CFTC Staff Letters
CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.
Description | |
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17-14 | Letter Type: No-Action Division: DSIO Regulation Parts: 4m(1) Tags: CPO, CTA, Interstate Issuance Date: Description: No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions. |
17-13 | Letter Type: No-Action Division: DSIO Regulation Parts: 23.153 Tags: Margin, Variation Issuance Date: Description: CFTC Staff issues no-action relief to swap dealers for the timing of the posting and collection of variation margin from certain counterparties operating in Japan |
17-12 | Letter Type: No-Action Division: DSIO Regulation Parts: 23.152, 23.153 Tags: Initial, Margin, Variation Issuance Date: Description: CFTC Staff issues No-Action relief for Minimum Transfer Amount with respect to Separately Managed Accounts |
17-11 | Letter Type: No-Action Division: DSIO Regulation Parts: 23.153, 23.161 Tags: Compliance, Margin, Variation Issuance Date: Description: CFTC Staff issues time-limited no-action relief from March 1, 2017 deadline for compliance with Regulations on Variation Margin for Uncleared Swaps |
17-10 | Letter Type: No-Action Division: DSIO Regulation Parts: 4m(1) Tags: CPO, CTA, Interstate Issuance Date: Description: No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions. |
17-09 | Letter Type: No-Action Division: DSIO Regulation Parts: 4m(1) Tags: CPO, CTA, Interstate Issuance Date: Description: No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions. |
17-08 | Letter Type: No-Action Division: DSIO Regulation Parts: 4m(1) Tags: CPO, CTA, Interstate Issuance Date: Description: No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions. |
17-07 | Letter Type: No-Action Division: DSIO Regulation Parts: 4m(1) Tags: CPO, CTA, Interstate Issuance Date: Description: No-action relief granted to an entity from registering as a CPO with respect to a commodity pool; provided, that it delegates its CPO responsibilities to a registered CPO, subject to certain conditions. |
17-06 | Letter Type: No-Action Division: DMO Regulation Parts: 150.4 Tags: Aggregation, Positions Issuance Date: Description: Time-Limited No-Action Relief, until 12:01 a.m. eastern standard time on August 14, 2017, from compliance with the notice filing requirements of Commission Regulation 150.4(c), as effective February 14, 2017. |
17-05 | Letter Type: No-Action Division: DSIO Regulation Parts: 23.151, 23.152, 23.153, 23.154, 23.155, 23.156, 23.157, 23.158, 23.159, 23.161 Tags: Compliance, Custodial, Initial, Margin, Requirements, Variation Issuance Date: Description: CFTC staff issues time-limited no-action relief from rules on Margin for Uncleared Swaps for Swap Dealers Operating in the European Union |