CFTC Staff Letters

CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.

PDF Description
PDF Image 17-14 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions.


PDF Image 17-13 Letter Type: No-Action
Division: DSIO
Regulation Parts: 23.153
Tags: Margin, Variation
Issuance Date:
Description:

CFTC Staff issues no-action relief to swap dealers for the timing of the posting and collection of variation margin from certain counterparties operating in Japan


PDF Image 17-12 Letter Type: No-Action
Division: DSIO
Regulation Parts: 23.152, 23.153
Tags: Initial, Margin, Variation
Issuance Date:
Description:

CFTC Staff issues No-Action relief for Minimum Transfer Amount with respect to Separately Managed Accounts


PDF Image 17-11 Letter Type: No-Action
Division: DSIO
Regulation Parts: 23.153, 23.161
Tags: Compliance, Margin, Variation
Issuance Date:
Description:

CFTC Staff issues time-limited no-action relief from March 1, 2017 deadline for compliance with Regulations on Variation Margin for Uncleared Swaps


PDF Image 17-10 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions.


PDF Image 17-09 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions.


PDF Image 17-08 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions.


PDF Image 17-07 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions.


PDF Image 17-06 Letter Type: No-Action
Division: DMO
Regulation Parts: 150.4
Tags: Aggregation, Positions
Issuance Date:
Description:

Time-Limited No-Action Relief, until 12:01 a.m. eastern standard time on August 14, 2017, from compliance with the notice filing requirements of Commission Regulation 150.4(c), as effective February 14, 2017.


PDF Image 17-05 Letter Type: No-Action
Division: DSIO
Regulation Parts: 23.151, 23.152, 23.153, 23.154, 23.155, 23.156, 23.157, 23.158, 23.159, 23.161
Tags: Compliance, Custodial, Initial, Margin, Requirements, Variation
Issuance Date:
Description:

CFTC staff issues time-limited no-action relief from rules on Margin for Uncleared Swaps for Swap Dealers Operating in the European Union