External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
09/19/2016	Managed Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group	More Info Automated Trading,XXVI. Position Limits,
09/19/2016	Delta Strategy Group	More Info XXVI. Position Limits
09/19/2016	Delta Strategy Group	More Info XXVI. Position Limits,
08/24/2016	FIA, SIFMA, ISDA	More Info IV. Business Conduct Standards – Internal
08/24/2016	FIA, SIFMA, ISDA	More Info IV. Business Conduct Standards – Internal
08/24/2016	FIA, SIFMA, ISDA	More Info IV. Business Conduct Standards – Internal,
08/11/2016	Citigroup	More Info Clearing Requirement,
08/11/2016	Citigroup	More Info Clearing Requirement
08/11/2016	Citigroup	More Info Clearing Requirement
08/03/2016	Citigroup	More Info Clearing Requirement,