External Meetings
| Date | MEETING WITH | REGARDING RULEMAKING |
|---|---|---|
| FINRA | More Info
III. Business Conduct Standards w/ Counterparties |
|
| Managed Funds Association (MFA)Delta Strategies GroupOspraie ManagementHbk Investments | More Info
XXVI. Position Limits |
|
| ISDASIFMA | More Info
II. DefinitionsIX. Governance & Possible LimitsVII. DCO Core PrinciplesVIII. Process for Review of SwapsX. Systemically Important DCO RulesXIII. SEF RegistrationXVII. Data RecordkeepingXVIII. Real Time ReportingXXI. Joint Rules w/ SECXXVIII. Volcker Rule |
|
| Managed Funds Association (MFA)Delta Strategy | More Info
V. Capital & Margin |
|
| Managed Funds Association | More Info
V. Capital & MarginXXVI. Position Limits |
|
| MarkitSERV | More Info
XVII. Data Recordkeeping |
|
| Assured Guaranty | More Info
General |
|
| NFA | More Info
General |
|
| National Futures Association (NFA) | More Info
All |
|
| Depository Trust & Clearing Corporation (DTCC)TriOptima | More Info
General |