External Meetings

Date MEETING WITH REGARDING RULEMAKING
ICAP More Info
XII. DCM Core Principles,
Bloomberg More Info
XIII. SEF Registration,
John Deere Financial, CAT Financial, Honda Financial Services, Toyota Financial Services More Info
XI. End-User Exception,
Nomura More Info
General
DE Shaw More Info
General
Nomura More Info
V. Capital & MarginGeneral
Nomura Holding AmericaNomura Securities International More Info
General
ICAP More Info
XII. DCM Core Principles
ICAP More Info
XII. DCM Core Principles
CME More Info
XII. DCM Core Principles