MKAXSEF |
MarketAxess SEF Corporation - Rulebook updated to reflect recent developments and to provide clarity. Letter dated November 5, 2013. Amended Rulebook will be effective November 21, 2013. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Updated its Rulebook to reflect recent developments and to provide clarity. Effective June 30, 2014 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Amended for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 |
11/05/2013 |
Certified |
11/21/2013 |
|
0 |
MKAXSEF |
Rulebook update |
08/31/2021 |
Notified |
08/31/2021 |
|
3 |
MKAXSEF |
MarketAxess SEF Corporation - Amended Request for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 |
11/05/2013 |
Certified |
11/21/2013 |
|
0 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Increase in Basis Risk Reduction Services Crossing Access Fee |
12/14/2023 |
Certified |
12/29/2023 |
|
2 |
NEXSEF |
Certification of amendments to NEX SEF Rulebook and issuance of a Market Regulation Advisory Notice |
04/17/2018 |
Certified |
05/01/2018 |
|
5 |
NEXSEF |
Market Regulation Advisory Notice 2017-002 |
11/01/2017 |
Certified |
11/16/2017 |
|
2 |
NEXSEF |
Amended Rulebook and Confidential Trading Protocols |
12/08/2017 |
Certified |
12/22/2017 |
|
4 |
NEXSEF |
Issuance of NEX SEF Market Regulation Advisory Notice ("MRAN") 2024-01 Regarding Amendments to the Operational Parameters Annex |
06/05/2024 |
Certified |
06/20/2024 |
|
2 |
NEXSEF |
MRAN update for additional currency pairs |
10/21/2020 |
Certified |
11/04/2020 |
|
1 |
NEXSEF |
Amendments to Rules 802(2) ("Basis Swaps"), 802(3) ("Forward Rate Agreements (FRA)"), and 802(4) ("Non Deliverable Swaps") in Connection with the CFTC Market Risk Advisory Committee Best Practice Advisory re Transition from LIBOR TO SOFR |
11/08/2021 |
Certified |
11/23/2021 |
|
1 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
07/17/2020 |
Certified |
07/31/2020 |
|
2 |
NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration |
03/08/2022 |
Certified |
03/22/2022 |
|
8 |
NEXSEF |
Correction of typographical error in Rule 315 |
06/08/2018 |
Notified |
06/08/2018 |
|
3 |
NEXSEF |
Revision of Rule 315(b) to reduce the amount of time a Participant has to request review of a transaction's price following the execution of such transaction on the Facility from 15 minutes to 8 minutes. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
NEXSEF |
Rulebook Amendments |
10/05/2017 |
Certified |
10/20/2017 |
|
4 |
NEXSEF |
Amendments to Chapter 5 ("Rule Enforcement") and Rule 901 ("System Protocols") of the NEX SEF Limited Rulebook (Form SEF Exhibit M) and the Trade Practice Review Program of the NEX SEF Compliance Manual (Form SEF Exhibit O3) |
07/28/2023 |
Certified |
08/11/2023 |
|
4 |
NEXSEF |
Revised Fee Program discount programs |
07/17/2018 |
Certified |
07/31/2018 |
|
2 |
NEXSEF |
Amended Facility Rulebook |
07/17/2019 |
Certified |
07/31/2019 |
|
6 |
NEXSEF |
Weekly Notification of Rule Amendments - Week of September 27, 2021 |
10/04/2021 |
Notified |
10/04/2021 |
|
1 |
NEXSEF |
Issuance of Market Advisory Regulatory Notice and Amended Rulebook |
08/14/2017 |
Certified |
08/28/2017 |
|
4 |
NEXSEF |
Amendments to the NEX SEF Limited Governance Policy and Adoption of the Board of Directors Terms of Reference |
04/26/2021 |
Certified |
05/10/2021 |
|
2 |
NEXSEF |
