| ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook Submission 14-02 (February 11, 2014) |
02/12/2014 |
Withdrawn |
04/30/2014 |
Stay applies to (1) Definition of "Packaged Transaction"; and (2) Rule 701(a) and (k) in ICE Swap Trade, LLC Rulebook |
3 |
| RADSEF |
TeraExchange, LLC - Amended Rulebook Submission 2013-01 |
11/26/2013 |
Certified |
12/12/2013 |
|
1 |
| RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
02/24/2016 |
Certified |
03/09/2016 |
|
2 |
| TDERIV |
Certain Rulebook amendments to extend No Action letters regarding trade errors and confirmations for uncleared trades |
06/18/2017 |
Certified |
06/30/2017 |
|
1 |
| TWSEF |
TW SEF made certain updates to its Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) |
01/07/2020 |
Notified |
01/07/2020 |
|
2 |
| TWSEF |
Market Regulation Notice Concerning Block Trades |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
| LGX |
Amendments to Participant Agreement |
07/28/2022 |
Certified |
08/11/2022 |
|
2 |
| BSEF |
Product-Related Amendments to the BSEF LLC Rulebook |
06/15/2023 |
Certified |
06/30/2023 |
|
1 |
| BSEF |
Amended Rulebook in response to comments and questions received from Commission staff and potential users of BSEF's swap execution facility. |
10/17/2013 |
Certified |
11/01/2013 |
|
2 |
| GFISEF |
Amendments to Rule 509(c) - GFISEF Submission #13-0005 |
11/26/2013 |
Certified |
12/12/2013 |
|
1 |
| TRAD |
Amendment to Tradition SEF's Trad-X Interest Rate Swap (IRS) trading platform supplement Rule S1-302. |
04/17/2015 |
Certified |
05/01/2015 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and clarify the process by which IST intends to implement and enforce certain of its rules. |
04/05/2016 |
Certified |
04/19/2016 |
|
12 |
| IGDL |
IGDL-2020-R-6 - 40.6(a) Rule Certification (10.19.2020) |
10/19/2020 |
Certified |
11/02/2020 |
|
2 |
| GFISEF |
Modifying the Exchange's Fee Schedule. GFISEF Submission #13-0004 |
11/26/2013 |
Certified |
12/12/2013 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC - Rule Amendment - Revised Error Trade Policy - Submission 14-12 |
04/14/2014 |
Certified |
04/29/2014 |
|
0 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective June 21, 2014 |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
| 360T |
Various amendments to 360T Rulebook |
12/24/2014 |
Certified |
01/09/2015 |
|
5 |
| TWSEF |
Amendments to TW SEF's Fully Integrated API Services Fee Schedule (Emerging Market Currencies) |
02/21/2020 |
Certified |
03/06/2020 |
|
2 |
| TPSEF |
tpSEF 20-09R - 40.6(a) Rule Certification (10.19.2020) |
10/19/2020 |
Certified |
11/02/2020 |
|
2 |
| LGX |
LedgerX revised Rulebook |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
| CBOESEF |
Update Fee Schedule |
12/15/2022 |
Certified |
12/30/2022 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Amendment to Form SEF and Related Request for Freedom of Information Act Confidential Treatment (November 26, 2013) |
11/27/2013 |
Certified |
12/13/2013 |
|
0 |
| FTSEF |
Amendments to FTSEF Product Specifications and FTSEF Rules 101, 202, 205, 212, 301, 317, 401, 402, 403, 404, 405, 408, 409, 503, 602, 703, 924,1001, 1003, 1011, 1012, 1013, 1016, Chapter 13 |
04/01/2016 |
Certified |
04/15/2016 |
|
5 |
| RF SEF |
Refinitiv US SEF LLC ("RSEF") wishes to amend its Rulebook in order to reflect certain new requirements related to counterparty anonymity under Commission Regulation 37.9(d) |
11/20/2020 |
Certified |
12/07/2020 |
|
2 |
| TWSEF |
Fee Schedule update for Credit Default Swaps |
07/15/2021 |
Certified |
07/29/2021 |
|
2 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to more closely align with CFTC Regulations. |
