External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
01/31/2012	Steben & Company	More Info XXVII. Investment Adviser Reporting
01/31/2012	Gibson DunnAmeriprise FinancialGEPrudentialLoewsFinancial Executive Int'lFEINationwide InsuranceChatham FinancialPeabody EnergyNational Association of Manufacturers	More Info XI. End-User Exception,
01/31/2012	MarkitMarkitSERVLatham & Watkins	More Info General
01/31/2012	Gibson DunnAmeriprise FinancialGEPrudentialLoewsFinancial Executive Int'lFEINationwide InsuranceChatham FinancialPeabody EnergyNational Association of Manufacturers	More Info XI. End-User Exception
01/31/2012	Gibson DunnAmeriprise FinancialGEPrudentialLoewsFinancial Executive Int'lFEINationwide InsuranceChatham FinancialPeabody EnergyNational Association of Manufacturers	More Info XI. End-user Exception
01/30/2012	Chatham Financial	More Info II. Definitions
01/30/2012	NextEra Energy	More Info II. Definitions
01/30/2012	NAIC and SEC	More Info II. Definitions
01/30/2012	NAIC and SEC	More Info II. Definitions
01/30/2012	Fidelity InvestmentsMFSPIMCOSIFMASIFMA AMGVanguard	More Info XXVII. Investment Adviser Reporting