/IndustryOversight/IndustryFilings/SwapExecutionFacilityRules
Skip to main content
icon-hamburger
Created with Sketch.
Menu
Transparency
Contact Us
Search
Search
Main navigation
About the CFTC
The Commission
Chairman & Commissioners
CFTC Organization
Advisory Committees
Budget & Performance
Privacy at the CFTC
Careers
Diversity and Inclusion at the CFTC
Industry Oversight
Industry Filings
Trading Organizations
Clearing Organizations
Data Repositories
Intermediaries
Market Surveillance
Contracts & Products
Rules & Rule Amendments
Anti-Money Laundering
Law & Regulation
Commodity Exchange Act & Regulations
How Rules Are Made
Holding Wrongdoers Accountable
Federal Register
Public Comments
CFTC Staff Letters
Office of Technology Innovation
Market Data & Economic Analysis
Data at CFTC
Commitments of Traders
Bank Participation Reports
Cotton On-Call
Financial Data for FCMS
Net Position Changes Data
Staff Reports
Weekly Swaps Report
Cleared Margin Reports
Office of the Chief Economist
Forms & Submissions
Learn & Protect
Fraud Center
Check Registration & Disciplinary History
Submit a Tip or Complaint
RED List
Office of Proceedings
Learning Resources
Materiales Antifraude en EspaƱol
News & Events
Press Releases
Public Statements & Remarks
Events
Carousel Rotation On
On
Swap Execution Facility Rules
Search Swap Execution Facility Rules using the following criteria
Organization
ALL
360T
AEGIS
BGC
BSEF
CBOESEF
CMESEF
CMSEF
DWSEF
FTSEF
GFISEF
GTX
ICAPSEF
ICE SEF
IGDL
INFXSEF
ISBV
LATAM
LGX
MKAXSEF
NEXSEF
RADSEF
RF SEF
RTX
SEED CX
SPECTR
SWAPX
TDERIV
TPSEF
TRAD
TWSEF
Receipt Date From
Receipt Date To
Status
ALL
10 Day Review
90 Day Review
Certified
Notified
Withdrawn
Status Date From
Status Date To
Show All
Search
Reset
Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
CMESEF
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table.
07/11/2018
Certified
07/25/2018
1
NEXSEF
Form SEF Exhibit updates related to NEX SEF integration with CME, as well as miscellaneous changes.
09/09/2020
Certified
09/23/2020
1
NEXSEF
Modifications to the NEX SEF African & Middle East NDFs Market Maker Program
10/16/2020
Certified
10/30/2020
2
TWSEF
Fee Updates
06/02/2021
Certified
06/16/2021
2
TWSEF
TW SEF Emergency Rule Certification. to replace the amended Rules which TW filed with the Commission October 18, 2013, in response to the terms of no-action relief provided by CFTC Letter No. 13-66 dated October 25, 2013
11/01/2013
Certified
11/19/2013
1
ICE SEF
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments.
02/23/2016
Certified
03/08/2016
5
NEXSEF
Amended Fee Program
08/08/2017
Certified
08/22/2017
2
BSEF
Notice to Participants
12/07/2017
Certified
12/21/2017
1
DWSEF
Fee Updates
06/02/2021
Certified
06/16/2021
2
AEGIS
The rule certification submission addresses the AEGIS SEF Liquidity Provider Program.
09/22/2022
Certified
10/06/2022
2
GFISEF
Rulebook Amendments - GFISEF #13-0002
10/17/2013
Certified
11/01/2013
1
360T
360 Trading Networks Inc. Rulebook Amendments in response to Commission staff guidance, comments and questions received from users and potential users of 360T.
11/26/2013
Certified
12/12/2013
3
CMSEF
SEF Rule Amendment
08/19/2016
Certified
09/02/2016
1
TDERIV
notification of non-substantive amendments.
06/18/2017
Notified
06/18/2017
1
CBOESEF
Clarifies the SEF only supports Permitted Transactions in swaps not intended to be cleared, through the execution methods detailed in Chapter 5.
03/23/2023
Certified
04/06/2023
2
Pagination
First page
first
Previous page
previous
…
Page
17
Page
18
Page
19
Page
20
Page
21
Page
22
Page
23
Page
24
Current page
25