BSEF |
Bloomberg SEF LLC - Amended Compliance Manual (BSEF-2020-R-05) |
05/21/2020 |
Certified |
06/05/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook (BSEF-2022-R-06) |
11/18/2022 |
Certified |
12/05/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
01/30/2023 |
Certified |
02/13/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
02/09/2022 |
Certified |
02/24/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Rulebook (BSEF-2021-R-06) |
07/09/2021 |
Certified |
07/23/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Rulebook (BSEF-2021-R-05) |
06/14/2021 |
Certified |
06/28/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Compliance Manual (BSEF-2021-R-07) |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-10) |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC ("BSEF") hereby notifies the Commission that it hasamended its Rulebook. The amended Rulebook will become effective on April 13, 2018. |
03/28/2018 |
Certified |
04/11/2018 |
|
1 |
BGC |
BGC Derivatives Markets, L.P. Rule Implementation Submission 2013-02 (Amended Rulebook) |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these rule amendments to reflect codification of CFTC No Action Letters. |
02/16/2021 |
Notified |
02/16/2021 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to more closely align with CFTC Regulations. |
06/07/2022 |
Certified |
06/22/2022 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify Rules 604 and 704 with respect to Post-Trade Name Give-Up and to update various CFTC No Action Letters. |
11/24/2020 |
Certified |
12/09/2020 |
|
2 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify rules 203, 204, and 603, and to remove unutilized subsets of rules 602 and 703. |
11/05/2021 |
Certified |
11/22/2021 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add two order types for the execution of Required Transactions. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add a definition, update various CFTC No Action Letters and add a rule for the CFTC Post-Trade Name Give-Up rule. |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
BGC |
BGC Derivative Markets LP ("BGC SEF") will be amending its Contract Specifications, Filing adding SOFR and SONIA benchmarks and removing LIBOR. |
07/24/2023 |
Certified |
08/07/2023 |
|
3 |
CBOESEF |
Bats Hotspot SEF is amending its rulebook to (a) more closely align its disciplinary procedures with those of its affiliate, CBOE Futures Exchange LLC, and (b) make certain other changes relating to the trading of non-deliverable forwards. |
08/25/2017 |
Certified |
09/11/2017 |
|
3 |
CBOESEF |
Bats Hotspot SEF has revised its rulebook in order to remove interest rate swaps, add non-deliverable forwards and reflect changes to governance and disciplinary processes resulting from ownership changes. |
04/21/2017 |
Certified |
05/05/2017 |
|
2 |
SEED CX |
As Schedule A indicates, most of the rule changes are simply a result of reorganizing the order in which the rules appear in the rulebook so that the order reflects a more logical structure. These will be effective September 26, 2017. |
09/11/2017 |
Certified |
09/25/2017 |
|
3 |
BGC |
As requested by Commission staff, BGC is incorporating new Rule 910 to reflect the prohibitions of CFTC Rule 180.1(a)(3), and is amending Rule 802 to remove certain Clearing Organizations eligible for clearing authorization designation. |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
SEED CX |
An updated rulebook, modified during usual review of rule consistencies and market structure. |
09/01/2017 |
Certified |
09/18/2017 |
|
3 |
TWSEF |
Amendments to TW SEF's Fully Integrated API Services Fee Schedule (Emerging Market Currencies) |
02/21/2020 |
Certified |
03/06/2020 |
|
2 |
TWSEF |
Amendments to TW SEF's Fully Integrated API Services Fee Schedule (All Credit Default Swap Indices). |
06/03/2020 |
Certified |
06/17/2020 |
|
2 |
TWSEF |
Amendments to TW SEF Rulebook |
02/21/2017 |
Certified |
03/07/2017 |
|
4 |
TWSEF |
Amendments to TW SEF Market Regulation Advisory Notice re Trading Protocols |
01/15/2016 |
Certified |
02/01/2016 |
|
3 |
TRAD |
Amendments to Tradition SEF's Trad-X USD CME/LCH Auctions. |
06/03/2015 |
Certified |
06/17/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Trad-X, Volbroker and StreamGlobal Platform Supplements. |
01/12/2016 |
Certified |
01/27/2016 |
|
2 |
TRAD |
Amendments to Tradition SEF Trad-X Platform Supplement. |
03/31/2016 |
Certified |
04/14/2016 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook. |
01/11/2016 |
Certified |
01/26/2016 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/04/2015 |
Certified |
08/18/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
09/21/2015 |
Certified |
10/05/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook and Trad-X IRS Platform Supplement. |
03/18/2019 |
Certified |
04/01/2019 |
|
4 |
TRAD |
Amendments to Tradition SEF Rulebook and StreamGlobal Credit Default Swap Trading Platform Supplement |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook |
06/03/2015 |
Certified |
06/17/2015 |
|
2 |
TPSEF |
Amendments to tpSEF's Rulebook and Compliance Manual. |
04/29/2020 |
Certified |
05/13/2020 |
|
2 |
TPSEF |
Amendments to tpSEF rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
TPSEF |
Amendments to tpSEF Fee Schedule |
10/02/2017 |
Certified |
10/17/2017 |
|
2 |
TPSEF |
Amendments to tpSEF Fee Schedule |
12/09/2019 |
Certified |
12/23/2019 |
|
2 |
TPSEF |
Amendments to tpSEF Fee Schedule |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
TPSEF |
Amendments to tpSEF Fee Schedule |
02/04/2020 |
Certified |
02/19/2020 |
|
2 |
TRAD |
Amendments to theTradition SEF Rulebook and Trad-X Interest Rate Swap Trading Platform Supplement. |
03/08/2019 |
Certified |
03/22/2019 |
|
3 |
TRAD |
Amendments to the Tradition SEF Fee Schedule. |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
TRAD |
Amendments to the tradition SEF Fee Schedule. |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |