GFISEF |
Miscellaneous Rulebook amendments |
12/31/2014 |
Certified |
01/15/2015 |
|
4 |
GFISEF |
Various Rulebook Amendments |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
GFISEF |
Various Rulebook Amendments |
09/30/2015 |
Certified |
10/15/2015 |
|
2 |
GFISEF |
GFI Swaps Exchange LLC USD Interest Rate Swap Streaming Liquidity Market Maker Incentive Program. GFISEF #14-0001 |
02/05/2014 |
Withdrawn |
02/19/2014 |
|
1 |
GFISEF |
Publishing a revised Fee Schedule. GFISEF #14-0004 |
02/25/2014 |
Certified |
03/12/2014 |
|
1 |
GFISEF |
Matching Session Description |
09/30/2015 |
Certified |
10/15/2015 |
|
2 |
GFISEF |
GFI Swaps Amendments to Rules 101, 307, 507, and 1001. GFISEF #14-0002 |
02/05/2014 |
Withdrawn |
02/19/2014 |
|
1 |
GFISEF |
Amendments to GFI Rule 1001(c) - to remove provisions that were adopted by GFI enacted to accommodate Staff No-Action Letter number 13-66 regarding transactions that failed to clear due to clerical or operational errors. Submission #14-0013 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
GFISEF |
40.6(a) Submission Announincg Notice 15-1 "Block Treatment of Packagae Transactions" |
08/05/2015 |
Certified |
08/19/2015 |
|
2 |
GFISEF |
Launch of Markit CDX Market Maker Incentive Program. GFISEF #13-0007 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
GFISEF |
Various Rulebook Amendments |
08/14/2015 |
Certified |
08/28/2015 |
|
2 |
GFISEF |
Rule amendments for Rules 511 and 515 to reflect the prohibitions of Commodity Exchange Act Section 9(a)(2) and Rule 180.1(a)(3) respectively. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
GFISEF |
GFI Swaps Exchange LLC - Revised Fee Schedule - Submission #14-0014 |
07/01/2014 |
Certified |
07/17/2014 |
|
1 |
GFISEF |
GFI Swaps Exchange - Submission #14-0015 - Notice to Participants regarding Holiday Closures and Modified Trading Hours. |
07/03/2014 |
Certified |
07/19/2014 |
|
1 |
GFISEF |
Rulebook amendments |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
GFISEF |
GFI Swaps Exchange LLC Submission #13-0008 - Rulebook Amendments (December 10, 2013) |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
GFISEF |
Addition of Addendum A to Fee Schedule |
05/13/2015 |
Certified |
05/28/2015 |
|
2 |
GFISEF |
We are submitting GFI Swaps Exchange LLC's ("GFI"), attached proposed amendments to Code of Business Conduct and Ethics and the Regulatory Oversight Committee Charter.Confidential treatment is requested. |
06/08/2016 |
Certified |
06/22/2016 |
|
2 |
GFISEF |
Emergency Rule Certification - Rulebook Amendments GFISEF #13-0002 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
GFISEF |
Amendments to Rules 405 and 509 |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
GFISEF |
Documents submitted as an amendment to the Form SEF filed by GFI Swaps Exchange on July 19, 2013 GFI SEF 10-9-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
GFISEF |
Various Rulebook Amendments |
02/25/2015 |
Certified |
03/11/2015 |
|
1 |
GFISEF |
GFI Swaps Exchange - Various Rule Amendments - GFISEF #14-0011M |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
GFISEF |
GFI Swap Submission #14-0004 - Amendments to Rules 101, 508, 528, 529, 533, 601, 602, 1001. (March 17, 2014) |
03/18/2014 |
Certified |
04/02/2014 |
|
0 |
GFISEF |
GFI Swaps - Amendments to GFI Rules 101, 508, 528, 529, 533, 601, 602, 1001. GFISEF #14-0007 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
GFISEF |
Revised Fee Schedule |
09/08/2014 |
Certified |
09/22/2014 |
|
2 |
GFISEF |
