CFTC Staff Letters Archive
CFTC Staff Letters Archive provides Letters from 2007 and earlier. For Letters published 2008 or later visit the All Letters page.
There are no Advisory Letters or Other Written Communications for 2007 or earlier.
| Date | PDF and Description |
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75-20  ; Sections 4d and 4k;; No-Action The Office of General Counsel granted FCM and AP registration no-action relief to a company and its officers who were acting as an FCM and APs for two parent companies, conditioned on the FCM and APs only trading on behalf of those companies and only for those companies’ beneficial accounts—not for any customer accounts. (OGC)
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| 75-10 ; Section 4m(1);; No-Action The Office of General Counsel granted CTA registration no-action relief to Silver Users Association based on the limited incidental use of the publication as a tool for trading in the futures and options markets. (OGC)
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