| CBOT |
Modifications to the International Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| NYMEX |
Modifications to the International Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| COMEX |
Modifications to the International Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| CME |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| CBOT |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| NYMEX |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| COMEX |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| CBOT |
Implementation of the CBOT Ultra 10 Options Market Maker Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| MGE |
Weekly Notifications for the Week of November 19, 2018 |
11/30/2018 |
Notified |
11/30/2018 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rules in Connectionwith Closing the NYMEX and COMEX Trading Annex. |
11/30/2018 |
Certified |
11/30/2018 |
|
1 |
| CME |
Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| CBOT |
Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| CME |
Notification Regarding the Addition of CME ClearPort Clearing Venue to Certain Existing Agricultural Calendar Spread Options Contracts and Issuance of RA1813-5 Regarding Exchange for Related Position Transactions. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| CBOT |
Notification Regarding the Addition of CME ClearPort Clearing Venue to Certain Existing Agricultural Calendar Spread Options Contracts and Issuance of RA1813-5 Regarding Exchange for Related Position Transactions. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| NYMEX |
Notification Regarding the Addition of CME ClearPort Clearing Venue to Certain Existing Agricultural Calendar Spread Options Contracts and Issuance of RA1813-5 Regarding Exchange for Related Position Transactions. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| COMEX |
Notification Regarding the Addition of CME ClearPort Clearing Venue to Certain Existing Agricultural Calendar Spread Options Contracts and Issuance of RA1813-5 Regarding Exchange for Related Position Transactions. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| CME |
Modifications to the E-mini Sector Futures Market Maker Program |
11/14/2018 |
Certified |
11/29/2018 |
|
2 |
| NFX |
Notification of initial listing of trading months for Gold Coast and Canadian Crude futures contracts. |
11/29/2018 |
Notified |
11/29/2018 |
|
1 |
| NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program |
11/14/2018 |
Certified |
11/29/2018 |
|
2 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Futures Volume Incentive Program |
11/14/2018 |
Certified |
11/29/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the Average Price Options Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Brent & WTI Options Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the U.S. Fuel Oil Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Global Fuel Oil Futures Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Global Gasoline Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Global Refined Product Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Legacy 1st Line and Euro-bob Gasoline-Related Futures Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Legacy 1st Line Futures Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Oil and Refined Product Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Oil Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Regional Fuel Oil Futures Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the U.S. Gulf Coast Refined Product Liquidity Provider Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms WTI vs Brent Arb Option Incentive Program through December 31, 2019. |
11/13/2018 |
Certified |
11/28/2018 |
|
2 |
| CBOT |
Implementation of the Eris Block Broker Rebate Program |
11/13/2018 |
Certified |
11/28/2018 |
|
1 |
| CBOT |
Implementation of the Eris Swap Futures Volume Incentive Program |
11/13/2018 |
Certified |
11/28/2018 |
|
1 |
| CBOT |
Implementation of the Eris Swap Futures Market Maker Program |
11/13/2018 |
Certified |
11/28/2018 |
|
1 |
| NFX |
Amendments to Rulebook Appendix A, Rule 316E.05, governing exercise of NFX Options on NFX PJM Western Hub Real-Time Peak One Time Calendar Financial Futures (PMQ). |
11/12/2018 |
Certified |
11/27/2018 |
|
1 |
| CFE |
The Amendment establishes a maker-taker fee structure for CFE TPH transactions in Weekly VX futures. |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| CFE |
The Amendment deletes Policy and Procedure XVII of the Policies and Procedures Section of the CFE Rulebook, which sets forth the LMM Program for Weekly VX Futures. |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| MGE |
Weekly notification to members and market participants regarding Thanksgiving, Christmas, and New Year's Day holidays. |
11/21/2018 |
Notified |
11/21/2018 |
|
1 |
| CME |
Modifications to the CME FX Link Market Maker Program |
11/05/2018 |
Certified |
11/20/2018 |
|
2 |
| NODAL |
non-substantive revisions made, during the week of November 12, 2018, to the Exchange & Clearing Transaction Fee Schedules for Environmental Futures and Options |
11/19/2018 |
Notified |
11/19/2018 |
|
3 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules in Connection with Closing the NYMEX and COMEX Trading Annex. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rules in Connection with Closing the NYMEX and COMEX Trading Annex. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rules in Connection with Closing the NYMEX and COMEX Trading Annex. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| CFE |
The Amendment revises the criteria for who can act as an Authorized Reporter for Exchange of Contract for Related Position ("ECRP") transactions and Block Trades. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| CANTOR |
Adding an explicit prohibition of wash trading and front running. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