Revised fee schedule |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
GFISEF |
Various Rulebook Amendments |
10/23/2015 |
Certified |
11/06/2015 |
|
1 |
GFISEF |
GFI Swaps Exchange Submission #14-0012 - Rule Amendments to GFI Rules 101, 401, 405, 525, 538, 541 |
06/11/2014 |
Certified |
06/26/2014 |
|
1 |
GFISEF |
Amended Rule 406(b) to include 37.6(b) and 37.6(b)(1) incorporating documents for uncleared swaps and the ability to request docs for regulatory review should the commission ask for specific documents. \r\n Amended Rule 541(a) for SEF notification. |
05/30/2024 |
Certified |
06/13/2024 |
|
2 |
GFISEF |
Various Rulebook amendments |
04/10/2015 |
Certified |
04/24/2015 |
|
1 |
GFISEF |
We are submitting on behalf of our client, GFI Swaps Exchange LLC ("GFI"), new Rule 542, as requested by the Commission staff, in response to guidance provided in CFTC Letter No. 15-67. |
08/08/2016 |
Certified |
08/22/2016 |
|
1 |
GFISEF |
Amendments to Rulebook and Notice to Participants regarding the Block Trade Treatment of Package Transactions |
01/04/2016 |
Certified |
01/19/2016 |
|
1 |
GFISEF |
Launch of Interest Rate Swap Sponsored Access Incentive Program. GFISEF #13-0010 |
12/17/2013 |
Certified |
01/03/2014 |
|
2 |
GFISEF |
GFI Swaps is publishing certain revisions to its fee schedule. GFISEF #14-0010 |
05/06/2014 |
Certified |
05/21/2014 |
|
1 |
GFISEF |
GFI Swaps Exchange LLC Submission #13-0011 (Letter dated December 18, 2013) Amendments to GFI Rules 101, 528, 529, 533, 903, and 914 |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
GFISEF |
GFI Swaps Exchange LLC Submission #13-0012 |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
GFISEF |
Please find attached changes to certain rules to align more closely with the language of the Commission Rules and also amendments made in response to guidance of Commission staff. |
02/28/2022 |
Certified |
03/14/2022 |
|
1 |
GFISEF |
Revised GFI Swaps Submission #14-0001R - Launch of USD IRS Market Maker Incentive Program. (February 7, 2014) |
02/19/2014 |
Certified |
03/06/2014 |
|
1 |
GFISEF |
Modifications to Fee Schedule. GFISEF #13-0001 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
GFISEF |
GFI Swaps Exchange Withdrawal of GFI Rule 507(c) and Submission #14-0002. GFISEF #14-0003 |
02/19/2014 |
Certified |
03/06/2014 |
|
1 |
GFISEF |
Revised fee schedule |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
GFISEF |
GFI Swaps Exchange LLC Submission #13-0012 -- Amendment to Rule 507(c) Matching of Orders |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
GFISEF |
CFTC Regulation 40.6 Rulebook Amendment - Listing of Products referenced to SOFR and SONIA |
07/24/2023 |
Certified |
08/07/2023 |
|
1 |
GFISEF |
Various Rulebook amendments |
12/23/2014 |
Withdrawn |
01/05/2015 |
|
1 |
GFISEF |
Holiday Closures |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
GFISEF |
GFI Swaps Rulebook Amendments in response to Commission staff guidance and comments and questions received from potential users of GFI SEF. Submission #13-0003 |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
GFISEF |
GFI Swaps Exchange LLC - Modification to Submission #14-001 and 14-0011M |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
GFISEF |
Rulebook Amendments - GFISEF #13-0002 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
FTSEF |
Amendments to FTSEF Product Specifications and FTSEF Rules 101, 202, 205, 212, 301, 317, 401, 402, 403, 404, 405, 408, 409, 503, 602, 703, 924,1001, 1003, 1011, 1012, 1013, 1016, Chapter 13 |
04/01/2016 |
Certified |
04/15/2016 |
|
5 |