TRAD |
Amendments to the Tradition SEF Fee Schedule |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
TPSEF |
Amendments to the tpSEF Rulebook as provided in Exhibit A |
01/25/2023 |
Certified |
02/08/2023 |
|
1 |
TPSEF |
Amendments to the tpSEF Fee Schedule |
03/23/2023 |
Certified |
04/06/2023 |
|
2 |
TPSEF |
Amendments to the tpSEF Fee Schedule |
02/22/2023 |
Certified |
03/08/2023 |
|
2 |
TRAD |
Amendments to the StreamGlobal Platform Supplement. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
NEXSEF |
Amendments to the NEX SEF Limited Trading Participant Holder Agreement |
09/15/2022 |
Certified |
09/29/2022 |
|
2 |
NEXSEF |
Amendments to the NEX SEF Limited Governance Policy and Compliance Manual |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
NEXSEF |
Amendments to the NEX SEF Limited Governance Policy and Adoption of the Board of Directors Terms of Reference |
04/26/2021 |
Certified |
05/10/2021 |
|
2 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
08/10/2022 |
Certified |
08/24/2022 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
07/17/2019 |
Certified |
07/31/2019 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
10/06/2021 |
Certified |
10/21/2021 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
07/18/2022 |
Certified |
08/01/2022 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
07/01/2020 |
Certified |
07/16/2020 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
12/18/2020 |
Certified |
01/05/2021 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
04/24/2024 |
Certified |
05/08/2024 |
|
1 |
GTX |
Amendments to the GTX SEF Rule Book. Please see table in the submission file for rule amendments. |
02/16/2018 |
Certified |
03/05/2018 |
|
1 |
BGC |
Amendments to the fee schedule. |
10/06/2015 |
Certified |
10/21/2015 |
|
2 |
DWSEF |
Amendments to the DW SEF IRS Fee Schedule |
07/21/2020 |
Certified |
08/04/2020 |
|
2 |
SWAPX |
Amendments to SwapEx Rulebook |
07/13/2015 |
Certified |
07/27/2015 |
|
4 |
CMESEF |
Amendments to SEF Rules to Reflect Recent CFTC Guidance and No-Action Relief. CMESEF #14-018 |
01/15/2014 |
Certified |
01/31/2014 |
|
1 |
NEXSEF |
Amendments to Rules 802(2) ("Basis Swaps"), 802(3) ("Forward Rate Agreements (FRA)"), and 802(4) ("Non Deliverable Swaps") in Connection with the CFTC Market Risk Advisory Committee Best Practice Advisory re Transition from LIBOR TO SOFR |
11/08/2021 |
Certified |
11/23/2021 |
|
1 |
NEXSEF |
Amendments to Rules 802(1) ("Fixed for Floating IRS") and 802(4) ("Non Deliverable Swaps") in Connection with the Implementation of the 2021 IDSA Interest Rate Derivatives Definitions. |
09/17/2021 |
Certified |
10/01/2021 |
|
1 |
CBOESEF |
Amendments to Rules 523, 706, 720, 807, 904, 905 and various definitions to correct typographical errors and clarify definitions. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
CBOESEF |
Amendments to Rules 515 and 606 to conform those rules with NAL 14-118, Expiring December 15, 2015. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
GFISEF |
Amendments to Rules 405 and 509 |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
INFXSEF |
Amendments to Rulebook clarify the process of submitting an RFQ onto the INFX SEF RFQ Platform. (10-22-13) |
10/22/2013 |
Certified |
11/06/2013 |
|
1 |
AEGIS |
Amendments to Rulebook and Participant Agreement. |
03/07/2023 |
Certified |
03/21/2023 |
|
4 |
AEGIS |
Amendments to Rulebook and Participant Agreement |
11/21/2022 |
Certified |
12/06/2022 |
|
4 |
GFISEF |
Amendments to Rulebook and Notice to Participants regarding the Block Trade Treatment of Package Transactions |
01/04/2016 |
Certified |
01/19/2016 |
|
1 |
AEGIS |
Amendments to Rulebook and Market Participant Addendum |
09/08/2023 |
Certified |
09/22/2023 |
|
4 |
INFXSEF |
Amendments to Rulebook -- Notice 13-05 |
11/19/2013 |
Certified |
12/05/2013 |
|
1 |
CMESEF |
Amendments to Rule 574. ("Globex Access Restrictions") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
TPSEF |
Amendments to Rule 5103.C. (Review of Transactions for Errors) of the tpSEF Rulebook. |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
GFISEF |
Amendments to Rule 509(c) - GFISEF Submission #13-0005 |
11/26/2013 |
Certified |
12/12/2013 |
|
1 |
CMESEF |
Amendments to Rule 432. ("General Offenses") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
TPSEF |
Amendments to Rule 4012 (Confirmations and USIs) of the tpSEF Rulebook. |
05/21/2024 |
Certified |
06/05/2024 |
|
1 |
CBOESEF |
Amendments to Rule 318 and addition of new definition for Market Maker Program. |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
CBOESEF |
Amendments to Rule 318 and addition of new definition for Market Maker Program |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
CBOESEF |
Amendments to reflect the terms of the prohibition of the practice of post-trade name give-up in accordance with Commission regulation 37.9(d), and elimination of minimum Notional Amount for Contracts executed on Cboe SEF. |
11/06/2020 |
Certified |
11/23/2020 |
|
1 |
NEXSEF |
Amendments to Quote Fill Ratios for Certain Currency Pairs and Issuance of NEX SEF Market Regulation Advisory Notice 2021-03 |
06/01/2021 |
Certified |
06/15/2021 |
|
1 |
LGX |
Amendments to Participant Agreement |
07/28/2022 |
Certified |
08/11/2022 |
|
2 |
NEXSEF |
Amendments to NEX SEF Rule 901 ("System Protocols") of the NEX SEF Rulebook (Form SEF Exhibit M) and the Issuance of NEX SEF Market Regulation Advisory Notice ("MRAN") 2023-01 |
08/15/2023 |
Certified |
08/29/2023 |
|
2 |
NEXSEF |
Amendments to NEX SEF Rule 901 ("NEX SEF NDF System Protocol") (Form SEF Exhibit M) and the NEX SEF Fee Schedule (Form SEF Exhibit K) in Connection with the Adoption of Tailored Order Book Functionality. |
10/26/2023 |
Certified |
11/09/2023 |
|
3 |
NEXSEF |
Amendments to NEX SEF Rule 312(c) ("Enforceability of Transactions - Issuance of Facility Confirmations for Uncleared Transactions") of the NEX SEF Rulebook (Form SEF Exhibit M) |
05/22/2024 |
Certified |
06/06/2024 |
|
1 |
NEXSEF |
Amendments to NEX SEF Limited Rulebook and Compliance Manual |
03/13/2023 |
Certified |
03/27/2023 |
|
4 |
NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration |
03/08/2022 |
Certified |
03/22/2022 |
|
8 |
NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX SEF/CME Group Integration (Phase II) |
06/14/2022 |
Certified |
06/29/2022 |
|
2 |
RF SEF |
Amendments to its application for TR SEF and request for Confidential Treatment. October 18, 2013 |
10/21/2013 |
Certified |
11/05/2013 |
|
0 |
IGDL |
Amendments to IGDL rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
IGDL |
Amendments to IDGL's Fee Schedule. |
07/23/2021 |
Certified |
08/06/2021 |
|
2 |