Enforcement Actions

The CFTC Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.

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View Opinions and Adjudicatory Orders

Date ENFORCEMENT ACTIONS
Federal Court Orders Texas and Florida Men to Pay Nearly $1.75 Million in Digital Assets Scheme
U.S. Court of Appeals Rules in Favor of CFTC in Fraud Case Against Monex Deposit Company and its Principals
Federal Court Permanently Bans and Imposes an over $300,000 Penalty Against Foreign Trading Platform for Offering Illegal Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals
Georgia Man Sanctioned for Fraudulent Scheme Attempting to Profit from COVID-19
CFTC Charges Three Individuals and Three Florida Companies with Fraud in Multimillion-Dollar Precious Metals Scheme
CFTC Orders Three Credit Suisse Entities to Pay $1.5 Million for Swap Data Reporting Failure
CFTC Fines Brazilian Soybean Producer for Reporting Violations
CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations
Federal Court Sanctions Australian Trader for Spoofing and Engaging in a Manipulative and Deceptive Scheme
Federal Court Orders Florida Man to Pay More than $500,000 for Attempting to Fraudulently Profit From COVID-19