Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
|Charles H. Pennington v. William Matthew Kenney and Knox Capital Management, LLC
CFTC Docket No. 11-R018
|Susan M. Elliott v. Jay De Bradley, Farr Investments, LLC, MF Global d/b/a Fox …
CFTC Docket No. 11-R004
|Syed Nasir S. Shamim v. Rogelio "Roger" Moraitis and Trade Station Securities, …
CFTC Docket No. 11-R014
|Syed Nasir S. Shamim v. Interactive Brokers, LLC.
CFTC Docket No. 11-R016