External Meetings
Date | MEETING WITH | REGARDING RULEMAKING |
---|---|---|
NFASECFINRA | More Info
XXVII. Investment Adviser Reporting |
|
London Stock Exchange | More Info
General |
|
Morgan Stanley | More Info
XVIII. Real Time ReportingXIII. SEF RegistrationIII. Business Conduct Standards w/ Counterparties |
|
Morgan Stanley | More Info
III. Business Conduct Standards w/ CounterpartiesXIII. SEF RegistrationXVIII. Real Time Reporting |
|
Gresham Investment Management | More Info
Study: Position Limits |
|
Morgan Stanley | More Info
XVIII. Real Time Reporting,XIII. SEF Registration,III. Business Conduct Standards w/ Counterparties, |
|
London Stock ExchangePatton Boggs | More Info
General |
|
London Stock ExchangePaton Boggs | More Info
General |
|
Pacific Investment Management Company (PIMCO)Sullivan & Cromwell (S&C)K&L Gates (K&L) | More Info
XXVI. Position Limits |
|
Southern California Edison CompanyEdison Mission EnergyHogan Lovells LLP | More Info
II. Definitions |