Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Roger Johnson v. Ace Investment Strategists, LLC, Chesapeake Investment Service… PDF Image
CFTC Docket No. 08-R002
Peter Beck v. David Joseph Condon, Ikon Global Markets, Inc., d/b/a IFSCL USA, … PDF Image
CFTC Docket No. 08-R027
Dennis M. Bronner v. Mansur Husain PDF Image
CFTC Docket No. 08-R020
Craig L. Stephenson v. Mansur Husain PDF Image
CFTC Docket No. 08-R018
Fedric Kelley v. Refco, LLC d/b/a Refco Private Client Group Division of Refco,… PDF Image
CFTC Docket No. 06-R001
David W. Buckley v. MF Global, Inc. d/b/a Lind-Waldock PDF Image
CFTC Docket No. 08-R026
Leroy Watson v. Forward Forex, Inc. PDF Image
CFTC Docket No. 08-R029
Haibo Zhou v. Gain Capital Group, LLC d/b/a Forex.com PDF Image
CFTC Docket No. 07-R034
Timothy J. Blach v. ADM Investor Services, Inc. PDF Image
CFTC Docket No. 07-R052
Mark R. Sokoll v. Global Asset Management Alliance, LLC PDF Image
CFTC Docket No. 08-R010