Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
INFXSEF Rulebook amendments in response to comments and questions received from Commission staff. 10/18/2013 Certified 11/02/2013 0
IGDL IGDL-2020-R-6 - 40.6(a) Rule Certification (10.19.2020) 10/19/2020 Certified 11/02/2020 2
IGDL Amended SEF Rulebook to reflect updated NAL references 06/20/2017 Certified 07/05/2017 3
IGDL 40.6(d) Weekly Notification of Rule Amendments 11/20/2020 Notified 11/20/2020 1
IGDL Revised Facility Rulebook 04/23/2015 Certified 05/07/2015 7
IGDL Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants. 07/11/2016 Certified 07/25/2016 9
IGDL Market Regulation Advisory Notice 05/19/2016 Certified 06/03/2016 2
IGDL Rulebook Amendment, specifically Rule 204. IGDL #2014-R-3 06/26/2014 Certified 07/12/2014 1
IGDL Amendments to the IGDL SEF Discount Structure Appendix 08/10/2022 Certified 08/24/2022 1
IGDL Amended Facility Rulebook and Trading Privilege Holder Agreement 11/07/2014 Certified 11/24/2014 1
IGDL Updates to SEF Discount Structure Appendix to IGDL's fee schedule. 07/17/2018 Certified 07/31/2018 1
IGDL ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook - IGDL #2014-R-3A 06/27/2014 Certified 07/15/2014 1
IGDL Amendments to the IGDL SEF Discount Structure Appendix 07/17/2019 Certified 07/31/2019 1
IGDL Amended Rulebook - specifically the Definitions and Rules 204, 304, 305, 315, 404. IGDL 2014-R-1 05/16/2014 Certified 05/31/2014 1
IGDL 40.6(d) Weekly Notification of Rule Amendments 04/23/2021 Notified 04/23/2021 1
IGDL Revisions to the Definitions and Rule 204(j) of the IGDL Rulebook 07/31/2023 Certified 08/14/2023 1
IGDL Revised Facility Rulebook 09/16/2014 Withdrawn 10/01/2014 1
IGDL Revised Market Maker Program Rulebook 09/17/2014 Certified 10/01/2014 3
IGDL Amendments to IDGL's Fee Schedule. 07/23/2021 Certified 08/06/2021 2
IGDL Non-substantive revisions to the IGDL Rulebook and IGDL Compliance Manual, both effective as of November 1, 2020. 10/29/2020 Notified 10/29/2020 2
IGDL Fee Schedule 03/17/2015 Certified 03/31/2015 1
IGDL Non-substantive revisions to the IGDL Rulebook and Fee schedule, both effective as of July 1, 2022. 07/01/2022 Notified 07/01/2022 2
IGDL Rulebook amendments 08/16/2017 Certified 08/30/2017 2
IGDL Rule certification to amend Rule 902, IGDL's vRFQ protocols. 03/19/2015 Certified 04/02/2015 1
IGDL Amendments to the IGDL SEF Discount Structure Appendix 10/06/2021 Certified 10/21/2021 1
IGDL Revised Fee Schedule 02/12/2015 Certified 02/27/2015 2
IGDL Rule 40.6(a) Rule Certification 01/20/2016 Certified 02/03/2016 4
IGDL Updates to IGDL's Fee Schedule and SEF Discount Structure Appendix to IGDL's Fee Schedule. 04/09/2019 Certified 04/23/2019 2
IGDL Amendments to Fee Card 06/16/2015 Certified 06/30/2015 1
IGDL Amendments to Fee Card 03/24/2015 Certified 04/07/2015 1
IGDL Revised Facility Rulebook 03/24/2015 Certified 04/07/2015 4
IGDL Amendment to IGDL Facility Rulebook pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a). 11/29/2018 Certified 12/13/2018 1
IGDL Rule 40.6 Rule Change for revised Fee Card 01/15/2015 Certified 01/30/2015 2
IGDL Rule 40.6 Rule Change for revised Fee Card. I received an error message when I submitted submission 1501-1517-2029-78 that indicated the files did not upload. I am therefore resubmitting to ensure the files were included. 01/15/2015 Certified 01/30/2015 6
IGDL US Dollar Interest Swap Rate Swap Central Limit Order Book Market Making Incentive Program. IGDL - 2014-R-2 05/30/2014 Certified 06/14/2014 0
IGDL Revised Facility Rulebook 08/29/2014 Certified 09/15/2014 2
IGDL Regulation 40.6(a) Rule Certification. 05/09/2018 Certified 05/23/2018 1
IGDL Amendments to ICAP Global Derivatives Limiteds Rulebook 05/21/2024 Certified 06/05/2024 1
IGDL Amendment to Confidential Chapter 9 Trading Protocols 03/10/2017 Certified 03/24/2017 2
IGDL Revised Facility Rulebook 07/15/2014 Withdrawn 07/18/2014 5
IGDL IGDL has revised its Fee Schedule 10/15/2015 Certified 10/29/2015 2
IGDL Amended Rulebook to reflect NAL 16-74 11/01/2016 Certified 11/16/2016 3
IGDL Amended Rulebook reflecting NAL 16-76 11/01/2016 Certified 11/16/2016 3
IGDL Non-substantive revisions to the IGDL Rulebook effective November 5, 2020. 11/05/2020 Notified 11/05/2020 1
IGDL Amendments to ICAP Global Derivatives Limited's Rulebook 06/19/2020 Certified 07/06/2020 1
IGDL Regulation 40.6(a) Rule Certification of Managed Order Rule 08/20/2015 Withdrawn 08/21/2015 3
IGDL Regulation 40.6(a) Rule Certification of Managed Order Rule 08/20/2015 Certified 09/03/2015 3
IGDL Revised Discount Structure Appendix 03/17/2016 Certified 03/31/2016 2
IGDL Amendments to the IGDL SEF Discount Structure Appendix 07/18/2022 Certified 08/01/2022 1
IGDL Notification of Amendments to Rulebook. 01/29/2021 Certified 02/12/2021 1