| OCX |
Issuing Regulatory Release 2017-11 (Large Trader Reporting Guide) |
09/05/2017 |
Certified |
09/19/2017 |
|
1 |
| CFE |
The Amendment amends the Regulatory Services Agreement between CFE and NFA. |
08/31/2017 |
Certified |
09/15/2017 |
|
0 |
| OCX |
Amending OneChicago Rule 902 (Contract Specifications) to Reflect the Updated Securities Transaction Settlement Cycle |
08/29/2017 |
Certified |
09/13/2017 |
|
1 |
| NFX |
A rule amendment relating to Trade at Settlement (TAS) transactions. |
08/29/2017 |
Certified |
09/13/2017 |
|
2 |
| NODAL |
Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives |
08/28/2017 |
Certified |
09/12/2017 |
|
3 |
| ICE US |
EMERGENCY ACTION EXTENDING LAST TRADING DAY OF SEPTEMBER 2017 FCOJ FUTURES CONTRACTS |
09/08/2017 |
Withdrawn |
09/12/2017 |
|
1 |
| MGE |
Weekly Notification of Holiday Hours |
09/11/2017 |
Notified |
09/11/2017 |
|
1 |
| COMEX |
Implementation of Trading at Marker (TAM) to the Gold PM Marker Price |
08/24/2017 |
Certified |
09/08/2017 |
|
4 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
08/23/2017 |
Certified |
09/07/2017 |
|
2 |
| NFX |
Notification of rule amendment. |
09/05/2017 |
Notified |
09/05/2017 |
|
1 |
| NFX |
NFX is amending its fee schedule to remove language that should have been amended in connection with the extension of the Designated Market Maker program. |
08/18/2017 |
Certified |
09/01/2017 |
|
2 |
| MGE |
Weekly notification - reminder to report position offsets. |
09/01/2017 |
Notified |
09/01/2017 |
|
1 |
| OCX |
Issuing Regulatory Release 2017-10 (Large Trader Reporting Guide) |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for LNG Japan/Korea Marker (Platts) Futures ("JKM") Cash Settlement Fees |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
08/17/2017 |
Certified |
08/31/2017 |
|
2 |
| COMEX |
Termination of the COMEX Aluminum Futures Market Development Program |
08/17/2017 |
Certified |
08/31/2017 |
|
2 |
| NYMEX |
Modifications to the NYMEX Hot-Rolled Coil Steel Market Maker Program |
08/17/2017 |
Certified |
08/31/2017 |
|
2 |
| ICE US |
The Exchange is amending the terms of the IFUS California Carbon Allowance Futures Contract Volume Incentive Program. |
08/16/2017 |
Certified |
08/30/2017 |
|
2 |
| ICE US |
The Exchange is amending the terms Daily Gold Futures Contract Executing Broker Program to add a rebate to brokers executing block and EFRP trades for Silver Daily Contracts. |
08/16/2017 |
Certified |
08/30/2017 |
|
1 |
| CME |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
08/16/2017 |
Certified |
08/30/2017 |
|
2 |
| CBOT |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
08/16/2017 |
Certified |
08/30/2017 |
|
2 |
| NYMEX |
Modifications to the Natural Gas Options Market Maker Program |
08/16/2017 |
Certified |
08/30/2017 |
|
2 |
| CDE |
Extension of Liquidity Provider Program |
08/15/2017 |
Certified |
08/29/2017 |
|
2 |
| ICE US |
Amendment to Disruptive Trading Practices FAQ |
08/14/2017 |
Certified |
08/28/2017 |
|
1 |
| NYMEX |
Additional Trading at Settlement ("TAS") Calendar Spread Eligibility for Two (2) Energy Futures Contracts |
08/11/2017 |
Certified |
08/25/2017 |
|
2 |
| CME |
Implementation of the E-mini Russell 2000 Futures Bank Incentive Program |
08/11/2017 |
Certified |
08/25/2017 |
|
2 |
| CME |
Modifications to the E-mini Russell 2000 Futures Market Maker Program |
08/10/2017 |
Certified |
08/24/2017 |
|
2 |
| CME |
Modifications to the Russell Futures Fee Discount Program |
08/10/2017 |
Certified |
08/24/2017 |
|
1 |
| ICE US |
The Exchange is amending certain program incentives of the Softs Options Market Maker Program and extending the terms through September 30, 2019. |
08/09/2017 |
Certified |
08/23/2017 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
| NFX |
NFX" or "Exchange") is amending its fee schedule in connection with the listing of new NFX Financial Futures Contracts ("the Power Financial Futures Contracts"). |
08/08/2017 |
Certified |
08/22/2017 |
|
2 |
| NFX |
NFX is submitting rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. |
08/08/2017 |
Certified |
08/22/2017 |
|
3 |
| ICE US |
Weekly Notification of Rule Changes |
08/21/2017 |
Notified |
08/21/2017 |
|
1 |
| CFE |
The Amendment amends CFE Rules 502 and 535 related to recordkeeping requirements. |
08/07/2017 |
Certified |
08/21/2017 |
|
1 |
| NADEX |
Amend language in Member Obligations to mirror application Qualifying Questions; Clarify description of issuance of Event Binary contracts. |
08/04/2017 |
Certified |
08/18/2017 |
|
1 |
| OCX |
Amending OneChicago Rule 617 (Disruptive Practices) |
08/01/2017 |
Certified |
08/15/2017 |
|
1 |
| NODAL |
Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of August 7, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
08/14/2017 |
Notified |
08/14/2017 |
|
2 |
| CME |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
| CBOT |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1708-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
07/21/2017 |
Certified |
08/04/2017 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1708-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
07/21/2017 |
Certified |
08/04/2017 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1708-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
07/21/2017 |
Certified |
08/04/2017 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1708-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
07/21/2017 |
Certified |
08/04/2017 |
|
1 |
| ICE US |
Weekly Rule Amendments - Renumbering of Chapter 19 as Chapter 17 of the Rules |
08/04/2017 |
Notified |
08/04/2017 |
|
1 |
| NYMEX |
Modifications to the NGL Growth Incentive Program |
07/20/2017 |
Certified |
08/03/2017 |
|
2 |
| NYMEX |
Modifications to the Global Natural Gas Market Maker Program |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
