Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
BSEF Rulebook Amendment 10/21/2016 Certified 11/04/2016 1
TPSEF Rulebook amendment 10/11/2017 Certified 10/25/2017 1
BSEF Rulebook Amendment 11/30/2016 Certified 12/14/2016 2
BSEF Rulebook Amendment 08/02/2019 Certified 08/16/2019 1
BSEF Rulebook amendment 04/21/2017 Certified 05/05/2017 1
BSEF Rulebook Amendment 04/27/2017 Certified 05/11/2017 1
LGX Rulebook Amendment 07/27/2022 Certified 08/10/2022 2
TPSEF Rulebook amendment 12/04/2017 Certified 12/18/2017 1
BSEF Rulebook amendment 12/07/2017 Certified 12/21/2017 1
IGDL Rulebook Amendment, specifically Rule 204. IGDL #2014-R-3 06/26/2014 Certified 07/12/2014 1
TPSEF Rulebook amendment. 10/20/2017 Certified 11/03/2017 1
CMSEF Rulebook Amendments 01/11/2022 Certified 01/26/2022 2
NEXSEF Rulebook Amendments 10/05/2017 Certified 10/20/2017 4
IGDL Rulebook amendments 08/16/2017 Certified 08/30/2017 2
GFISEF Rulebook amendments 12/14/2015 Certified 12/29/2015 1
GTX Rulebook Amendments 07/11/2017 Certified 07/25/2017 1
CMSEF Rulebook Amendments 06/21/2021 Certified 07/06/2021 1
IGDL Rulebook amendments 07/27/2017 Certified 08/10/2017 2
IGDL Rulebook amendments 09/12/2017 Certified 09/26/2017 2
BSEF Rulebook Amendments - Amending the October 17 Rulebook Certification to respond to comments from Commission staff. (2013R-6 10/29/13) 10/29/2013 Certified 11/14/2013 1
GFISEF Rulebook Amendments - GFISEF #13-0002 10/17/2013 Certified 11/01/2013 1
ICE SEF Rulebook amendments in (1) order to affect administrative/clerical revisions; (2) clarify process by IST implement and enforce rules (3) comments from CFTC and IST participants. ICE SEF #14-01 01/23/2014 Certified 02/07/2014 1
INFXSEF Rulebook amendments in response to comments and questions received from Commission staff. 10/18/2013 Certified 11/02/2013 0
RF SEF Rulebook amendments in response to comments and questions received from Commission Staff. Submission 13-06 11/22/2013 Certified 12/10/2013 1
SWAPX Rulebook amendments in response to comments and questions received from potential users of SwapEx's SEF. (January 22, 2014) 01/22/2014 Certified 02/06/2014 1
TDERIV Rulebook amendments required in conjunction with CFTC review of SEF application and to update references to No-Action Letters and their expiration dates 11/18/2015 Certified 12/03/2015 1
ICAPSEF Rulebook amendments specifically the definitions and Rules 102, 201, 203, 204. 10/17/2013 Certified 11/01/2013 1
INFXSEF Rulebook amendments to incorporate non-material changes requested by Commission Staff. Amendments will become effective on November 25, 2013. 11/19/2013 Certified 12/05/2013 1
ICE SEF Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). 07/14/2017 Notified 07/14/2017 3
TDERIV Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11S 06/26/2014 Certified 07/12/2014 1
IGDL Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants. 07/11/2016 Certified 07/25/2016 9
ICAPSEF Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants. 07/11/2016 Certified 07/25/2016 9
TPSEF Rulebook amendments, specifically Rules 4012 and 4013. Amendments will become effective December 5, 2013. 11/19/2013 Certified 12/05/2013 1
360T Rulebook and User Guides updated in view of CFTC comments and participant queries. 09/30/2015 Certified 10/14/2015 5
MKAXSEF Rulebook changes to reflect recent developments and to provide clarity. 11/09/2016 Certified 11/25/2016 4
RADSEF Rulebook edits for clarity and to update references to certain No Action Letters; Addition of Product Terms and Conditions 12/16/2020 Certified 12/31/2020 4
LGX Rulebook for LedgerX DCM 06/24/2019 Certified 07/09/2019 2
MKAXSEF Rulebook update 08/31/2021 Notified 08/31/2021 3
360T Rulebook updated for SEF to avail itself of the no-action relief provided in no-action letters 15-24, concerning erroneous trades and 15-25, concerning confirmation. Also 360T User Guides for Market Takers and Market Makers. 08/04/2015 Certified 08/17/2015 4
NEXSEF Rulebook updated to reflect certain new trading hours and updated product information 01/17/2019 Certified 02/01/2019 3
LGX Rulebook updates 04/08/2022 Certified 04/22/2022 2
TWSEF Rulebook updates in response to rule 411 09/17/2021 Certified 10/01/2021 4
DWSEF Rulebook updates in response to rule 411 09/17/2021 Certified 10/01/2021 3
CBOESEF Rules amendments to provide (a)for use of Javelin systems to communicate bids and offers to Javelin to insure compliance with Reg 37.9(b) and (b) state in rulebook that bid and offers in voice order book will be disclosed to all market participants. 05/21/2015 Certified 06/05/2015 1
LATAM See Exhibit A of the Submission 06/22/2015 Certified 07/07/2015 2
SEED CX Seed SEF is amending various rules to clarify certain definitions and to make substantive revisions to Chapters 7 (Contract Settlement) and 9 (Arbitration) 01/12/2018 Withdrawn 01/16/2018 2
SEED CX Seed SEF LLC Rule Submission - Amending Various Rules Related to Execution and Settlement of Transactions (SCXS Submission #19-001) 08/02/2019 Certified 08/16/2019 1
CMSEF SEF Rule Amendment 08/04/2016 Certified 08/18/2016 1
CMSEF SEF Rule Amendment 08/19/2016 Certified 09/02/2016 1
CMSEF SEF Rulebook Amendment 04/05/2016 Certified 04/19/2016 1