IGDL |
Rulebook amendments |
08/16/2017 |
Certified |
08/30/2017 |
|
2 |
GFISEF |
Rulebook amendments |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
GTX |
Rulebook Amendments |
07/11/2017 |
Certified |
07/25/2017 |
|
1 |
CMSEF |
Rulebook Amendments |
06/21/2021 |
Certified |
07/06/2021 |
|
1 |
IGDL |
Rulebook amendments |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
IGDL |
Rulebook amendments |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
TPSEF |
Rulebook amendment. |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
IGDL |
Rulebook Amendment, specifically Rule 204. IGDL #2014-R-3 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
BSEF |
Rulebook Amendment |
06/28/2017 |
Certified |
07/13/2017 |
|
1 |
BSEF |
Rulebook Amendment |
10/21/2016 |
Certified |
11/04/2016 |
|
1 |
TPSEF |
Rulebook amendment |
10/11/2017 |
Certified |
10/25/2017 |
|
1 |
BSEF |
Rulebook Amendment |
11/30/2016 |
Certified |
12/14/2016 |
|
2 |
BSEF |
Rulebook Amendment |
08/02/2019 |
Certified |
08/16/2019 |
|
1 |
BSEF |
Rulebook amendment |
04/21/2017 |
Certified |
05/05/2017 |
|
1 |
BSEF |
Rulebook Amendment |
04/27/2017 |
Certified |
05/11/2017 |
|
1 |
LGX |
Rulebook Amendment |
07/27/2022 |
Certified |
08/10/2022 |
|
2 |
TPSEF |
Rulebook amendment |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
BSEF |
Rulebook amendment |
12/07/2017 |
Certified |
12/21/2017 |
|
1 |
INFXSEF |
Rulebook amended in order to incorporate rule changes based on Commission Staff guidance contained in Notice 13-66, client feedback and to clarify certain rules in the INFX SEF Rulebook. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
CBOESEF |
Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
ICE SEF |
Rule Changes to the ICE Swap Trade Rulebook |
11/03/2020 |
Certified |
11/18/2020 |
|
6 |
360T |
rule changes and additions |
05/21/2015 |
Certified |
06/04/2015 |
|
3 |
NEXSEF |
Rule change to reflect that interest rate swaps in SGD are now cleared. |
11/02/2018 |
Certified |
11/19/2018 |
|
3 |
ICAPSEF |
Rule Change to reflect NALs 15-55 and 15-60 |
11/25/2015 |
Certified |
12/10/2015 |
|
3 |
IGDL |
Rule Change to reflect NALs 15-55 and 15-60 |
11/25/2015 |
Certified |
12/10/2015 |
|
3 |
IGDL |
Rule certification to amend Rule 902, IGDL's vRFQ protocols. |
03/19/2015 |
Certified |
04/02/2015 |
|
1 |
DWSEF |
Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
TWSEF |
Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
CMSEF |
Rule Certification |
11/06/2020 |
Certified |
11/23/2020 |
|
2 |
DWSEF |
Rule book amendments in response to recent changes to the SEF rules by the CFTC |
02/02/2021 |
Certified |
02/17/2021 |
|
3 |
TWSEF |
Rule book amendments in response to recent changes to the SEF rules by the CFTC |
02/02/2021 |
Certified |
02/17/2021 |
|
3 |
RADSEF |
Rule amendments to remove references to expired No-Action Letters and add references to new No-Action Letters |
03/30/2018 |
Certified |
04/13/2018 |
|
3 |
INFXSEF |
Rule amendments to incorporate certain clarifications and updates. |
11/14/2014 |
Certified |
12/01/2014 |
|
1 |
TDERIV |
Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX |
07/15/2019 |
Certified |
07/26/2019 |
|
1 |
TDERIV |
Rule Amendments Related to Sponsored Access. TRUEEX (SEF) #2014-01 |
02/03/2014 |
Certified |
02/19/2014 |
|
1 |
CBOESEF |
Rule amendments related to Phase 3 and 4 Questions, Part 43 and 45 Questions, corrections of typographical errors, and clarification of product specifications. |
12/29/2015 |
Certified |
01/13/2016 |
|
1 |
CBOESEF |
Rule amendments related to Phase 2 Questions, SEF Review Document and SDR reporting |
10/16/2015 |
Certified |
10/30/2015 |
|
3 |
CBOESEF |
Rule amendments related to Phase 1 Questions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
CBOESEF |
Rule amendments related to new pre-trade credit check functionality for Block Trades. |
02/25/2015 |
Certified |
03/11/2015 |
|
1 |
CBOESEF |
Rule amendments related to Hotspot Holdings LLC acquisition of Javelin SEF, LLC. Amendments include change of Javelin SEF, LLC name to Bats Hotspot SEF LLC, committees, methods of trade execution and product listings. |
12/09/2016 |
Certified |
12/23/2016 |
|
2 |
CBOESEF |
Rule amendments relate to Package Trades and setting pre-trade credit check limits for Javelin SEF Participants that are self clearing. |
07/21/2014 |
Certified |
08/04/2014 |
|
3 |
CBOESEF |
Rule amendments regarding trading protocols and scope of disciplinary proceedings |
01/15/2015 |
Certified |
01/30/2015 |
|
1 |
CMSEF |
Rule amendments regarding settlement |
04/01/2022 |
Certified |
04/15/2022 |
|
1 |
TRAD |
Rule amendments regarding post-trade name give up for intended to be cleared swaps and other conforming amendements to reflect no-action letter expirations. |
06/30/2021 |
Certified |
07/15/2021 |
|
1 |
CBOESEF |
Rule amendments regarding (a) CFTC No Action Letter 15-24, (b) changes to voice trading procedures, and (c) record retention. |
08/05/2015 |
Certified |
08/19/2015 |
|
2 |
RADSEF |
Rule amendments made to improve specificity of prohibited fraudulent acts and market manipulation activities. |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
CBOESEF |
Rule amendments made to comply with CFTC Letter No. 15-67 |
07/07/2016 |
Certified |
07/21/2016 |
|
1 |
TRAD |
Rule amendments incorporating the concept of Authorized Agent and other miscellaneous changes. |
12/12/2014 |
Certified |
12/29/2014 |
|
2 |
GFISEF |
Rule amendments for Rules 511 and 515 to reflect the prohibitions of Commodity Exchange Act Section 9(a)(2) and Rule 180.1(a)(3) respectively. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
TRAD |
Rule amendments adding a disregard order type and incorporating regulatory requirements to be explicit within the Rulebook; platform supplement amendments for which confidential treatment has been requested. |
07/22/2014 |
Certified |
08/05/2014 |
|
4 |