Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Jack A. Cox v. Scott Siegel aka Scott M. Siegel, and Occidental Financial Services, LLC PDF Image
CFTC Docket No. 22-R004
Shonda Warner v. ADM Investor Inc., et al PDF Image
CFTC Docket No. 20-R020
William Anthony Meares v. J.P. Morgan Securities LLC PDF Image
CFTC Docket No. 21-R003
AMBIT ME DMCC v. Cunningham Commodities LLC, and Patrick Pinkerton PDF Image
CFTC Docket No. 20-R016
Mark Robbins v. Charles Schwab Futures, Inc. PDF Image
CFTC Docket No. 20-R023
Patrick Wong v. AMP Global Clearing LLC., d/b/a AMP Futures PDF Image
CFTC Docket No. 20-R028
In the Matter of: James O. Ward PDF Image
CFTC Docket No. 22-21
John Dell'Erario v. Michael James Seery d/b/a Seery Futures PDF Image
CFTC Docket No. 21-R010
Ted Brent Alexander PDF Image
CFTC Docket No. SD 21-01
Wesley M. Jarrell v. Robert Lee Spears, Jr. and Lakefront Futures and Options LLC PDF Image
CFTC Docket No. 18-R027