External Meetings
| Date | MEETING WITH | REGARDING RULEMAKING |
|---|---|---|
| Davis PolkPIMCOGSAMWellingtonFedilityThe Vanguard Assest Management GroupAlliance BernsteinGSAMSIFMASIFMA-AMG | More Info
XIII. SEF Registration |
|
| Barclays | More Info
XXXII. Large Swaps Trader Reporting |
|
| Mizuho Securities USA, Inc. (MSUSA)Sherman & Sterling LLP (Sherman & Sterling)Sapient Global Markets (Sapient) | More Info
V. Capital & MarginII. DefinitionsIII. Business Conduct Standards w/ CounterpartiesIV. Business Conduct Standards – InternalI. Registration |
|
| Mizuho Securities USA, Inc. (MSUSA)Sherman & Sterling LLP (Sherman & Sterling)Sapient Global Markets (Sapient) | More Info
I. RegistrationII. DefinitionsIII. Business Conduct Standards w/ CounterpartiesIV. Business Conduct Standards – InternalV. Capital & Margin |
|
| Just EnergySutherland | More Info
XXI. Joint Rules w/ SEC,V. Capital & Margin, |
|
| Barclays | More Info
XXXII. Large Swaps Trader Reporting, |
|
| Ogilvy Government Relations and the National Bank of Canada | More Info
XXVI. Position Limits, |
|
| Ogilvy Government Relations and the National Bank of Canada | More Info
XXVI. Position Limits |
|
| Goldman Sachs (GS) | More Info
XXXII. Large Swaps Trader Reporting, |
|
| Ogilvy Government Relations and the National Bank of Canada | More Info
XXVI. Position Limits |