
09/16/2014 |
Withdrawn |
10/01/2014 |
|
1 |
NEXSEF |
Revision of Rule 315(b) to reduce the amount of time a Participant has to request review of a transaction's price following the execution of such transaction on the Facility from 15 minutes to 8 minutes. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
360T |
Revision of Rulebook and User Guides |
11/26/2015 |
Certified |
12/09/2015 |
|
14 |
360T |
Revision of Rulebook and User Guides. |
09/13/2016 |
Certified |
09/27/2016 |
|
7 |
RTX |
Revision of SEF Compliance Manual |
03/07/2024 |
Certified |
03/21/2024 |
|
3 |
RTX |
Revision of the RTX Fintech & Research LLC Rulebook |
05/10/2024 |
Certified |
05/24/2024 |
|
2 |
LGX |
Revision to LedgerX Rulebook |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |