Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
AEGIS Rulebook and Exhibit N-1 Participant Agreement amended to allow for Block Trades 12/10/2024 10 Day Review 12/10/2024 4
ISBV iSwap submits amendments to its Fee Structures and Incentives, which has been amended to highlight transaction and execution fees for the Targeted Streaming Market. The Program will incentivize liquidity and volume on the iSwap Venue. 12/13/2024 10 Day Review 12/13/2024 3