Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
IGDL Amendment to IGDL's Rulebook. 12/18/2017 Certified 01/03/2018 1
IGDL Amended Rulebook 11/29/2017 Certified 12/13/2017 1
IGDL Fee Card and Discount Appendix amendment 12/12/2016 Certified 12/27/2016 2
IGDL Revised Rulebook 05/28/2015 Certified 06/11/2015 7
IGDL Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. 02/04/2021 Notified 02/04/2021 1
IGDL Amendments to ICAP Global Derivatives Limited's Rulebook, Governance Policy and Compliance Manual. 03/24/2020 Certified 04/07/2020 2
IGDL Fee Card amendment 06/16/2016 Certified 06/30/2016 2
IGDL Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), ICAP Global Derivatives Limited notifies the CFTC that it will release the attached Market Regulation Advisory Notice on March 26, 2020. 03/26/2020 Certified 04/09/2020 1
IGDL Amended Fee Card 10/17/2014 Certified 10/31/2014 2
IGDL Rulebook amendments 07/27/2017 Certified 08/10/2017 2
IGDL Amended Facility Rulebook 01/26/2015 Certified 02/09/2015 4
IGDL Rulebook amendments 09/12/2017 Certified 09/26/2017 2
IGDL Amendments to the IGDL SEF Discount Structure Appendix 07/01/2020 Certified 07/16/2020 1
IGDL Amended Rulebook 12/13/2016 Certified 12/28/2016 3
IGDL IGDL-2021-R-4 - 40.6(a) Rule Certification (4.1.2021) 04/01/2021 Certified 04/15/2021 2
IGDL ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook IGDL - 2014-R-4 07/11/2014 Certified 07/25/2014 0
IGDL IGDL-2022-R-2 - 40.6(a) Rule Certification (6.16.22) 06/16/2022 Certified 07/01/2022 2
IGDL IGDL-2021-R-6 - 40.6(a) Rule Certification (7.7.21) 07/07/2021 Certified 07/21/2021 1
IGDL Revised Discount Appendix to Fee Card 05/16/2016 Certified 05/31/2016 2
IGDL Revised Rulebook and Confidential Chapter 9 05/16/2016 Certified 05/31/2016 4
IGDL Amendments to the IGDL SEF Discount Structure Appendix 12/18/2020 Certified 01/05/2021 1
IGDL Amendments to the IGDL SEF Discount Structure Appendix 04/24/2024 Certified 05/08/2024 1
IGDL Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this submission. 01/30/2015 Certified 02/13/2015 3
IGDL Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. 02/11/2021 Notified 02/11/2021 1
IGDL Amendment to reflect NAL 16-58 06/28/2016 Certified 07/13/2016 3
IGDL Amendment to Confidential Rule 902. 09/23/2015 Certified 10/07/2015 2
IGDL Changes to SEF's rulebook 02/08/2017 Certified 02/23/2017 2
IGDL Revised Fee Card and Discount Program 02/16/2016 Certified 03/01/2016 2
IGDL Revised Facility Rulebook 08/06/2014 Certified 08/20/2014 2
IGDL Amended Rulebook 09/23/2016 Certified 10/07/2016 3
IGDL Amended Form SEF 09/23/2016 Withdrawn 09/26/2016 5
IGDL IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) 03/01/2022 Certified 03/15/2022 2
IGDL Amended Fee Card 08/17/2016 Certified 08/31/2016 2
IGDL Amended Rulebook and Compliance Manual for NAL 15-68 02/22/2016 Certified 03/07/2016 4
INFXSEF Rulebook amended in order to incorporate rule changes based on Commission Staff guidance contained in Notice 13-66, client feedback and to clarify certain rules in the INFX SEF Rulebook. 11/12/2013 Certified 11/27/2013 1
INFXSEF Rule amendments to incorporate certain clarifications and updates. 11/14/2014 Certified 12/01/2014 1
INFXSEF Making changes to order book execution explanations based on request contained in DMO Letter dated 11/21/14. 01/13/2015 Certified 01/28/2015 2
INFXSEF Rulebook amendments to incorporate non-material changes requested by Commission Staff. Amendments will become effective on November 25, 2013. 11/19/2013 Certified 12/05/2013 1
INFXSEF Amendments to Rulebook clarify the process of submitting an RFQ onto the INFX SEF RFQ Platform. (10-22-13) 10/22/2013 Certified 11/06/2013 1
INFXSEF Amendments to Rulebook -- Notice 13-05 11/19/2013 Certified 12/05/2013 1
INFXSEF INFX SEF Amendments to Rulebook to incorporate changes requested by Commission Staff to ISEF Notice 13-02 submitted to the Commission on October 10, 2013. 10/25/2013 Certified 11/09/2013 1
INFXSEF INFX SEF, Inc. - Amendments to Rulebook - Notice 13-06 (Letter dated December 16, 2013) 12/17/2013 Certified 01/03/2014 1
INFXSEF INFX SEF, Inc. - Amendments to Rulebook: incorporated requested changes by Commission staff - Notice 13-06(a) (Letter dated December 20, 2013) 12/20/2013 Certified 01/08/2014 1
INFXSEF Rulebook amendments in response to comments and questions received from Commission staff. 10/18/2013 Certified 11/02/2013 0
ISBV iSwap Euro B.V. hereby submits certain amendments to its Rulebook. 02/25/2021 Certified 03/11/2021 12
ISBV iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. 04/19/2021 Certified 05/03/2021 4
ISBV iSwap Euro B.V. hereby submits certain amendments to its Rulebook. 04/20/2021 Certified 05/04/2021 8
ISBV Updated Fee Structure and Incentives to reflect volatile markets. Nosubstantive changes to the quantum of fees or incentives 09/30/2022 Certified 10/14/2022 3
ISBV iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. 06/11/2021 Certified 06/25/2021 4
ISBV Updated Fee Structure and Incentives to reflect volatile markets. No substantive changes to the quantum of fees or incentives. In addition some conformance changes 07/08/2022 Certified 07/22/2022 4