ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook, letter dated October 18, 2013 |
10/21/2013 |
Certified |
11/05/2013 |
|
1 |
ICE SEF |
EMERGENCY RULE FILING -- ICE Swap Trade, LLC has taken emergency action to amend its Rulebook in response to Commission Letter No. 14-121. This amendment will be effective October, 1, 2014. |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC hereby notifies the Commission that it has amended its Rulebook. |
01/19/2015 |
Certified |
02/02/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Error Trade Policy. |
11/21/2014 |
Certified |
12/08/2014 |
|
2 |
ICE SEF |
Administrative changes to Rulebook |
05/14/2021 |
Notified |
05/14/2021 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is submitting Certification under 40.6(a) amending its current SEF Fee Schedule. Please note that ICE Swap Trade has requested confidential treatment for this filing. |
10/02/2014 |
Certified |
10/17/2014 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to clarify the process by which IST intends to implement and enforce certain of its rules. |
02/01/2018 |
Certified |
02/15/2018 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC is issuing guidance with respect to Rule 525(g) "Mid-Market Order" type. |
12/16/2015 |
Certified |
12/31/2015 |
|
3 |
ICE SEF |
Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). |
07/14/2017 |
Notified |
07/14/2017 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
05/18/2015 |
Certified |
06/02/2015 |
|
2 |
ICE SEF |
ICE Swap Trade LLC - Fee Schedule Amendment - Submission 14-16 |
06/04/2014 |
Certified |
06/19/2014 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook. |
04/02/2015 |
Certified |
04/16/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Compliance Manual. |
01/17/2017 |
Certified |
01/31/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook, Block Trade FAQ and Error Trade Policy. |
12/17/2015 |
Certified |
01/04/2016 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and an additional order type. |
04/24/2017 |
Certified |
05/08/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Trade Error Policy. |
07/21/2014 |
Certified |
08/04/2014 |
|
4 |
ICE SEF |
Amended Block Trade FAQ |
12/19/2017 |
Notified |
12/19/2017 |
|
4 |
ICE SEF |
ICE Swap Trade - Rulebook amendments: clarify the process by which IST intends to implement and enforce its rules; responding to relevant CFTC guidance/comments. ICE SEF #14-08 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
ICE SEF |
2019 Trading and Holiday Schedule |
12/10/2018 |
Notified |
12/10/2018 |
|
3 |
ICE SEF |
Issuance of a "SEF Notice" concerning acceptable trading protocols under SEF Rule 702 (Brokered Trades). ICE SEF #14-09 |
03/19/2014 |
Certified |
04/03/2014 |
|
1 |
ICE SEF |
Weekly notification of rule amendments |
07/02/2019 |
Notified |
07/02/2019 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook, Block Trade FAQ and Error Trade Policy. |
07/10/2015 |
Certified |
07/24/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/06/2015 |
Certified |
03/20/2015 |
|
6 |
ICE SEF |
Adjustment to ICE Swap Trade Trading Hours |
03/30/2021 |
Notified |
03/30/2021 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Block Trade FAQ in order to affect certain administrative/clerical revisions. |
03/23/2016 |
Certified |
04/06/2016 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC Rule Amendment - Amended Rulebook Submission 13-07 The Rulebook will become effective on November 7, 2013. |
10/25/2013 |
Certified |
11/09/2013 |
|
1 |
ICE SEF |
The trading and holiday schedule for 2018 is being revised to clarify the reserved maintenance window in Commodity Contracts. |
05/22/2018 |
Notified |
05/22/2018 |
|
5 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions. |
02/01/2017 |
Certified |
02/15/2017 |
|
4 |
ICE SEF |
Amending its Rulebook in order to accommodate trading in commodities by users of IST's swap execution facility and to remove the obligation for Participants to enter into a swap intermediation arrangement. |
09/25/2013 |
Certified |
10/10/2013 |
|
1 |
ICE SEF |
Rulebook amendments in (1) order to affect administrative/clerical revisions; (2) clarify process by IST implement and enforce rules (3) comments from CFTC and IST participants. ICE SEF #14-01 |
01/23/2014 |
Certified |
02/07/2014 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC - Fee Schedule Amendment - Submission 14-14 |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
ICE SEF |
Update to Board language |
07/08/2021 |
Notified |
07/08/2021 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook. |
09/21/2016 |
Certified |
10/05/2016 |
|
4 |
ICE SEF |
ICE Swap Trade - Rule Amendment - Amended Rulebook - Submission 14-10 March 25, 2014 |
03/25/2014 |
Certified |
04/09/2014 |
|
1 |
ICE SEF |
Part 40 Rule Amendment - Amended Fee Schedule |
05/09/2017 |
Certified |
05/23/2017 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to affect certain administrative/clerical revisions. |
07/17/2015 |
Certified |
07/31/2015 |
|
4 |
ICE SEF |
Administrative edits to IST Rulebook |
02/15/2021 |
Notified |
02/15/2021 |
|
4 |
ICE SEF |
The SEF corrected typographical errors in Rules 1226 and 1233 relating to two Markit iTraxx Crossover Index contracts. |
10/29/2014 |
Notified |
10/29/2014 |
|
2 |
ICE SEF |
Listingof Commodity Swaps and Related Rule Amendments. ICE SEF #13-02 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC - weekly notification of rule changes. |
11/14/2018 |
Notified |
11/14/2018 |
|
4 |
ICE SEF |
Emergency Action in respone to Commission Letter No. 13-57, 13-58, 13-62. ICE SEF #13-03 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE SEF |
Updating a reference from an expiring CFTC No-Action Letter to the current iteration |
11/18/2020 |
Notified |
11/18/2020 |
|
4 |
ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook Submission 14-02 (February 11, 2014) |
02/12/2014 |
Withdrawn |
04/30/2014 |
Stay applies to (1) Definition of "Packaged Transaction"; and (2) Rule 701(a) and (k) in ICE Swap Trade, LLC Rulebook |
3 |
ICE SEF |
The Error Trade Policy has been amended in order to clarify the process by which IST intends to implement and enforce certain sections of its rules. |
09/20/2017 |
Certified |
10/04/2017 |
|
4 |
ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Amended Rulebook Submission #14-18 Effective June 27, 2014 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
ICE SEF |
Amended Rulebook to: (1) administrative/clerical revisions (2) clarify process to implement and enforce certain ruels (3) respond CFTC comments and IST participants. Submission 13-08 |
11/25/2013 |
Certified |
12/11/2013 |
|
0 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
02/23/2016 |
Certified |
03/08/2016 |
|
5 |
IGDL |
IGDL-2020-R-6 - 40.6(a) Rule Certification (10.19.2020) |
10/19/2020 |
Certified |
11/02/2020 |
|
2 |
IGDL |
Amended SEF Rulebook to reflect updated NAL references |
06/20/2017 |
Certified |
07/05/2017 |
|
3 |
IGDL |
40.6(d) Weekly Notification of Rule Amendments |
11/20/2020 |
Notified |
11/20/2020 |
|
1 |