| GFISEF |
Miscellaneous Rulebook amendments |
12/31/2014 |
Certified |
01/15/2015 |
|
4 |
| TPSEF |
Commission Regulation 40.6(a) certification of certain amendments to tpSEF's Rulebook. |
02/05/2015 |
Certified |
02/20/2015 |
|
1 |
| GFISEF |
Various Rulebook Amendments |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| DWSEF |
Amendments to the DW SEF IRS Fee Schedule |
07/21/2020 |
Certified |
08/04/2020 |
|
2 |
| ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. |
04/19/2021 |
Certified |
05/03/2021 |
|
4 |
| INFXSEF |
Rulebook amended in order to incorporate rule changes based on Commission Staff guidance contained in Notice 13-66, client feedback and to clarify certain rules in the INFX SEF Rulebook. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| IGDL |
Rulebook Amendment, specifically Rule 204. IGDL #2014-R-3 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| 360T |
360 Trading Networks Inc. ("360T") is filing the attached amendments to its Rulebook which has been amended in response to Commission staff guidance as well as 360T business development. |
03/13/2015 |
Certified |
03/27/2015 |
|
4 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
08/30/2019 |
Certified |
09/16/2019 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
08/10/2022 |
Certified |
08/24/2022 |
|
1 |
| TWSEF |
TW SEF LLC - Rule Amendments - Amended SEF Rulebook: (1) Staff Guidance and (2) comments and questions received on TW's SEF. (January 31, 2014) |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
| ICAPSEF |
ICAP SEF - Amended Rulebook - ICAPSEF #2014-R4 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commodity Futures Trading Commission that it has amended its participantfee schedule (the "Participant Fee Schedule"). The amended Participant Fee Schedule willbecome effective on May 11, 2015. |
04/27/2015 |
Certified |
05/11/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commission that it has amended its Rulebook. The amended Rulebook will become effective on August 13, 2015. |
07/29/2015 |
Certified |
08/12/2015 |
|
1 |
| CMESEF |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
| 360T |
The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. |
08/10/2017 |
Certified |
08/24/2017 |
|
5 |
| TPSEF |
tpSEF Inc. is amending its Rulebook as provided in Exhibit A. |
08/30/2019 |
Certified |
09/16/2019 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Certification 2020-R-03 (Notice to Participants) Rule 516.A: Alleged Error Trade Correction |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| RTX |
Revision of the RTX Fintech & Research LLC Rulebook |
05/10/2024 |
Certified |
05/24/2024 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Submission of Bloomberg SEF's Financial Report. |
11/12/2013 |
Certified |
11/27/2013 |
|
0 |
| TRAD |
Tradition SEF, Inc. - Rulebook Amendments - TRAD #14-18 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| TPSEF |
tpSEF Inc - Rulebook Amendments - effective July 14, 2014 (Submission 14-04R) |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| CBOESEF |
Changes to the composition of the Business Conduct Committee and Panels. |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
| TDERIV |
Amendments related to name change of the trueDigital Division to Tassat Division, and clarifying amendments to trading rules and protocols. |
09/04/2019 |
Certified |
09/17/2019 |
|
1 |
| CBOESEF |
Cboe SEF is submitting proposed rule amendments to modify the Order Review Timeframe in respect of its Full Amount Platform, and to clarify the composition of its Participation Committee |
01/08/2021 |
Certified |
01/25/2021 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants. |
01/29/2024 |
Certified |
02/12/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
10/16/2024 |
Certified |
10/30/2024 |
|
1 |
| TDERIV |
Rule Amendments Related to Sponsored Access. TRUEEX (SEF) #2014-01 |
02/03/2014 |
Certified |
02/19/2014 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation - Updated Rulebook - effective July 11, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Rulebook. |
04/20/2021 |
Certified |
05/04/2021 |
|
8 |
| BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2021-R-08) |
11/10/2021 |
Certified |
11/26/2021 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebook to reflect recent developments are provide clarity. |
09/30/2015 |
Certified |
10/15/2015 |
|
4 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Rulebook. The amended Rulebook will become effective on December 23, 2015. |
12/08/2015 |
Certified |
12/22/2015 |
|
1 |
| NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration |
03/08/2022 |
Certified |
03/22/2022 |
|
8 |
| MKAXSEF |
MarketAxess SEF Updating the Rulebook to reflect recent developments and to provide clarity. Letter dated December 20, 2013 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| BSEF |
Bloomberg SEF LLC hereby notifies the Commission that it has amended its participant fee schedule. The amended participant fee schedule will become effective on January 1, 2016. |
12/09/2015 |
Certified |
12/23/2015 |
|
1 |
| NEXSEF |
Revision of Rule 315(b) to reduce the amount of time a Participant has to request review of a transaction's price following the execution of such transaction on the Facility from 15 minutes to 8 minutes. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
| LGX |
LedgerX Revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
| ISBV |
Updated Fee Structure and Incentives to reflect volatile markets. Nosubstantive changes to the quantum of fees or incentives |
09/30/2022 |
Certified |
10/14/2022 |
|
3 |
| TDERIV |
Amendment to Designated Market Maker Program |
09/04/2019 |
Certified |
09/18/2019 |
|
1 |
| DWSEF |
DW SEF LLC - Rule Amendments - Amended SEF Rulebook (February 3, 2014) |
02/03/2014 |
Certified |
02/19/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC is amending its Error Trade Policy. |
11/07/2014 |
Certified |
11/24/2014 |
|
2 |
| TDERIV |
self-certification of fees on the SEF Trading System |
12/09/2015 |
Certified |
12/23/2015 |
|
1 |
| NEXSEF |
Rulebook Amendments |
10/05/2017 |
Certified |
10/20/2017 |
|
4 |
| NEXSEF |
Amendments to Chapter 5 ("Rule Enforcement") and Rule 901 ("System Protocols") of the NEX SEF Limited Rulebook (Form SEF Exhibit M) and the Trade Practice Review Program of the NEX SEF Compliance Manual (Form SEF Exhibit O3) |
07/28/2023 |
Certified |
08/11/2023 |
|
4 |
| RADSEF |
TeraExchange Rule Implementation Submission 2014-02 Rules amended: 101 (Definitions), 310 (Application of Rules and Jurisdiction, 513(b) (Block Trades) and 818 (Sanctions) TERAEXC 2014-02 |
02/24/2014 |
Certified |
03/11/2014 |
|
1 |
| IGDL |
Amended Facility Rulebook and Trading Privilege Holder Agreement |
11/07/2014 |
Certified |
11/24/2014 |
|
1 |
| GFISEF |
Various Rulebook Amendments |
09/30/2015 |
Certified |
10/15/2015 |
|
2 |
