Swap Execution Facility Rules

Search Swap Execution Facility Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
TRAD Amendments to the Tradition SEF Fee Schedule 11/27/2017 Certified 12/11/2017 2
LGX Revised operations manual 11/14/2017 Certified 11/29/2017 3
TDERIV Added BRL to Core RFQ functionality. It already existed on PTC. 11/07/2017 Notified 11/07/2017 1
NEXSEF Market Regulation Advisory Notice 2017-002 11/01/2017 Certified 11/16/2017 2
TPSEF Rulebook amendment. 10/20/2017 Certified 11/03/2017 1
LGX Amended Operations Manual 10/18/2017 Certified 11/01/2017 4
CBOESEF Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. 10/17/2017 Certified 10/30/2017 1
TDERIV Self certification of SEF fees 10/17/2017 Certified 10/30/2017 1
NEXSEF Revisions to the rulebook of NEX SEF Limited. 10/13/2017 Certified 10/27/2017 3
TPSEF Rulebook amendment 10/11/2017 Certified 10/25/2017 1
NEXSEF Rulebook Amendments 10/05/2017 Certified 10/20/2017 4
TPSEF Amendments to tpSEF Fee Schedule 10/02/2017 Certified 10/17/2017 2
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook 09/20/2017 Certified 10/04/2017 2
ICE SEF The Error Trade Policy has been amended in order to clarify the process by which IST intends to implement and enforce certain sections of its rules. 09/20/2017 Certified 10/04/2017 4
LGX Revised SEF Exhibit B 09/19/2017 Notified 09/19/2017 1
TPSEF Amendment of tpSEF Inc. Terms of Use 09/14/2017 Certified 09/28/2017 1
IGDL Rulebook amendments 09/12/2017 Certified 09/26/2017 2
SEED CX As Schedule A indicates, most of the rule changes are simply a result of reorganizing the order in which the rules appear in the rulebook so that the order reflects a more logical structure. These will be effective September 26, 2017. 09/11/2017 Certified 09/25/2017 3
SEED CX An updated rulebook, modified during usual review of rule consistencies and market structure. 09/01/2017 Certified 09/18/2017 3
TRAD Amendments to Tradition SEF Rulebook. 08/31/2017 Certified 09/15/2017 2
TRAD Amendments to the StreamGlobal Platform Supplement. 08/31/2017 Certified 09/15/2017 2
CBOESEF Bats Hotspot SEF is amending its rulebook to (a) more closely align its disciplinary procedures with those of its affiliate, CBOE Futures Exchange LLC, and (b) make certain other changes relating to the trading of non-deliverable forwards. 08/25/2017 Certified 09/11/2017 3
GTX Fee Schedule 08/24/2017 Certified 09/08/2017 1
TWSEF Fee Schedule Amendments 08/22/2017 Certified 09/06/2017 2
IGDL Rulebook amendments 08/16/2017 Certified 08/30/2017 2
NEXSEF Issuance of Market Advisory Regulatory Notice and Amended Rulebook 08/14/2017 Certified 08/28/2017 4
360T The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. 08/10/2017 Certified 08/24/2017 5
NEXSEF Amended Fee Program 08/08/2017 Certified 08/22/2017 2
IGDL Rulebook amendments 07/27/2017 Certified 08/10/2017 2
360T The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. 07/19/2017 Withdrawn 07/24/2017 5
LATAM Mexican TIIE Fixed/Floating Interest Rate Swap, Mexican TIIE/U.S. Dollar 1-Month Libor Cross-Currency Basis Swap, Mexican UDI/TIIE Interest Rate Swap, Mexican UDI/U.S. Dollar 6-Month Libor Cross-Currency Basis Swap, Peruvian PEN/TIS Interest Rate Swap, Me 07/17/2017 Certified 07/31/2017 1
NEXSEF Amended Fee Program 07/17/2017 Certified 07/31/2017 2
ICE SEF Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). 07/14/2017 Notified 07/14/2017 3
CMSEF Amendment and revision to rulebook. 07/13/2017 Certified 07/27/2017 1
GTX Rulebook Amendments 07/11/2017 Certified 07/25/2017 1
BSEF Notice to Participants 06/28/2017 Certified 07/13/2017 1
BSEF Rulebook Amendment 06/28/2017 Certified 07/13/2017 1
BSEF Amendment to Compliance Manual 06/28/2017 Certified 07/13/2017 2
IGDL Amended SEF Rulebook to reflect updated NAL references 06/20/2017 Certified 07/05/2017 3
ICAPSEF Amended Rulebook to reflect updated NAL references 06/20/2017 Certified 07/05/2017 3
TDERIV Certain Rulebook amendments to extend No Action letters regarding trade errors and confirmations for uncleared trades 06/18/2017 Certified 06/30/2017 1
TDERIV notification of non-substantive amendments. 06/18/2017 Notified 06/18/2017 1
TWSEF New Fee Schedule for TW SEF 06/16/2017 Certified 06/30/2017 1
DWSEF Amended Fee Schedule 06/15/2017 Certified 06/29/2017 1
NEXSEF Revised Fee Schedule, market maker program and discount program 06/12/2017 Certified 06/26/2017 4
TPSEF Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(a), tpSEF hereby notifies the Commission that it wishes to amend its Risk Mitigation Procedures as provided in the attached submission. 06/06/2017 Certified 06/20/2017 1
SWAPX Rule Amendment to Refer to Recent No-Action Letter 06/02/2017 Certified 06/16/2017 4
BSEF Notice to Participants 06/01/2017 Certified 06/15/2017 1
NEXSEF Amendment to Facility Rulebook 05/31/2017 Certified 06/14/2017 7
ICE SEF ICE Swap Trade, LLC's Weekly Notification of Rule Amendments 05/26/2017 Notified 05/26/2017 3