| CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
| CBOESEF |
Update Fee Schedule |
12/15/2022 |
Certified |
12/30/2022 |
|
1 |
| CBOESEF |
Removed definition of Primary Economic Terms and added new definition for Required Swap Creation Data. Amended Rules 516(2) and (3) (SDR Reporting). |
12/17/2024 |
10 Day Review |
12/17/2024 |
|
1 |
| CBOESEF |
Javelin SEF, LLC is amending its 2013 - 2014 Holiday Calendar to indicate that it will be closed on Friday, December 26, 2014. |
12/05/2014 |
Certified |
12/19/2014 |
|
1 |
| CBOESEF |
Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. |
11/05/2019 |
Certified |
11/20/2019 |
|
1 |
| CBOESEF |
Rule amendments made to comply with CFTC Letter No. 15-67 |
07/07/2016 |
Certified |
07/21/2016 |
|
1 |
| CBOESEF |
The proposed changes seek to modify the Order Review Timeframe for each of the SEF Order Book and the Full Amount Platform from 100 to 70 milliseconds. |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| CBOESEF |
Javelin SEF hereby submits it market maker program. |
04/21/2015 |
Certified |
05/05/2015 |
|
1 |
| CBOESEF |
Cboe SEF is amending Rule 909 to add exceptions to the definition of Confidential Information. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
| CBOESEF |
Change in trading hours |
02/25/2016 |
Certified |
03/10/2016 |
|
1 |
| CBOESEF |
Extending current market maker program. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
| CBOESEF |
Javelin Rule Amendments to Rules 302, ..., 323, 407, 408, 504, ..., 523, ..., 901 JAVSEF #14-01 |
01/30/2014 |
Certified |
02/14/2014 |
|
1 |
| CBOESEF |
(1) clarify the types and functionality of Orders that may be entered into Cboe SEF's order books and (2) change how Cboe SEF's trading system treats Orders submitted with decimal Notional Amounts. |
06/24/2022 |
Certified |
07/11/2022 |
|
1 |
| CBOESEF |
To prevent inconsistency with Rule 319 "Withdrawal of a Participant", and conform with market practice. |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| CBOESEF |
Javelin SEF LLC - Amendments to its Rulebook - Amended Rules 216, 505, 523, 706 (Submission No. 13-08) |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| CBOESEF |
Changes to composition of Business Conduct Committee and Panels, introduction of PEN and RUB Contracts. |
03/05/2018 |
Withdrawn |
03/05/2018 |
|
1 |
| CBOESEF |
Changes to the composition of the Business Conduct Committee and Panels. |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
| CBOESEF |
Cboe SEF is submitting proposed rule amendments to modify the Order Review Timeframe in respect of its Full Amount Platform, and to clarify the composition of its Participation Committee |
01/08/2021 |
Certified |
01/25/2021 |
|
1 |
| CBOESEF |
(1) Introduce new Order type for Limit Immediate or Cancel ("IOC") with Good `Til Time ("GTT") Option Order; (2) Changethe minimum notional amount required for non-firm Orders; and (3) Provide additional guidance for resolving Off-Market Transactions. |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CBOESEF |
Amendment in Connection with Request for No Action Relief Pursuant to CFTC Letter 13-62 (Submission No. 13-03) |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| CBOESEF |
Cboe SEF, LLC is submitting certain changes to its rulebook to, among other things, add a definition of "Minimum Tick Size," clarify the difference between Participant Data and SEF Market Data, and clarify applicable fitness standards. |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
| CBOESEF |
Updates Cboe SEF's governance arrangements. |
07/01/2022 |
Certified |
07/18/2022 |
|
1 |
| CBOESEF |
Rule amendments regarding (a) CFTC No Action Letter 15-24, (b) changes to voice trading procedures, and (c) record retention. |
08/05/2015 |
Certified |
08/19/2015 |
|
2 |
| CBOESEF |
Cboe SEF is seeking to modify certain rules relating to the limitation of its liability and its indemnification obligations to its participants |
07/28/2020 |
Certified |
08/11/2020 |
|
2 |
| CBOESEF |
Cboe SEF is amending its rules to clarify certain aspects of its disciplinary process and the role of the Chief Regulatory Officer in such process. |
02/06/2019 |
Certified |
02/21/2019 |
|
1 |
| CBOESEF |
Revised - Javelin Determination of Made Available to Trade of certain Interest Rate Swaps (Submission 13-06R(3)) |
01/08/2014 |
90 Day Review |
01/14/2014 |
|
0 |
| CBOESEF |
