| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
| COMEX |
Modifications to the Emerging Markets Bank Incentive Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
| COMEX |
Modifications to the International Incentive Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
| CME |
Implementation of the Bitcoin Options Fee Discount Program |
12/20/2019 |
Certified |
01/07/2020 |
|
1 |
| CME |
Implementation of the Bitcoin Options Incentive Program |
12/20/2019 |
Certified |
01/07/2020 |
|
2 |
| NADEX |
Nadex amends language regarding consent to jurisdiction in accordance with the language agreed upon by the Joint Compliance Committee. |
12/20/2019 |
Certified |
01/07/2020 |
|
1 |
| ICE US |
The Exchange is launching the Power and Gas Commercial Participant Open Interest Incentive Program effective January 7, 2020. |
12/19/2019 |
Certified |
01/06/2020 |
|
2 |
| NODAL |
The Exchange is adding Section 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts. |
12/19/2019 |
Certified |
01/06/2020 |
|
2 |
| NODAL |
The Exchange is amending its market hours to 8:00 AM EST to 5:00 PM EST. |
12/19/2019 |
Certified |
01/06/2020 |
|
1 |
| NODAL |
The Exchange is amending its market hours. Currently the Exchange's market hours are 9:00 AM EST to 5:00 PM EST. The Exchange is amending its market hours to 8:00 AM EST to 5:00 PM EST. |
12/19/2019 |
Certified |
01/06/2020 |
|
1 |
| NYMEX |
Modifications to the Oil Incentive Program |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CME |
Modifications to the Korean Won Futures Market Maker Program |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Block Discount Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| CME |
Implementation of the SOFR Options Give-up Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| CME |
Implementation of the SOFR Options Market Maker Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| CME |
Implementation of the SOFR Options Pit Liquidity Provider Program |
12/18/2019 |
Certified |
01/03/2020 |
|
1 |
| CME |
Modifications to the USD/CNH FX Futures Market Support Program |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
| CME |
Modifications to the E-mini Russell 1000 Index Futures Market Making Program |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX WTI Houston Crude Oil Futures Liquidity Provider Program |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX Brent Futures Market Maker Program |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
| NYMEX |
Extension of the International Coal Liquidity Provider Program |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/17/2019 |
Certified |
01/02/2020 |
|
1 |
| CBOT |
Extension of the Ultra 10-Year Block Fee Discount Program |
12/17/2019 |
Certified |
01/02/2020 |
|
1 |
| NYMEX |
Extension of the Brent Crude Oil Futures-Style Margin Option Fee Waiver Program |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NYMEX |
Extension of the NYMEX Commercial Brent Spread Incentive Program |
12/16/2019 |
Certified |
12/31/2019 |
|
2 |
| CME |
Extension of the BTIC on Nikkei 225 Fee Discount Program |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Electronic Treasury Options |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NYMEX |
Amendments to NYMEX/ COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table for the U.S. Midwest Hot-Rolled Coil Steel (CRU) Index Futures and Aluminum Futures Contracts |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| COMEX |
Amendments to NYMEX/ COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table for the U.S. Midwest Hot-Rolled Coil Steel (CRU) Index Futures and Aluminum Futures Contracts |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Exchange Member Firm Fee Program through December 31, 2020. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG T Index Clearing Member Rebate Program through December 31, 2020. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Futures Market Maker Program through December 31, 2020. |
12/16/2019 |
Certified |
12/31/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. ("Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems") and Issuance of CME Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. ("Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems") and Issuance of CME Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. ("Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems") and Issuance of CME Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. ("Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems") and Issuance of CME Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