06/07/2022 |
Certified |
06/22/2022 |
|
1 |
| CBOESEF |
Removed definition of Primary Economic Terms and added new definition for Required Swap Creation Data. Amended Rules 516(2) and (3) (SDR Reporting). |
12/17/2024 |
10 Day Review |
12/17/2024 |
|
1 |
| RTX |
RTX Fintech & Research LLC Amended Fee Schedule |
07/22/2024 |
Certified |
08/05/2024 |
|
2 |
| CBOESEF |
Javelin SEF, LLC is amending its 2013 - 2014 Holiday Calendar to indicate that it will be closed on Friday, December 26, 2014. |
12/05/2014 |
Certified |
12/19/2014 |
|
1 |
| TWSEF |
Notice to Participants re MAT / Agency MBS Package Transactions (4.20.15)Cover Letter re Notice to Participants (4.20.15) |
04/20/2015 |
Certified |
05/04/2015 |
|
2 |
| CMSEF |
SEF Rulebook Amendment |
04/05/2016 |
Certified |
04/19/2016 |
|
1 |
| CBOESEF |
Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. |
11/05/2019 |
Certified |
11/20/2019 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add a definition, update various CFTC No Action Letters and add a rule for the CFTC Post-Trade Name Give-Up rule. |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
| TPSEF |
Amendments to the tpSEF Fee Schedule |
03/23/2023 |
Certified |
04/06/2023 |
|
2 |
| CMSEF |
Amendment to SEF Rulebook |
02/24/2016 |
Certified |
03/09/2016 |
|
1 |
| CBOESEF |
Rule amendments made to comply with CFTC Letter No. 15-67 |
07/07/2016 |
Certified |
07/21/2016 |
|
1 |
| IGDL |
Amended SEF Rulebook to reflect updated NAL references |
06/20/2017 |
Certified |
07/05/2017 |
|
3 |
| GFISEF |
Certification that these rules comply with the Commodity Exchange Act and the Commission's regulations. The document includes a concise analysis of the operation, purpose and effect of each of the amended rules. |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
| NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Increase in Basis Risk Reduction Services Crossing Access Fee |
12/14/2023 |
Certified |
12/29/2023 |
|
2 |
| ICAPSEF |
Amended Rulebook to reflect updated NAL references |
06/20/2017 |
Certified |
07/05/2017 |
|
3 |
| TDERIV |
Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX |
07/15/2019 |
Certified |
07/26/2019 |
|
1 |
| TPSEF |
tpSEF is adopting the attached form of Prime Broker Acknowledgment Letter as provided in Exhibit A. |
02/21/2020 |
Certified |
03/06/2020 |
|
1 |
| GFISEF |
Updated rule amendment- submission from 10/19/20 contained a typo. Updating rules for 37.9 (d) PTNGU |
10/20/2020 |
Certified |
11/03/2020 |
|
1 |
| CBOESEF |
The proposed changes seek to modify the Order Review Timeframe for each of the SEF Order Book and the Full Amount Platform from 100 to 70 milliseconds. |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| 360T |
terminology update |
03/24/2023 |
Certified |
04/07/2023 |
|
7 |
| TRAD |
Emergency Rule Submission. Amendments to Tradition SEF Trad-X Platform Supplement. |
08/19/2016 |
Certified |
09/02/2016 |
|
2 |
| NEXSEF |
Certification of amendments to NEX SEF Rulebook and issuance of a Market Regulation Advisory Notice |
04/17/2018 |
Certified |
05/01/2018 |
|
5 |
| CBOESEF |
Javelin SEF hereby submits it market maker program. |
04/21/2015 |
Certified |
05/05/2015 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
09/28/2015 |
Notified |
09/28/2015 |
|
1 |
| RF SEF |
The Notice to Participants clarifies that RSEF only facilitates the execution of swaps that are not intended to be cleared, and that any decision to clear trades executed on RSEF is considered to be made post-trade and without Refinitiv SEF's involvement |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
