External Meetings
Date | MEETING WITH | REGARDING RULEMAKING |
---|---|---|
Steben & Company | More Info
XXVII. Investment Adviser ReportingGeneral |
|
Steben & Co. | More Info
XXVII. Investment Adviser Reporting |
|
American Council of Life InsurersGenworthManulifeJohn Hancock LifeNew York Life Insurance Company (New York Life)Northwestern MutualPrudentialMetLifeAllstate Life | More Info
XVIII. Real Time Reporting |
|
BlackRock | More Info
II. DefinitionsIII. Business Conduct Standards w/ CounterpartiesIV. Business Conduct Standards – InternalIX. Governance & Possible Limits |
|
BlackRock | More Info
III. Business Conduct Standards w/ CounterpartiesII. DefinitionsIV. Business Conduct Standards – InternalIX. Governance & Possible Limits |
|
FXall | More Info
XIII. SEF Registration |
|
FXall | More Info
XIII. SEF Registration |
|
The Options Clearing Corporation | More Info
VII. DCO Core PrinciplesX. Systemically Important DCO Rules |
|
BlackRock | More Info
III. Business Conduct Standards w/ Counterparties,IV. Business Conduct Standards â Internal,IX. Governance & Possible Limits,II. Definitions, |
|
FXall | More Info
XIII. SEF Registration, |