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Swap Execution Facility Rules
Search Swap Execution Facility Rules using the following criteria
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360T
AEGIS
BGC
BSEF
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CMESEF
CMSEF
DWSEF
FTSEF
GFISEF
GTX
ICAPSEF
ICE SEF
IGDL
INFXSEF
ISBV
LATAM
LGX
MKAXSEF
NEXSEF
RADSEF
RF SEF
RTX
SEED CX
SPECTR
SWAPX
TDERIV
TPSEF
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
RF SEF
The Rulebook has been amended to incorporate amendments to CFTC Regulation 37.6(b) relating to uncleared swap confirmation requirements.
05/29/2024
10 Day Review
05/29/2024
2
RF SEF
Removal of reference to CFTC NAL 17-17.
05/30/2024
Certified
06/12/2024
2
BGC
Amended Rule 403(b) to reference Rule 515.
05/30/2024
Certified
06/13/2024
2
GFISEF
Amended Rule 406(b) to include 37.6(b) and 37.6(b)(1) incorporating documents for uncleared swaps and the ability to request docs for regulatory review should the commission ask for specific documents. \r\n Amended Rule 541(a) for SEF notification.
05/30/2024
Certified
06/13/2024
2
NEXSEF
Issuance of NEX SEF Market Regulation Advisory Notice ("MRAN") 2024-01 Regarding Amendments to the Operational Parameters Annex
06/05/2024
Certified
06/20/2024
2
LGX
Inclusion of new d/b/a "MIAX Derivatives Exchange" in Rulebooks
06/07/2024
Notified
06/07/2024
1
LGX
Updates to Participant Agreement
06/07/2024
Certified
06/24/2024
2
LGX
Updates to User Agreement
06/07/2024
Certified
06/24/2024
2
LGX
Privacy Policy updates
06/07/2024
Certified
06/24/2024
2
BSEF
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2024-R-08.
06/13/2024
Certified
06/28/2024
1
BSEF
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2024-R-09.
06/13/2024
Certified
06/28/2024
1
SPECTR
Amending Rulebook to add references to Spot Stops and Time Stops, add reference to APIs, add reference to NDOs, change user ID notification requirement, remove redundancies, fix grammar inconsistencies, and add clarifying language.
06/17/2024
Certified
07/02/2024
1
NEXSEF
Modifications to the NEX SEF Fee Schedule for Various Administrative Amendments
07/03/2024
10 Day Review
07/03/2024
2
AEGIS
NEW - Exhibit N1a Participant Agreement for Market Participants
07/11/2024
Notified
07/11/2024
2
ISBV
Maturity extension (3months) of current incentive. Rate card updated added incentive for 3 months (Aug/Sept/Oct 24). \r\nPage 9 of redline underlined paragraph on Market Maker Programme Incentives and Criteria.
07/16/2024
10 Day Review
07/16/2024
2
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