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Date
Proposed Rules
12/16/2009
74 FR 66598 // 
PDF Version
17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy
Comment File: 09-034 Closing Date: 01/15/2010
PDF Version17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy
Comment File: 09-034 Closing Date: 01/15/2010
11/13/2009
74 FR 58608 // PDF Version
Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act
Comment File: 09-033 Closing Date: 12/14/2009
PDF VersionRequest for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act
Comment File: 09-033 Closing Date: 12/14/2009
11/12/2009
74 FR 58258 // PDF Version
Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
Comment File: 09-011 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
PDF VersionNotice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
Comment File: 09-011 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
- 74 FR 51261, October 6, 2009 PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions - 75 FR 38469, July 2, 2010 PDF Version
Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function - 75 FR 38478, July 2, 2010 PDF Version
Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
11/12/2009
74 FR 58259 // PDF Version
Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function
Comment File: 09-012 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
PDF VersionNotice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function
Comment File: 09-012 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
- 74 FR 51264, October 6, 2009 PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions - 75 FR 42380, July 21, 2010 PDF Version
Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function - 75 FR 42411, July 21, 2010 PDF Version
Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
10/26/2009
74 FR 54966 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-032 Closing Date: 11/10/2009
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-032 Closing Date: 11/10/2009
10/22/2009
74 FR 54550 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-031 Closing Date: 11/06/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-031 Closing Date: 11/06/2009
See also:
- 75 FR 23704, May 4, 2010 PDF Version
Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/20/2009
74 FR 53720 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-027 Closing Date: 11/04/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-027 Closing Date: 11/04/2009
See also:
- 75 FR 23718, May 4, 2010 PDF Version
Orders Finding That the Henry Financial Basis Contract, Henry Financial Index Contract and Henry Financial Swing Contract Traded on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
10/20/2009
74 FR 53723 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-028 Closing Date: 11/04/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-028 Closing Date: 11/04/2009
See also:
- 75 FR 24648, May 5, 2010 PDF Version
Order Finding That the Socal Border Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/20/2009
74 FR 53724 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-029 Closing Date: 11/04/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-029 Closing Date: 11/04/2009
See also:
- 75 FR 23729, May 4, 2010 PDF Version
Orders Finding that the (1) Phys,\1\ BS,\2\ LD1 \3\ (US/MM), AB-NIT;\4\ (2) Phys, BS, LD1 (US/MM), Union-Dawn; \5\ (3) Phys, FP,\6\ (CA/GJ),\7\ AB-NIT; (4) Phys, FP, (US/MM), Union-Dawn; and (5) Phys, ID,\8\ 7a \9\ (CA/GJ), AB-NIT Contracts, Offered for Trading on the Natural Gas Exchange, Inc., Do Not Perform a Significant Price Discovery Function
10/20/2009
74 FR 53728 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-030 Closing Date: 11/04/2009
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-030 Closing Date: 11/04/2009
10/13/2009
74 FR 52434 // PDF Version
Electronic Filing of Financial Reports and Notices
Comment File: 09-026 Closing Date: 11/12/2009
PDF VersionElectronic Filing of Financial Reports and Notices
Comment File: 09-026 Closing Date: 11/12/2009
10/09/2009
74 FR 52188 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-013 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-013 Closing Date: 10/26/2009
See also:
- 75 FR 24586, May 5, 2010 PDF Version
Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52186 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-014 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-014 Closing Date: 10/26/2009
See also:
- 75 FR 24626, May 5, 2010 PDF Version
Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52204 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-015 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-015 Closing Date: 10/26/2009
See also:
- 75 FR 24612, May 5, 2010 PDF Version
Order Finding That the Zone 6-NY Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52196 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-016 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-016 Closing Date: 10/26/2009
See also:
- 75 FR 23697, May 4, 2010 PDF Version
Order Finding That the AECO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/09/2009
74 FR 52198 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-017 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-017 Closing Date: 10/26/2009
See also:
- 75 FR 24633, May 5, 2010 PDF Version
Order Finding That the ICE Chicago Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/09/2009
74 FR 52190 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-018 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-018 Closing Date: 10/26/2009
See also:
- 75 FR 24599, May 5, 2010 PDF Version
Order Finding That the ICE Dominion-South Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52206 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-019 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-019 Closing Date: 10/26/2009
See also:
- 75 FR 24641, May 5, 2010 PDF Version
Order Finding That the HSC\1\ Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/09/2009
74 FR 52192 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-020 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-020 Closing Date: 10/26/2009
See also:
