Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
IGDL Rule Change to reflect NALs 15-55 and 15-60 11/25/2015 Certified 12/10/2015 3
IGDL Amendments to IGDL rulebook and compliance manual. 12/07/2021 Certified 12/21/2021 2
IGDL Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d)(x); reduction in minimum price fluctuation for certain contracts. 04/06/2015 Notified 04/06/2015 2
IGDL Notification of certain non-substantive revisions to the ICAP Global Derivatives Limited Rulebook effective as of March 1, 2019. 03/04/2019 Notified 03/04/2019 1
IGDL Amendment to IGDL's Rulebook. 12/18/2017 Certified 01/03/2018 1
IGDL Amended Rulebook 11/29/2017 Certified 12/13/2017 1
IGDL Fee Card and Discount Appendix amendment 12/12/2016 Certified 12/27/2016 2
IGDL Revised Rulebook 05/28/2015 Certified 06/11/2015 7
IGDL Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. 02/04/2021 Notified 02/04/2021 1
IGDL Amendments to ICAP Global Derivatives Limited's Rulebook, Governance Policy and Compliance Manual. 03/24/2020 Certified 04/07/2020 2
IGDL Fee Card amendment 06/16/2016 Certified 06/30/2016 2
IGDL Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), ICAP Global Derivatives Limited notifies the CFTC that it will release the attached Market Regulation Advisory Notice on March 26, 2020. 03/26/2020 Certified 04/09/2020 1
IGDL Amended Fee Card 10/17/2014 Certified 10/31/2014 2
IGDL Rulebook amendments 07/27/2017 Certified 08/10/2017 2
IGDL Amended Facility Rulebook 01/26/2015 Certified 02/09/2015 4
IGDL Rulebook amendments 09/12/2017 Certified 09/26/2017 2
IGDL Amendments to the IGDL SEF Discount Structure Appendix 07/01/2020 Certified 07/16/2020 1
IGDL Amended Rulebook 12/13/2016 Certified 12/28/2016 3
IGDL IGDL-2021-R-4 - 40.6(a) Rule Certification (4.1.2021) 04/01/2021 Certified 04/15/2021 2
IGDL ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook IGDL - 2014-R-4 07/11/2014 Certified 07/25/2014 0
IGDL IGDL-2022-R-2 - 40.6(a) Rule Certification (6.16.22) 06/16/2022 Certified 07/01/2022 2
IGDL IGDL-2021-R-6 - 40.6(a) Rule Certification (7.7.21) 07/07/2021 Certified 07/21/2021 1
IGDL Revised Discount Appendix to Fee Card 05/16/2016 Certified 05/31/2016 2
IGDL Revised Rulebook and Confidential Chapter 9 05/16/2016 Certified 05/31/2016 4
IGDL Amendments to the IGDL SEF Discount Structure Appendix 12/18/2020 Certified 01/05/2021 1
IGDL Amendments to the IGDL SEF Discount Structure Appendix 04/24/2024 Certified 05/08/2024 1
IGDL Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this submission. 01/30/2015 Certified 02/13/2015 3
IGDL Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. 02/11/2021 Notified 02/11/2021 1
IGDL Amendment to reflect NAL 16-58 06/28/2016 Certified 07/13/2016 3
IGDL Amendment to Confidential Rule 902. 09/23/2015 Certified 10/07/2015 2
IGDL Changes to SEF's rulebook 02/08/2017 Certified 02/23/2017 2
IGDL Revised Fee Card and Discount Program 02/16/2016 Certified 03/01/2016 2
IGDL Revised Facility Rulebook 08/06/2014 Certified 08/20/2014 2
IGDL Amended Rulebook 09/23/2016 Certified 10/07/2016 3
IGDL Amended Form SEF 09/23/2016 Withdrawn 09/26/2016 5
IGDL IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) 03/01/2022 Certified 03/15/2022 2
IGDL Amended Fee Card 08/17/2016 Certified 08/31/2016 2
IGDL Amended Rulebook and Compliance Manual for NAL 15-68 02/22/2016 Certified 03/07/2016 4
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and clarify the process by which IST intends to implement and enforce certain of its rules. 04/05/2016 Certified 04/19/2016 12
ICE SEF ICE Swap Trade, LLC - Rule Amendment - Revised Error Trade Policy - Submission 14-12 04/14/2014 Certified 04/29/2014 0
ICE SEF Amended its SEF Fee Schedule ICE SEF Submission #14-03 02/21/2014 Withdrawn 02/27/2014 1
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook and Block Trade FAQ. 11/06/2015 Certified 11/23/2015 3
ICE SEF ICE Swap Trade, LLC - Rulebook Amendments - Effective July 9, 2014 06/25/2014 Certified 07/11/2014 1
ICE SEF ICE Swap Trade, LLC is submitting its Trading Hours for 2017 and amending its Rulebook. 12/19/2016 Certified 01/04/2017 5
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to clarify the process by which IST intends to implement and enforce certain of its rules and respond to guidance received from the Commission. 07/14/2016 Certified 07/28/2016 4
ICE SEF ICE Swap Trade LLC - Rule Amendment - Revised Error Trade Policy. ICE SEF #14-20 06/25/2014 Certified 07/11/2014 1
ICE SEF ICE Swap Trade, LLC is amending its Error Trade Policy. 11/07/2014 Certified 11/24/2014 2
ICE SEF ICE Swap Trade - Revising Rule 512 for clarity. Submission No. 14-08 03/28/2014 Certified 04/12/2014 1
ICE SEF ICE Swap Trade, LLC - Rule Amendment - Amended Rulebook Submission 13-09 (Letter dated December 4, 2013) 12/05/2013 Certified 12/20/2013 1
ICE SEF ICE Swap Trade LLC - Rule 701 Block Trade has been amended to remove reference to Packaged Transactions. Submission 14-02 February 5, 2014 02/06/2014 Certified 02/22/2014 1