IGDL |
Amendment to IGDL's Rulebook. |
12/18/2017 |
Certified |
01/03/2018 |
|
1 |
IGDL |
Amended Rulebook |
11/29/2017 |
Certified |
12/13/2017 |
|
1 |
IGDL |
Fee Card and Discount Appendix amendment |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
IGDL |
Revised Rulebook |
05/28/2015 |
Certified |
06/11/2015 |
|
7 |
IGDL |
Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. |
02/04/2021 |
Notified |
02/04/2021 |
|
1 |
IGDL |
Amendments to ICAP Global Derivatives Limited's Rulebook, Governance Policy and Compliance Manual. |
03/24/2020 |
Certified |
04/07/2020 |
|
2 |
IGDL |
Fee Card amendment |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
IGDL |
Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), ICAP Global Derivatives Limited notifies the CFTC that it will release the attached Market Regulation Advisory Notice on March 26, 2020. |
03/26/2020 |
Certified |
04/09/2020 |
|
1 |
IGDL |
Amended Fee Card |
10/17/2014 |
Certified |
10/31/2014 |
|
2 |
IGDL |
Rulebook amendments |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
IGDL |
Amended Facility Rulebook |
01/26/2015 |
Certified |
02/09/2015 |
|
4 |
IGDL |
Rulebook amendments |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
07/01/2020 |
Certified |
07/16/2020 |
|
1 |
IGDL |
Amended Rulebook |
12/13/2016 |
Certified |
12/28/2016 |
|
3 |
IGDL |
IGDL-2021-R-4 - 40.6(a) Rule Certification (4.1.2021) |
04/01/2021 |
Certified |
04/15/2021 |
|
2 |
IGDL |
ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook IGDL - 2014-R-4 |
07/11/2014 |
Certified |
07/25/2014 |
|
0 |
IGDL |
IGDL-2022-R-2 - 40.6(a) Rule Certification (6.16.22) |
06/16/2022 |
Certified |
07/01/2022 |
|
2 |
IGDL |
IGDL-2021-R-6 - 40.6(a) Rule Certification (7.7.21) |
07/07/2021 |
Certified |
07/21/2021 |
|
1 |
IGDL |
Revised Discount Appendix to Fee Card |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
IGDL |
Revised Rulebook and Confidential Chapter 9 |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
12/18/2020 |
Certified |
01/05/2021 |
|
1 |
IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
04/24/2024 |
Certified |
05/08/2024 |
|
1 |
IGDL |
Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this submission. |
01/30/2015 |
Certified |
02/13/2015 |
|
3 |
IGDL |
Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. |
02/11/2021 |
Notified |
02/11/2021 |
|
1 |
IGDL |
Amendment to reflect NAL 16-58 |
06/28/2016 |
Certified |
07/13/2016 |
|
3 |
IGDL |
Amendment to Confidential Rule 902. |
09/23/2015 |
Certified |
10/07/2015 |
|
2 |
IGDL |
Changes to SEF's rulebook |
02/08/2017 |
Certified |
02/23/2017 |
|
2 |
IGDL |
Revised Fee Card and Discount Program |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
IGDL |
Revised Facility Rulebook |
08/06/2014 |
Certified |
08/20/2014 |
|
2 |
IGDL |
Amended Rulebook |
09/23/2016 |
Certified |
10/07/2016 |
|
3 |
IGDL |
Amended Form SEF |
09/23/2016 |
Withdrawn |
09/26/2016 |
|
5 |
IGDL |
IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) |
03/01/2022 |
Certified |
03/15/2022 |
|
2 |
IGDL |
Amended Fee Card |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
IGDL |
Amended Rulebook and Compliance Manual for NAL 15-68 |
02/22/2016 |
Certified |
03/07/2016 |
|
4 |
INFXSEF |
Rulebook amended in order to incorporate rule changes based on Commission Staff guidance contained in Notice 13-66, client feedback and to clarify certain rules in the INFX SEF Rulebook. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
INFXSEF |
Rule amendments to incorporate certain clarifications and updates. |
11/14/2014 |
Certified |
12/01/2014 |
|
1 |
INFXSEF |
Making changes to order book execution explanations based on request contained in DMO Letter dated 11/21/14. |
01/13/2015 |
Certified |
01/28/2015 |
|
2 |
INFXSEF |
Rulebook amendments to incorporate non-material changes requested by Commission Staff. Amendments will become effective on November 25, 2013. |
11/19/2013 |
Certified |
12/05/2013 |
|
1 |
INFXSEF |
Amendments to Rulebook clarify the process of submitting an RFQ onto the INFX SEF RFQ Platform. (10-22-13) |
10/22/2013 |
Certified |
11/06/2013 |
|
1 |
INFXSEF |
Amendments to Rulebook -- Notice 13-05 |
11/19/2013 |
Certified |
12/05/2013 |
|
1 |
INFXSEF |
INFX SEF Amendments to Rulebook to incorporate changes requested by Commission Staff to ISEF Notice 13-02 submitted to the Commission on October 10, 2013. |
10/25/2013 |
Certified |
11/09/2013 |
|
1 |
INFXSEF |
INFX SEF, Inc. - Amendments to Rulebook - Notice 13-06 (Letter dated December 16, 2013) |
12/17/2013 |
Certified |
01/03/2014 |
|
1 |
INFXSEF |
INFX SEF, Inc. - Amendments to Rulebook: incorporated requested changes by Commission staff - Notice 13-06(a) (Letter dated December 20, 2013) |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
INFXSEF |
Rulebook amendments in response to comments and questions received from Commission staff. |
10/18/2013 |
Certified |
11/02/2013 |
|
0 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Rulebook. |
02/25/2021 |
Certified |
03/11/2021 |
|
12 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. |
04/19/2021 |
Certified |
05/03/2021 |
|
4 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Rulebook. |
04/20/2021 |
Certified |
05/04/2021 |
|
8 |
ISBV |
Updated Fee Structure and Incentives to reflect volatile markets. Nosubstantive changes to the quantum of fees or incentives |
09/30/2022 |
Certified |
10/14/2022 |
|
3 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. |
06/11/2021 |
Certified |
06/25/2021 |
|
4 |
ISBV |
Updated Fee Structure and Incentives to reflect volatile markets. No substantive changes to the quantum of fees or incentives. In addition some conformance changes |
07/08/2022 |
Certified |
07/22/2022 |
|
4 |