| RF SEF |
Refinitiv SEF has amended the fees schedule to remove references to the 2014 NDF Order Book Market Maker Incentive and the Tier 2 SEF Member 2014 incentive (and their respective defined terms), and to add a new 2022 Request for Stream Incentive. |
05/02/2022 |
Certified |
05/16/2022 |
|
2 |
| TRAD |
Amendment to Fee Schedule |
04/18/2022 |
Certified |
05/02/2022 |
|
4 |
| TWSEF |
Updates to the TWSEF Compliance Manual |
04/13/2022 |
Certified |
04/27/2022 |
|
2 |
| DWSEF |
Updates to the DWSEF Compliance Manual |
04/13/2022 |
Certified |
04/27/2022 |
|
1 |
| RF SEF |
Pursuant to the instructions in Form SEF regarding amendments to exhibits filed in connection with and approved order of registration, Refinitiv US SEF LLC ("RSEF") hereby submits an amended Exhibit B-1 to its SEF application |
04/11/2022 |
Certified |
04/25/2022 |
|
1 |
| LGX |
Rulebook updates |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
| CMSEF |
Rule amendments regarding settlement |
04/01/2022 |
Certified |
04/15/2022 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
03/18/2022 |
Notified |
03/18/2022 |
|
1 |
| CBOESEF |
(1) introduce new Order types for Peg and Mid-Match Eligible Peg Orders and (2) clarify that a Participant may enable a Limit IOC with Good `Til Time (GTT) Option Order type either via FIX tag or as an account configuration upon Participant request. |
03/17/2022 |
Certified |
03/31/2022 |
|
2 |
| NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration |
03/08/2022 |
Certified |
03/22/2022 |
|
8 |
| IGDL |
IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) |
03/01/2022 |
Certified |
03/15/2022 |
|
2 |
| GFISEF |
Please find attached changes to certain rules to align more closely with the language of the Commission Rules and also amendments made in response to guidance of Commission staff. |
02/28/2022 |
Certified |
03/14/2022 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
02/25/2022 |
Notified |
02/25/2022 |
|
1 |
| CBOESEF |
(1) clarify plans relating to Market Maker program and (2) change the Order Review Timeframe in respect of the SEF Order Book and the Full Amount Platform from 70 milliseconds to 35 milliseconds |
02/18/2022 |
Certified |
03/07/2022 |
|
1 |
| NEXSEF |
Modifications to the NEX SEF LATAM EBS NDF Streaming Incentive Program |
02/11/2022 |
Certified |
02/28/2022 |
|
2 |
| BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
02/09/2022 |
Certified |
02/24/2022 |
|
1 |
| TWSEF |
Amendment of Rule 205 (Regulatory Oversight Committee) |
02/03/2022 |
Certified |
02/17/2022 |
|
4 |
| SWAPX |
The Rulebook has been amended to align the rules to the guidance in relation to Core Principle 15 of section 5(d) of the CEA: Governance Fitness Standards set forth in Appendix B to the Part 38 of the CEA. |
01/28/2022 |
Certified |
02/11/2022 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of LatAm SEF Rulebook, version 1.11 |
01/20/2022 |
Certified |
02/03/2022 |
|
1 |
| CBOESEF |
(1) Introduce new Order type for Limit Immediate or Cancel ("IOC") with Good `Til Time ("GTT") Option Order; (2) Changethe minimum notional amount required for non-firm Orders; and (3) Provide additional guidance for resolving Off-Market Transactions. |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CMSEF |
Rulebook Amendments |
01/11/2022 |
Certified |
01/26/2022 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual |
01/05/2022 |
Certified |
01/20/2022 |
|
1 |
| LGX |
LedgerX revised Rulebook |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-10) |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
12/09/2021 |
Certified |
12/23/2021 |
|
3 |
| IGDL |
Amendments to IGDL rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
| TPSEF |
Amendments to tpSEF rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
| LGX |
Updated Operations Manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| BSEF |
Bloomberg SEF LLC - Certification 2021-R-09 (Notice to Participants) |
11/24/2021 |
Certified |
12/09/2021 |
|
1 |
| NEXSEF |
Issuance of Market Regulation Advisory Notice 2021-05 to Supersede Market Regulation Advisory Notices 2018-01 and 2018-02 and Related Amendments to the Operational Parameters Annex. |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
| TRAD |
40.6(a) Certification for Tradition SEF Notice to Participants 21-08 "Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program" |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
| LGX |
Weekly notification, withdrawal fee change |
11/12/2021 |
Notified |
11/12/2021 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2021-R-08) |
11/10/2021 |
Certified |
11/26/2021 |
|
1 |
| NEXSEF |
Amendments to Rules 802(2) ("Basis Swaps"), 802(3) ("Forward Rate Agreements (FRA)"), and 802(4) ("Non Deliverable Swaps") in Connection with the CFTC Market Risk Advisory Committee Best Practice Advisory re Transition from LIBOR TO SOFR |
11/08/2021 |
Certified |
11/23/2021 |
|
1 |
| RF SEF |
The Notice to Participants clarifies that RSEF only facilitates the execution of swaps that are not intended to be cleared, and that any decision to clear trades executed on RSEF is considered to be made post-trade and without Refinitiv SEF's involvement |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify rules 203, 204, and 603, and to remove unutilized subsets of rules 602 and 703. |
11/05/2021 |
Certified |
11/22/2021 |
|
1 |
| RADSEF |
Correct reference or clarify Rules 536 and 537Add product terms and conditions |
10/29/2021 |
Certified |
11/15/2021 |
|
4 |
| LGX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
| LGX |
Revised Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
| LGX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
| NEXSEF |
Extension of the NEX SEF African & Middle East NDFs Market Maker Program |
10/15/2021 |
Certified |
10/29/2021 |
|
2 |
| IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
10/06/2021 |
Certified |
10/21/2021 |
|
1 |
| NEXSEF |
Weekly Notification of Rule Amendments - Week of September 27, 2021 |
10/04/2021 |
Notified |
10/04/2021 |
|
1 |
| TWSEF |
Rulebook updates in response to rule 411 |
09/17/2021 |
Certified |
10/01/2021 |
|
4 |
| DWSEF |
Rulebook updates in response to rule 411 |
09/17/2021 |
Certified |
10/01/2021 |
|
3 |
| NEXSEF |
Amendments to Rules 802(1) ("Fixed for Floating IRS") and 802(4) ("Non Deliverable Swaps") in Connection with the Implementation of the 2021 IDSA Interest Rate Derivatives Definitions. |
09/17/2021 |
Certified |
10/01/2021 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
09/01/2021 |
Certified |
09/16/2021 |
|
2 |
| MKAXSEF |
Rulebook update |
08/31/2021 |
Notified |
08/31/2021 |
|
3 |
| TWSEF |
TW SEF Fee update for GBP swaps |
08/30/2021 |
Certified |
09/14/2021 |
|
3 |
| NEXSEF |
Amendments to the NEX SEF Limited Governance Policy and Compliance Manual |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