- 75 FR 23679, May 4, 2010 PDF Version
Order Finding That the ICE Malin Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52194 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-022 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-022 Closing Date: 10/26/2009
See also:
- 75 FR 24619, May 5, 2010 PDF Version
Order Finding That the Permian Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52210 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-023 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-023 Closing Date: 10/26/2009
See also:
- 75 FR 23710, May 4, 2010 PDF Version
Order Finding That the ICE PG&E Citygate Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/09/2009
74 FR 52200 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-024 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-024 Closing Date: 10/26/2009
See also:
- 75 FR 24606, May 5, 2010 PDF Version
Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/09/2009
74 FR 52202 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-025 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-025 Closing Date: 10/26/2009
See also:
- 75 FR 24655, May 5, 2010 PDF Version
Order Finding That the ICE Waha Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/09/2009
74 FR 52208 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-021 Closing Date: 10/26/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-021 Closing Date: 10/26/2009
See also:
- 75 FR 23690, May 4, 2010 PDF Version
Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
10/06/2009
74 FR 51261 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-011 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-011 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
- 74 FR 58258, November 12, 2009 PDF Version
Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function - 75 FR 38469, July 2, 2010 PDF Version
Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function - 75 FR 38478, July 2, 2010 PDF Version
Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
10/06/2009
74 FR 51264 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-012 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions
Comment File: 09-012 Closing Date: 10/21/2009 Extended Date: 11/27/2009
See also:
- 74 FR 58259, November 12, 2009 PDF Version
Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function
- 75 FR 42380, July 21, 2010 PDF Version
Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function - 75 FR 42411, July 21, 2010 PDF Version
Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
08/20/2009
74 FR 42052 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-010 Closing Date: 09/04/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-010 Closing Date: 09/04/2009
See also:
- 75 FR 23686, May 4, 2010 PDF Version
Order Finding That the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc. Does Not Perform a Significant Price Discovery Function
08/13/2009
74 FR 40794 // PDF Version
17 CFR Part 190 Account Class
Comment File: 09-009 Closing Date: 09/14/2009
See also:
PDF Version17 CFR Part 190 Account Class
Comment File: 09-009 Closing Date: 09/14/2009
See also:
- 75 FR 17297, April 6, 2010 PDF Version
17 CFR Part 190 Account Class
07/02/2009
74 FR 31642 // PDF Version
17 CFR Part 16 Account Ownership and Control Report
Comment File: 09-008 Closing Date: 08/17/2009
PDF Version17 CFR Part 16 Account Ownership and Control Report
Comment File: 09-008 Closing Date: 08/17/2009
06/12/2009
74 FR 28028 // PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-007 Closing Date: 07/13/2009
See also:
PDF VersionNotice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-007 Closing Date: 07/13/2009
See also:
- 74 FR 37988, July 30, 2009 PDF Version
Order Finding That the ICE Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
05/22/2009
74 FR 23962 // PDF Version
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
Comment File: 09-006 Closing Date: 07/21/2009
PDF Version17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
Comment File: 09-006 Closing Date: 07/21/2009
05/22/2009
74 FR 23964 // PDF Version
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits.
Comment File: 09-004 Closing Date: 05/26/2009 Extended Date: 06/16/2009
See also:
PDF Version17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits.
Comment File: 09-004 Closing Date: 05/26/2009 Extended Date: 06/16/2009
See also:
- 74 FR 12282, March 24, 2009 PDF Version
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
05/07/2009
74 FR 21290 // PDF Version
17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers
Comment File: 09-005 Closing Date: 07/06/2009
PDF Version17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers
Comment File: 09-005 Closing Date: 07/06/2009
03/24/2009
74 FR 12282 // PDF Version
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
Comment File: 09-004 Closing Date: 05/26/2009 Extended Date: 06/16/2009
See also:
PDF Version17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
Comment File: 09-004 Closing Date: 05/26/2009 Extended Date: 06/16/2009
See also:
- 74 FR 23964, May 22, 2009 PDF Version
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits.
02/24/2009
74 FR 8220 // PDF Version
17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports
Comment File: 09-003 Closing Date: 03/26/2009
See also:
PDF Version17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports
Comment File: 09-003 Closing Date: 03/26/2009
See also:
- 74 FR 57585, November 9, 2009 PDF Version
17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports
02/20/2009
74 FR 7838 // PDF Version
17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds
Comment File: 09-002 Closing Date: 03/23/2009
PDF Version17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds
Comment File: 09-002 Closing Date: 03/23/2009
01/21/2009
74 FR 3475 // PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Comment File: 09-001 Closing Date: 02/20/2009
See also:
PDF Version17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Comment File: 09-001 Closing Date: 02/20/2009
See also:
- 74 FR 18982, April 27, 2009 PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations