Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
TWSEF Updated Notice to all TW SEF Participants regarding when block treatment of a Package Transactions is appropriate. 10/16/2014 Certified 10/30/2014 2
TWSEF Amendment to TW SEF Rulebook and Fee Schedule 04/11/2018 Certified 04/25/2018 6
TWSEF Revised and amended Rulebook for TW SEF LLC. 07/29/2014 Certified 08/12/2014 13
TWSEF TW SEF LLC - Amended Rulebook 12/01/2014 Certified 12/15/2014 4
TWSEF TW SEF Fee update for Canadian Dollar Swaps 07/08/2021 Certified 07/22/2021 2
TWSEF Amended TW SEF Rulebook 10/29/2015 Certified 11/13/2015 4
TWSEF Rulebook updates in response to rule 411 09/17/2021 Certified 10/01/2021 4
TWSEF The Rulebook has been amended in order to implement certain requirements with respect to error trades related to CFTC No-Action Letter 20-01. 04/09/2020 Certified 04/23/2020 2
TWSEF TW SEF Fee update for GBP swaps 08/30/2021 Certified 09/14/2021 3
TWSEF New Fee Schedule for TW SEF 06/16/2017 Certified 06/30/2017 1
TWSEF Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 10/17/2013 Certified 11/01/2013 0
TWSEF Emergency Rule Certification- provided by CFTC Letter No. 13-58 10/17/2013 Certified 11/01/2013 0
TWSEF Emergency Rule Certification - no-action relief in CFTC Letter 13-57 10/17/2013 Certified 11/01/2013 0
TWSEF Fee Updates 06/02/2021 Certified 06/16/2021 2
TWSEF TW SEF Emergency Rule Certification. to replace the amended Rules which TW filed with the Commission October 18, 2013, in response to the terms of no-action relief provided by CFTC Letter No. 13-66 dated October 25, 2013 11/01/2013 Certified 11/19/2013 1