ISBV |
Updated Rulebook with amendments to Orderbook market appendix and Targeted Streaming market appendix. Targeted Streaming market to be removed as a transaction method from SEF. |
06/29/2023 |
Certified |
07/14/2023 |
|
11 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to the Appendix to its Rulebook. |
05/12/2021 |
Certified |
05/26/2021 |
|
4 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. |
05/14/2021 |
Certified |
05/28/2021 |
|
4 |
ISBV |
iSwap Euro B.V. hereby submits a notification regarding products listed for trading andamendments to its Rulebook related to the definition of a "Business Day" and revisions toRule 18.4. |
12/16/2020 |
Certified |
12/31/2020 |
|
8 |
ISBV |
Maturity extension (3months) of current incentive. Rate card updated added incentive for 3 months (Aug/Sept/Oct 24). \r\nPage 9 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
ISBV |
Additional incentive. Rate card updated added incentive for 3 months (May/Jun/July) of 100% API Licence Fee and 100% CLOB Brokerage Discount for achieving MMP2 Compliance at the `Normal Marker' Bid offer spreads. \r\nNote, 2yr spread has also been updated |
04/29/2024 |
Certified |
05/13/2024 |
|
4 |
LATAM |
40.6(a) certification of LatAm SEF Rulebook, version 1.12 |
11/16/2022 |
Certified |
12/01/2022 |
|
1 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
01/13/2016 |
Withdrawn |
01/14/2016 |
|
1 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
01/14/2016 |
Certified |
01/29/2016 |
|
1 |
LATAM |
CFTC Reg 40.6(a) certification of LatAm SEF Rulebook, version 1.11 |
01/20/2022 |
Certified |
02/03/2022 |
|
1 |
LATAM |
LatAm SEF - Rule Amendment - Amended Rulebook LATAM #14-0002 |
07/03/2014 |
Certified |
07/19/2014 |
|
1 |
LATAM |
40.6(a) Certification of LatAm SEF Rulebook, Version 1.13 |
04/04/2023 |
Certified |
04/18/2023 |
|
1 |
LATAM |
See Exhibit A of the Submission |
06/22/2015 |
Certified |
07/07/2015 |
|
2 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
11/02/2020 |
Certified |
11/17/2020 |
|
2 |
LATAM |
Mexican TIIE Fixed/Floating Interest Rate Swap, Mexican TIIE/U.S. Dollar 1-Month Libor Cross-Currency Basis Swap, Mexican UDI/TIIE Interest Rate Swap, Mexican UDI/U.S. Dollar 6-Month Libor Cross-Currency Basis Swap, Peruvian PEN/TIS Interest Rate Swap, Me |
07/17/2017 |
Certified |
07/31/2017 |
|
1 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook related to § 37.6 amendments and other grammatical amendments |
05/24/2024 |
Certified |
06/10/2024 |
|
1 |
LATAM |
LatAm SEF - Rule Amendment - Amended Rulebook - Submission 14-0001 (March 20, 2014) Adding rules regarding methods of using LatAm SEF's SEF. |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
LATAM |
Update to LatAM SEF Rule Book Version 1.5 |
09/22/2016 |
Certified |
10/06/2016 |
|
2 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
09/01/2021 |
Certified |
09/16/2021 |
|
2 |
LGX |
Amendments to Participant Agreement |
07/28/2022 |
Certified |
08/11/2022 |
|
2 |
LGX |
LedgerX revised Rulebook |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
LGX |
Revised SEF Rulebook |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
LGX |
Amendment to Participant Agreement |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
LGX |
Fee Schedule Amendmenet |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
LGX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
LGX |
LedgerX Revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
LGX |
Revision to LedgerX Rulebook |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |
LGX |
Inclusion of new d/b/a "MIAX Derivatives Exchange" in Rulebooks |
06/07/2024 |
Notified |
06/07/2024 |
|
1 |
LGX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DMO and DCR staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
4 |
LGX |
Weekly notification, withdrawal fee change |
11/12/2021 |
Notified |
11/12/2021 |
|
1 |
LGX |
Updates to Participant Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
LGX |
Submission of Revised fee schedule |
03/04/2020 |
Certified |
03/18/2020 |
|
2 |
LGX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
LGX |
Self certification of revisions to compliance manual. |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
LGX |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
LGX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
LGX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
LGX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/30/2021 |
|
5 |
LGX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. |
05/01/2018 |
Certified |
05/15/2018 |
|
3 |
LGX |
LedgerX Amended Rulebook |
03/12/2021 |
Certified |
03/26/2021 |
|
1 |
LGX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
LGX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades. |
10/19/2018 |
Certified |
11/02/2018 |
|
1 |
LGX |
LedgerX Unredacted Operations Manual |
03/12/2021 |
Certified |
03/26/2021 |
|
2 |
LGX |
LedgerX Redacted Operations Manual |
03/12/2021 |
Certified |
03/26/2021 |
|
1 |
LGX |
LedgerX Revised Participant Agreement |
03/12/2021 |
Certified |
03/26/2021 |
|
1 |
LGX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades. |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |
LGX |
Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
3 |
LGX |
Fee Schedule Change |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
LGX |
LedgerX Liquidity Provider Program |
06/23/2021 |
Certified |
07/08/2021 |
|
3 |