Amendments made to Javelin SEF Rule 706 in response to the request of Commission Staff. |
08/26/2016 |
Certified |
09/12/2016 |
|
1 |
| CBOESEF |
Update Rule 216 which defines the authority of the Regulatory Oversight Committee (ROC) to conform to recent changes the ROC made to itscharter. |
08/18/2022 |
Certified |
09/01/2022 |
|
1 |
| CBOESEF |
Update the appeal provisions under Cboe SEF's Rules. |
08/18/2022 |
Certified |
09/01/2022 |
|
1 |
| CBOESEF |
Cboe SEF is amending its rules to clarify the privileges of Participants prior to its establishment of a Market Maker program, the Orders that may be entered into its order book and the Fair Trade Ranges in respect of certain available Currency Pairs. |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
| CBOESEF |
Amendment of two definitions within the Rulebook of Bats Hotspot SEF LLC; the definitions of "material relationship" and of "family relationship." |
02/27/2017 |
Certified |
03/13/2017 |
|
4 |
| CBOESEF |
The Amendment clarifies the recordkeeping requirements of Participants. |
07/08/2022 |
Certified |
07/22/2022 |
|
1 |
| CBOESEF |
Amendments to Rule 318 and addition of new definition for Market Maker Program |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
| CBOESEF |
Amendments to Rule 318 and addition of new definition for Market Maker Program. |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
| CBOESEF |
Cboe SEF is making certain amendments to its Fee Schedule, and is concurrently filing these amendments as an amendment to Exhibit K of its Form SEF. |
08/04/2020 |
Certified |
08/18/2020 |
|
1 |
| CBOESEF |
Cboe SEF has proposed certain amendments to its rulebook to introduce, among other things, a disclosed trading matching logic available by request to its Participants. |
05/08/2020 |
Certified |
05/22/2020 |
|
1 |
| CBOESEF |
Corrected cross-reference in Rule 512(4) from 513(3) to 512(3). |
06/30/2023 |
Notified |
06/30/2023 |
|
1 |
| CBOESEF |
Clarifying definition of API and new definition of Participant API. Clarifying that prior to commencing trading activity on the SEF, each Authorized Trader must register an order entry operator ID (OEOID) with the SEF. |
09/13/2024 |
Certified |
09/27/2024 |
|
1 |
| CBOESEF |
Cboe SEF is adding a new rule to govern its full amount platform. |
03/13/2020 |
Certified |
03/27/2020 |
|
1 |
| CBOESEF |
Amendments to Rules 515 and 606 to conform those rules with NAL 14-118, Expiring December 15, 2015. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CBOESEF |
Bats Hotspot SEF is amending its rulebook to (a) more closely align its disciplinary procedures with those of its affiliate, CBOE Futures Exchange LLC, and (b) make certain other changes relating to the trading of non-deliverable forwards. |
08/25/2017 |
Certified |
09/11/2017 |
|
3 |
| CBOESEF |
Cboe SEF is submitting proposed changes to its rules to, among other things, (a) modify the limitation of liability applicable to Cboe SEF, and (b) add an intellectual property indemnification obligation of Cboe SEF. |
05/07/2018 |
Certified |
05/21/2018 |
|
1 |
| CBOESEF |
Amendments to Rules 523, 706, 720, 807, 904, 905 and various definitions to correct typographical errors and clarify definitions. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CBOESEF |
Rule amendments regarding trading protocols and scope of disciplinary proceedings |
01/15/2015 |
Certified |
01/30/2015 |
|
1 |
| CBOESEF |
Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
| CBOESEF |
Request for Temporary Registration and Full Registration as a Swap Execution Facility, letter dated October 8, 2013 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| CBOESEF |
Request for Temporary Registration and Full Registration as a SEF, letter dated September 30, 2013 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| CBOESEF |
Request for Temporary Registration and Full Registration as a SEF, letter dated September 30, 2013 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| CBOESEF |
Request for Temporary Registration and Full Registration as a SEF, letter dated October 8, 2013 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| CBOESEF |
(1) introduce new Order types for Peg and Mid-Match Eligible Peg Orders and (2) clarify that a Participant may enable a Limit IOC with Good `Til Time (GTT) Option Order type either via FIX tag or as an account configuration upon Participant request. |
03/17/2022 |
Certified |
03/31/2022 |
|
2 |
