| COMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1613-5R Regarding Block Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
| NYMEX |
Extension of the NYMEX Commercial Brent Spread Incentive Program |
11/29/2016 |
Withdrawn |
11/29/2016 |
|
2 |
| NFX |
Submit various rules for 36 New York Independent Service Operator Day-Ahead Financial Futures. |
11/14/2016 |
Certified |
11/29/2016 |
|
3 |
| NFX |
Fee Schedule Amendments. |
11/14/2016 |
Certified |
11/29/2016 |
|
1 |
| NYMEX |
Amendments to NYMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for Two (2) Fuel Oil Crack Spread Average Price Option Contracts. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| ICE US |
Effective December 5, 2016 the Exchange is extending the terms of the Russell Contract Member Firm Program to December 31, 2017. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| ICE US |
The Exchange is amending the terms of the Russell Contract Individual Member Fee Program in conjunction with the halving of the contract multiplier for all Russell Indexr contracts and extending the terms to December 31, 2017. |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| ICE US |
Amendments to Russell Index Futures Market Maker Plan |
11/11/2016 |
Certified |
11/28/2016 |
|
2 |
| ICE US |
Russell Index Options Market Maker Program |
11/11/2016 |
Certified |
11/28/2016 |
|
2 |
| ICE US |
Termination of Russell Index Volume Incentive Program |
11/11/2016 |
Certified |
11/28/2016 |
|
1 |
| ICE US |
Effective November 28, 2016, the Exchange is revising Question 24 of the Block Trade FAQ to clarify language concerning the use of material non-public information to the consummation of a block trade. |
11/09/2016 |
Certified |
11/25/2016 |
|
1 |
| ICE US |
The Exchange is extending the term of the FX Contract Member Fee Program through December 31, 2017. |
11/08/2016 |
Certified |
11/23/2016 |
|
1 |
| ICE US |
The Exchange is extending the term of the FX Market Maker Program through December 31, 2017. |
11/08/2016 |
Certified |
11/23/2016 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/08/2016 |
Certified |
11/23/2016 |
|
4 |
| CME |
Modifications to the Central Bank Incentive Program |
11/22/2016 |
Withdrawn |
11/22/2016 |
|
1 |
| CBOT |
Modifications to the Central Bank Incentive Program |
11/22/2016 |
Withdrawn |
11/22/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of November 14, 2016) |
11/22/2016 |
Notified |
11/22/2016 |
|
2 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of November 14, 2016) |
11/22/2016 |
Notified |
11/22/2016 |
|
1 |
| NYMEX |
Declaration of Force Majeure with Respect to the RBOB Gasoline Futures Contract |
11/04/2016 |
Certified |
11/21/2016 |
|
2 |
| NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX energy futures contracts. |
11/04/2016 |
Certified |
11/21/2016 |
|
1 |
| NYMEX |
Extension of the NYMEX Commercial Brent Spread Incentive Program |
11/03/2016 |
Certified |
11/18/2016 |
|
2 |
| NYMEX |
Extension of the NYMEX Brent Globex Fee Discount Incentive Program |
11/03/2016 |
Certified |
11/18/2016 |
|
1 |
| NFX |
Certification of 2017 Trading Calendar. |
11/16/2016 |
Withdrawn |
11/17/2016 |
|
4 |
| NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX financial futures contracts. |
10/31/2016 |
Certified |
11/15/2016 |
|
1 |
| NFX |
Amendment to Trading at Settlement Session |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| ICE US |
Amendment to Rule 4.02 - addition of Trade Practice Violation |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| OCX |
Adopting an Updated Error Trade Policy |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| CME |
Amendments to the Daily Option Settlement Procedures Document. |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| CBOT |
Amendments to the Daily Option Settlement Procedures Document. |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| NYMEX |
Amendments to the Daily Option Settlement Procedures Document. |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| COMEX |
Amendments to the Daily Option Settlement Procedures Document. |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| COMEX |
Reduction of the Block Trade Minimum Quantity Threshold Level for Four (4) COMEX Metals Futures Contracts |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| NYMEX |
Reduction of the Block Trade Minimum Quantity Threshold Level for UxC Uranium U308 Futures Contract |
10/27/2016 |
Certified |
11/10/2016 |
|
1 |
| ICE US |
The Exchange is amending the terms of the ICE Futures U.S. Henry Hub Screen Traded Flat Fee Liquidity Provider Program effective November 9, 2016. |
10/26/2016 |
Certified |
11/09/2016 |
|
2 |
| ICE US |
The Exchange is implementing a new Henry Hub New Participant Program effective November 9, 2016. |
10/26/2016 |
Certified |
11/09/2016 |
|
2 |
| ICE US |
The Exchange is terminating the Henry Hub Option New Participant Capped Fee Program. |
10/26/2016 |
Certified |
11/09/2016 |
|
1 |
| NFX |
Amendment to the Off-Exchange Transactions Reference Guide. |
10/26/2016 |
Certified |
11/09/2016 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
| NFX |
Notification of 2015 NFX Trading Volumes |
11/04/2016 |
Withdrawn |
11/08/2016 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| ICE US |
The Exchange is amending the No Cancellation Range ("NCRs") providing guidance on the Methodology for Certain option strategies. |
10/20/2016 |
Certified |
11/03/2016 |
|
1 |
| NFX |
Implementation of New Self-Match Prevention Functionality |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
| NYMEX |
Implementation of the NYMEX Natural Gas Financial Futures Portfolio Program |
10/17/2016 |
Certified |
10/31/2016 |
|
3 |
| NYMEX |
Implementation of the Precious Metals Cash-Settled Futures Fee Waiver Program |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
| COMEX |
Implementation of the Precious Metals Cash-Settled Futures Fee Waiver Program |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
| NFX |
Initial Listing of Trading Months in New NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/28/2016 |
Notified |
10/28/2016 |
|
1 |
