Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOESEF Revised - Javelin Determination of Made Available to Trade of certain Interest Rate Swaps (Submission 13-06R(3)) 01/08/2014 90 Day Review 01/14/2014 0
DWSEF Revised and amended Rulebook for DW SEF LLC. 07/29/2014 Certified 08/12/2014 13
TWSEF Revised and amended Rulebook for TW SEF LLC. 07/29/2014 Certified 08/12/2014 13
BSEF Revised BSEF fee schedule 03/14/2018 Certified 03/28/2018 2
IGDL Revised Discount Appendix to Fee Card 05/16/2016 Certified 05/31/2016 2
IGDL Revised Discount Structure Appendix 03/17/2016 Certified 03/31/2016 2
LGX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 3
LGX Revised Enterprise Risk Management Plan 05/31/2019 Certified 06/14/2019 1
ICAPSEF Revised exhibit to Rule 901 11/15/2016 Certified 11/30/2016 2
IGDL Revised Facility Rulebook 04/23/2015 Certified 05/07/2015 7
IGDL Revised Facility Rulebook 09/16/2014 Withdrawn 10/01/2014 1
IGDL Revised Facility Rulebook 03/24/2015 Certified 04/07/2015 4
IGDL Revised Facility Rulebook 08/29/2014 Certified 09/15/2014 2
IGDL Revised Facility Rulebook 07/15/2014 Withdrawn 07/18/2014 5
ICAPSEF Revised Facility Rulebook 09/09/2014 Certified 09/23/2014 2
ICAPSEF Revised Facility Rulebook 07/28/2014 Certified 08/11/2014 3
ICAPSEF Revised Facility Rulebook 07/28/2014 Certified 08/11/2014 3
IGDL Revised Facility Rulebook 08/06/2014 Certified 08/20/2014 2
IGDL Revised Fee Card and Discount Program 02/16/2016 Certified 03/01/2016 2
ICAPSEF Revised Fee Card market maker program 11/11/2016 Certified 11/28/2016 2
NEXSEF Revised Fee Program 03/16/2018 Certified 03/30/2018 2
NEXSEF Revised Fee Program 06/18/2018 Certified 07/02/2018 4
NEXSEF Revised Fee Program discount programs 07/17/2018 Certified 07/31/2018 2
NEXSEF Revised Fee Program to include new market maker program for certain Non Deliverable Forwards 09/17/2019 Certified 10/01/2019 2
IGDL Revised Fee Schedule 02/12/2015 Certified 02/27/2015 2
GFISEF Revised Fee Schedule 09/08/2014 Certified 09/22/2014 2
GFISEF Revised fee schedule 11/25/2014 Certified 12/10/2014 2
GFISEF Revised fee schedule 10/30/2014 Certified 11/14/2014 2
ICAPSEF Revised Fee Schedule and New Market Maker Incentive Programs 03/06/2015 Certified 03/20/2015 2
NEXSEF Revised Fee Schedule, market maker program and discount program 06/12/2017 Certified 06/26/2017 4
GFISEF Revised GFI Swaps Submission #14-0001R - Launch of USD IRS Market Maker Incentive Program. (February 7, 2014) 02/19/2014 Certified 03/06/2014 1
IGDL Revised Market Maker Program Rulebook 09/17/2014 Certified 10/01/2014 3
LGX Revised operations manual 11/14/2017 Certified 11/29/2017 3
LGX Revised Operations Manual 10/23/2021 Certified 11/05/2021 3
IGDL Revised Rulebook 05/28/2015 Certified 06/11/2015 7
ICAPSEF Revised Rulebook 05/28/2015 Certified 06/11/2015 7
IGDL Revised Rulebook and Confidential Chapter 9 05/16/2016 Certified 05/31/2016 4
TRAD Revised rulebook to reflect new entity name following Commission approval to transfer SEF registration. 04/01/2021 Notified 04/01/2021 3
ICAPSEF Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this filing. 01/30/2015 Certified 02/13/2015 3
IGDL Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this submission. 01/30/2015 Certified 02/13/2015 3
TPSEF Revised rules to include ISDA Reporting Counterparty Rules and the relevant SDR(s) for each product traded on tpSEF. 08/04/2015 Certified 08/18/2015 1
LGX Revised SEF Exhibit B 09/19/2017 Notified 09/19/2017 1
LGX Revised SEF Rulebook 08/04/2022 Certified 08/18/2022 2
ICAPSEF Revised SEF Rulebook 09/16/2014 Withdrawn 10/01/2014 1
NEXSEF Revision of Rule 315(b) to reduce the amount of time a Participant has to request review of a transaction's price following the execution of such transaction on the Facility from 15 minutes to 8 minutes. 04/21/2020 Certified 05/05/2020 3
360T Revision of Rulebook and User Guides 11/26/2015 Certified 12/09/2015 14
360T Revision of Rulebook and User Guides. 09/13/2016 Certified 09/27/2016 7
RTX Revision of SEF Compliance Manual 03/07/2024 Certified 03/21/2024 3
RTX Revision of the RTX Fintech & Research LLC Rulebook 05/10/2024 Certified 05/24/2024 2
LGX Revision to LedgerX Rulebook 05/29/2020 Certified 06/12/2020 1