Swap Execution Facility Rules

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ALL360TAEGISBGCBSEFCBOESEFCMESEFCMSEFDWSEFFTSEFGFISEFGTXICAPSEFICE SEFIGDLINFXSEFISBVLATAMLGXMKAXSEFNEXSEFRADSEFRF SEFRTXSEED CXSPECTRSWAPXTDERIVTPSEFTRADTWSEF

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Organization	Filing Description	Receipt Date	Status	Date	Remarks	Documents
TPSEF	Amending its Rulebook in response to CFTC Letter 13-62. (10/10/13)	10/17/2013	Certified	11/01/2013		1
BGC	Notice of BGC Derivative Markets, L.P. Claiming Relief Under CFTC Letter No. 13-62 October 8, 2013 (2013-01)	10/17/2013	Certified	11/01/2013		1
360T	Amendments to 360T SEF Application for Registration and documents with request for confidential treatment. October 2, 2013	10/17/2013	Certified	11/01/2013		0
GFISEF	Documents submitted as an amendment to the Form SEF filed by GFI Swaps Exchange on July 19, 2013 GFI SEF 10-9-13	10/17/2013	Certified	11/01/2013		0
MKAXSEF	Amended MarketAxess application for registration as a SEF. (October 17, 2013)	10/17/2013	Certified	11/01/2013		0
MKAXSEF	Updating the Rulebook to reflect recent developments and to provide clarity. (10-17-13)	10/17/2013	Certified	11/01/2013		0
RF SEF	Thomas Reuters (SEF) amending its rulebook in response to comments and questions regarding TR SEF. Submission 13-03	10/17/2013	Certified	11/01/2013		2
BSEF	Amending Bloomberg SEF Rulebook. - Rule 533. Cleared Swaps	10/17/2013	Certified	11/01/2013		0
TRAD	Emergency Rule Certification - amended to comply with the conditions for the time-limited no-action relief provided in CFTC Letter No. 13-58 TRAD #13-0002	10/17/2013	Certified	11/01/2013		1
TRAD	Representation in Connection with Notice of Intent to Rely on Time-Limited No-Action Relief provided by CFTC Letter No. 13-62 from requirement to comply with Commission Regulation 37.702(b)	10/17/2013	Certified	11/01/2013		1
ICE SEF	Listingof Commodity Swaps and Related Rule Amendments. ICE SEF #13-02	10/17/2013	Certified	11/01/2013		1
ICE SEF	Emergency Action in respone to Commission Letter No. 13-57, 13-58, 13-62. ICE SEF #13-03	10/17/2013	Certified	11/01/2013		1
GFISEF	Modifications to Fee Schedule. GFISEF #13-0001	10/17/2013	Certified	11/01/2013		0
DWSEF	Emergency Rule Certification - Notice to DW SEF Participants - no-action relief relating to onboarding and pre-trade screening of orders	10/17/2013	Certified	11/01/2013		0
DWSEF	Emergency Rule Certification - In accordance with the conditions of CFTC Letter No. 13-58	10/17/2013	Certified	11/01/2013		0
DWSEF	Rule Certification and Representation Pursuant to CFTC Letter No. 13-62	10/17/2013	Certified	11/01/2013		0
TWSEF	Rule Certification and Representation Pursuant to CFTC Letter No. 13-62	10/17/2013	Certified	11/01/2013		0
TWSEF	Emergency Rule Certification- provided by CFTC Letter No. 13-58	10/17/2013	Certified	11/01/2013		0
TWSEF	Emergency Rule Certification - no-action relief in CFTC Letter 13-57	10/17/2013	Certified	11/01/2013		0
GFISEF	Rulebook Amendments - GFISEF #13-0002	10/17/2013	Certified	11/01/2013		1
ICE SEF	Amending its Rulebook in order to accommodate trading in commodities by users of IST's swap execution facility and to remove the obligation for Participants to enter into a swap intermediation arrangement.	09/25/2013	Certified	10/10/2013		1
BSEF	Amending Rulebook in response to comments and questions received from Commisson staff, potential users of BSEF's SEF, and updated to reflect certain trading protocols to be made availablae by BSEF.	09/13/2013	Certified	09/28/2013		5