External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
05/23/2013	Goldman Sachs	More Info Cross-Border,
05/23/2013	Goldman Sachs	More Info Cross-Border
05/23/2013	Goldman Sachs	More Info Cross-Border
05/22/2013	Better Markets	More Info General,Cross-Border,
05/22/2013	Goldman Sachs	More Info General
05/22/2013	ICIABACovington & Burling	More Info General
05/22/2013	Better Markets	More Info Cross-BorderGeneral
05/22/2013	Better Markets	More Info GeneralCross-Border
05/20/2013	Investment Company Institute	More Info General
05/20/2013	Investment Company Institute	More Info General