Amended Fee Program |
07/18/2019 |
Certified |
08/01/2019 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Implementation of the EBS On-SEF UK/US Crossover Market Maker Program |
08/17/2022 |
Certified |
08/31/2022 |
|
2 |
NEXSEF |
Issuance of Market Regulation Advisory Notice 2021-05 to Supersede Market Regulation Advisory Notices 2018-01 and 2018-02 and Related Amendments to the Operational Parameters Annex. |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
NEXSEF |
Amendment to Facility Rulebook |
05/31/2017 |
Certified |
06/14/2017 |
|
7 |
NEXSEF |
Revised Fee Program |
03/16/2018 |
Certified |
03/30/2018 |
|
2 |
NEXSEF |
Revisions to the rulebook of NEX SEF Limited. |
10/13/2017 |
Certified |
10/27/2017 |
|
3 |
NEXSEF |
Rulebook updated to reflect certain new trading hours and updated product information |
01/17/2019 |
Certified |
02/01/2019 |
|
3 |
NEXSEF |
Amendment to Market Regulation Advisory Notice 2018-04 |
02/15/2019 |
Certified |
03/04/2019 |
|
2 |
NEXSEF |
Revised Fee Program |
06/18/2018 |
Certified |
07/02/2018 |
|
4 |
NEXSEF |
Updated Fee Program |
01/17/2019 |
Certified |
02/01/2019 |
|
2 |
NEXSEF |
Incorporation of previously separate Chapter 9 of the Rulebook without changes to Chapter 9 |
02/15/2019 |
Notified |
02/15/2019 |
|
3 |
NEXSEF |
Amendment to Rule 802(1) IRS Specifications |
05/07/2018 |
Certified |
05/21/2018 |
|
3 |
NEXSEF |
Revised Fee Program to include new market maker program for certain Non Deliverable Forwards |
09/17/2019 |
Certified |
10/01/2019 |
|
2 |
NEXSEF |
Amendments to the NEX SEF Limited Governance Policy and Compliance Manual |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
06/16/2020 |
Certified |
06/30/2020 |
|
2 |
NEXSEF |
Amendments to NEX SEF Rule 312(c) ("Enforceability of Transactions - Issuance of Facility Confirmations for Uncleared Transactions") of the NEX SEF Rulebook (Form SEF Exhibit M) |
05/22/2024 |
Certified |
06/06/2024 |
|
1 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
NEXSEF |
Adoption of New Rule 318 ("Post-Trade Anonymity") |
11/04/2020 |
Certified |
11/19/2020 |
|
3 |
NEXSEF |
Revisions to NEX SEF Limited Form SEF Exhibits to Reflect Changes to the Board of Directors and Officer Composition and, Administrative Amendments NEX/CME Group integration and minor edits to the Compliance Manual. |
05/04/2022 |
Certified |
05/18/2022 |
|
2 |
NEXSEF |
Amended Fee Program |
08/03/2018 |
Certified |
08/17/2018 |
|
2 |
NEXSEF |
Extension of the NEX SEF African & Middle East NDFs Market Maker Program |
10/15/2021 |
Certified |
10/29/2021 |
|
2 |
NEXSEF |
Self certification of NEX SEF Market Regulation Advisory Notice for update of Quote Fill Ratio Thresholds. |
03/18/2020 |
Certified |
04/01/2020 |
|
2 |
NEXSEF |
Weekly Submission of Rule Amendments |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |
NEXSEF |
Revisions to NEX SEF Limited Form SEF to reflect change of Regulatory Service Provider |
08/17/2020 |
Certified |
08/31/2020 |
|
4 |
NEXSEF |
Amendments to NEX SEF Rule 901 ("System Protocols") of the NEX SEF Rulebook (Form SEF Exhibit M) and the Issuance of NEX SEF Market Regulation Advisory Notice ("MRAN") 2023-01 |
08/15/2023 |
Certified |
08/29/2023 |
|
2 |
NEXSEF |
Amended Fee Program |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
NEXSEF |
Fee Program Amendment |
12/15/2017 |
Certified |
01/02/2018 |
|
2 |