| BGC |
As requested by Commission staff, BGC is incorporating new Rule 910 to reflect the prohibitions of CFTC Rule 180.1(a)(3), and is amending Rule 802 to remove certain Clearing Organizations eligible for clearing authorization designation. |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| BGC |
Amending rules for determining speculative position limits or position accountability. |
10/06/2015 |
Certified |
10/21/2015 |
|
1 |
| BGC |
Amendments to the fee schedule. |
10/06/2015 |
Certified |
10/21/2015 |
|
2 |
| BGC |
These rule amendments are cumulative and are in response to suggestions and guidance from the staff. |
10/06/2015 |
Certified |
10/21/2015 |
|
1 |
| BGC |
Rule amendments |
01/14/2015 |
Certified |
01/29/2015 |
|
1 |
| BGC |
We are submitting on behalf of our client, BGC Derivative Markets L.P. ("BGC"), the attached proposed amendments to the Code of Ethics. Confidential treatment is requested. |
06/08/2016 |
Certified |
06/22/2016 |
|
1 |
| BGC |
Notice of BGC Derivative Markets, L.P. Claiming Relief Under CFTC Letter No. 13-62 October 8, 2013 (2013-01) |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add two order types for the execution of Required Transactions. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| BGC |
Amendment to the Volume Match and Volume Match prices rules. |
05/27/2015 |
Certified |
06/10/2015 |
|
1 |
| BGC |
Technical corrections and amendments to rules. |
05/27/2015 |
Certified |
06/10/2015 |
|
1 |
| BGC |
Amendment raising 5 second cross-delay to 15 seconds. |
04/10/2015 |
Certified |
04/24/2015 |
|
1 |
| BGC |
Amended Rule 403(b) to reference Rule 515. |
05/30/2024 |
Certified |
06/13/2024 |
|
2 |
| BGC |
Implementation document for an incentive program. |
04/10/2015 |
Certified |
04/24/2015 |
|
2 |
| BGC |
We are submitting on behalf of our client, BGC Derivative Markets, LP ("BGC") new Rule 516, as requested by the Commission staff, in response to guidance provided in CFTC Letter No. 15-67. |
08/08/2016 |
Certified |
08/22/2016 |
|
1 |
| BGC |
BGC Derivatives Markets, L.P. Rule Implementation Submission 2013-02 (Amended Rulebook) |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
| BGC |
We are submitting on behalf of our client, BGC Derivative Markets L.P. ("BGC"), the attached proposed rule amendments. |
01/05/2016 |
Certified |
01/20/2016 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these rule amendments to reflect codification of CFTC No Action Letters. |
02/16/2021 |
Notified |
02/16/2021 |
|
1 |
| BGC |
Amending the rulebook to include additional clearing organizations. |
03/31/2016 |
Certified |
04/14/2016 |
|
1 |
| BGC |
BGC Derivative Markets LP ("BGC SEF") will be amending its Contract Specifications, Filing adding SOFR and SONIA benchmarks and removing LIBOR. |
07/24/2023 |
Certified |
08/07/2023 |
|
3 |
| BGC |
The attached amendments are made in response to suggestions and guidance from staff. |
08/31/2015 |
Certified |
09/15/2015 |
|
1 |
| BGC |
Adding definition of Prime Broker and the rules that clarify participants responsibilities when utilizing a Prime Broker |
07/25/2023 |
Certified |
08/08/2023 |
|
1 |
| BSEF |
Product-Related Amendments to the BSEF LLC Rulebook |
06/15/2023 |
Certified |
06/30/2023 |
|
1 |
| BSEF |
Amended Rulebook in response to comments and questions received from Commission staff and potential users of BSEF's swap execution facility. |
10/17/2013 |
Certified |
11/01/2013 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective June 21, 2014 |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Amendment to Form SEF and Related Request for Freedom of Information Act Confidential Treatment (November 26, 2013) |
11/27/2013 |
Certified |
12/13/2013 |
|
0 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and Section 40.6(a) of the regulations of the CFTC, Bloomberg SEF LLC hereby notifies the CFTC that it has amended its Rulebook. The amended Rulebook will become effective on June 22, 2015. |
06/08/2015 |
Certified |
06/22/2015 |
|
1 |
| BSEF |
Notice to Participants |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
02/02/2015 |
Certified |
02/17/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commission that it has amended itsRulebook. The amended Rulebook will become effective on December 22, 2015. |
12/07/2015 |
Certified |
12/21/2015 |
|
2 |
| BSEF |
On June 8, 2015, Bloomberg SEF LLC ("BSEF") submitted to the CFTC a certification regarding amendments to the BSEF Rulebook. BSEF hereby notifies the CFTC that it wishes to amend that certification to update the effective date of the BSEF Rulebook. |
06/09/2015 |
Certified |
06/23/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-10) |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| BSEF |
Amended its Rulebook in response to comments and questions; and to add rules regarding methods of using BSEF's SEF. BSEF #2013-R-11 |
01/30/2014 |
Certified |
02/14/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
01/30/2023 |
Certified |
02/13/2023 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commodity Futures Trading Commission that it has amended its participantfee schedule (the "Participant Fee Schedule"). The amended Participant Fee Schedule willbecome effective on May 11, 2015. |
04/27/2015 |
Certified |
05/11/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commission that it has amended its Rulebook. The amended Rulebook will become effective on August 13, 2015. |
07/29/2015 |
Certified |
08/12/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Certification 2020-R-03 (Notice to Participants) Rule 516.A: Alleged Error Trade Correction |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Submission of Bloomberg SEF's Financial Report. |
11/12/2013 |
Certified |
11/27/2013 |
|
0 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants. |
01/29/2024 |
Certified |
02/12/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
10/16/2024 |
Certified |
10/30/2024 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2021-R-08) |
11/10/2021 |
Certified |
11/26/2021 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commission that it has amended its participant fee schedule. The amended participant fee schedule will become effective on January 1, 2016. |
12/09/2015 |
Certified |
12/23/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective July 1, 2014 Submission #2014-R-4 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2024-R-18) |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| BSEF |
Notice to Participants |
01/14/2016 |
Certified |
01/29/2016 |
|
1 |
| BSEF |
Notice to Participants |
01/14/2016 |
Certified |
01/29/2016 |
|
1 |
| BSEF |
BSEF Rulebook Amendment |
02/21/2017 |
Certified |
03/07/2017 |
|
1 |
| BSEF |
BSEF Compliance Manual Amendment |
02/21/2017 |
Certified |
03/07/2017 |
|
1 |
| BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Compliance Manual (BSEF-2021-R-07) |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
